Will “Audit Manager” be Replaced By Robots? 🤔
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Job Description
Plan, direct, or coordinate activities of an organization to ensure compliance with ethical or regulatory standards.
Job Details
- The SOC (Standard Occupational Classification) code is 11-9199.02
☝️ Information based on the reference occupation “Compliance Managers”.
Also Known As…
- Compliance Managers
- Internal Review and Audit Compliance
- Director, Global Ethics & Compliance and Assistant General Counsel
- Director of Compliance
- Corporate Operations Compliance Manager
- Compliance Review Officer
- Compliance Officer
- Compliance Manager
- Compliance Engineer-Products
- Compliance Coordinator
- Business Practices Supervisor
- Risk Manager
- Research Quality Assurance Specialist
- Research Quality Assurance Analyst
- Research Compliance and HIPPA Privacy Officer and Director of the Research Compliance Program
- Regulatory Compliance Specialist
- Regulatory Compliance Officer
- Regulatory Compliance Director
- Privacy Compliance Manager
- Manager, Quality Management, Corporate Compliance
- Legal Compliance Officer
- IRB Compliance Coordinator
- Head of Ethics and Compliance
- Financial Compliance Officer
- Ethics Officer
- Ethics Manager
- Director, Office of Human Subjects Protection
- Credit Compliance Officer
- Corporate Ethics Officer
- Corporate Compliance Officer
- Corporate Compliance Director
- Compliance Specialist
- Compliance Director
- Compliance Analyst
- Chief Compliance Officer
- BSA/AML Compliance Officer
- BSA Officer
Tasks for “Audit Manager”
- Verify that software technology is in place to adequately provide oversight and monitoring in all required areas.
- Provide assistance to internal or external auditors in compliance reviews.
- Review or modify policies or operating guidelines to comply with changes to environmental standards or regulations.
- Provide employee training on compliance related topics, policies, or procedures.
- Disseminate written policies and procedures related to compliance activities.
- Maintain documentation of compliance activities, such as complaints received or investigation outcomes.
- Prepare management reports regarding compliance operations and progress.
- Design or implement improvements in communication, monitoring, or enforcement of compliance standards.
- Collaborate with human resources departments to ensure the implementation of consistent disciplinary action strategies in cases of compliance standard violations.
- Direct the development or implementation of compliance-related policies and procedures throughout an organization.
- Report violations of compliance or regulatory standards to duly authorized enforcement agencies as appropriate or required.
- Consult with corporate attorneys as necessary to address difficult legal compliance issues.
- Evaluate testing procedures to meet the specifications of environmental monitoring programs.
- Review communications such as securities sales advertising to ensure there are no violations of standards or regulations.
- Verify that all firm and regulatory policies and procedures have been documented, implemented, and communicated.
- File appropriate compliance reports with regulatory agencies.
- Conduct or direct the internal investigation of compliance issues.
- Develop or implement environmental compliance plans for programs, such as air quality, storm water, wastewater treatment, hazardous waste management, pollution prevention, or solid waste management.
- Assess product, compliance, or operational risks and develop risk management strategies.
- Keep informed regarding pending industry changes, trends, and best practices and assess the potential impact of these changes on organizational processes.
- Direct environmental programs, such as air or water compliance, aboveground or underground storage tanks, spill prevention or control, hazardous waste or materials management, solid waste recycling, medical waste management, indoor air quality, integrated pest management, employee training, or disaster preparedness.
- Conduct environmental audits to ensure adherence to environmental standards.
- Monitor compliance systems to ensure their effectiveness.
- Serve as a confidential point of contact for employees to communicate with management, seek clarification on issues or dilemmas, or report irregularities.
- Identify compliance issues that require follow-up or investigation.
- Conduct periodic internal reviews or audits to ensure that compliance procedures are followed.
- Advise technical professionals on the development or use of environmental compliance or reporting tools.
- Advise internal management or business partners on the implementation or operation of compliance programs.
- Oversee internal reporting systems such as corporate compliance hotlines and inform employees about these systems.
- Discuss emerging compliance issues with management or employees.
Related Technology & Tools
- Photocopying equipment
- Computer laser printers
- Multi-line telephone systems
- Personal computers
- Desktop computers
- Laptop computers
- Laser facsimile machines
- Spreadsheet software
- Microsoft Windows
- ComplianceBridge Total Compliance
- The Garland Group RiskKey
- Keane SCORE
- 80-20 Software Leaders4
- AssurX Financial Services Compliance Management System
- Microsoft PowerPoint
- Archer Compliance Management
- policyIQ
- RVR Systems Compliance
- Microsoft SharePoint
- MyComplianceOffice Compliance Operations Management System
- SAP BEx Report Designer
- Modulo Risk Manager
- Web browser software
- LRN Ethics and Compliance Alliance
- Fidessa Compliance Manager
- MasterControl MD
- Sword Achiever Compliance Portal Dashboard
- Axentis Compliance Management
- Neohapsis Certus GRC
- Oracle Enterprise Governance, Risk, and Compliance Manager
- Apple Safari
- Aline GRC
- Healthcare common procedure coding system HCPCS
- Governance, risk, and compliance GRC software
- DoubleCheck GRC&T Platform
- StataCorp Stata
- Methodware ERA
- Guideline Risk Technologies RUBI
- Audit2 AdaptiveGRC
- Human resource information system HRIS
- MetricStream Compliance Management
- Microsoft Word
- LexisNexis
- Oracle Insurance Compliance Tracker
- Microsoft Visio
- Adobe Systems Adobe Acrobat
- Word processing software
- Tax accounting software
- MetricStream Enterprise Compliance Platform
- Microsoft Office
- Resolve Legislative Compliance Management
- Compliance 360
- BWise Compliance Management
- Actimize Brokerage Compliance Solutions
- Microsoft Access
- EtQ FDA cGxP Compliance Software for Life Sciences
- IBM Notes
- ControlCase Compliance Manager
- Data analysis software
- AssurX CATSWeb
- ARC Logics Sword
- Email software
- Cura Software Solutions Cura for Compliance Management
- BPS Compliance
- Microsoft Project
- Compliance11 Supervisory Suite
- MediRegs ComplyTrack
- CMO Compliance Regulatory Compliance Solution
- Microsoft Outlook
- Microsoft Internet Explorer
- Microsoft Excel
- MetricStream Regulatory Reporting
- FRSGlobal RegPro
- MasterControl TotalPharma
- Agiliance Compliance Manager
- EtQ Environmental Health and Safety Software
- Database management software
- QUMAS Compliance Solution
- Thomson Reuters Paisley Enterprise GRC
- Mozilla Firefox
- Protiviti Governance Portal
- Horwath Software Magique
- Scheduling software
- Desktop publishing software