Will “Head of Ethics and Compliance” be Replaced By Robots? 🤔
Unknown Chance of Automation
Sadly, the research paper did not provide any information about this occupation. Maybe have a look at our directory?
Job Description
Plan, direct, or coordinate activities of an organization to ensure compliance with ethical or regulatory standards.
Job Details
- The SOC (Standard Occupational Classification) code is 11-9199.02
☝️ Information based on the reference occupation “Compliance Managers”.
Also Known As…
- Compliance Managers
- Internal Review and Audit Compliance
- Director, Global Ethics & Compliance and Assistant General Counsel
- Director of Compliance
- Corporate Operations Compliance Manager
- Compliance Review Officer
- Compliance Officer
- Compliance Manager
- Compliance Engineer-Products
- Compliance Coordinator
- Business Practices Supervisor
- Risk Manager
- Research Quality Assurance Specialist
- Research Quality Assurance Analyst
- Research Compliance and HIPPA Privacy Officer and Director of the Research Compliance Program
- Regulatory Compliance Specialist
- Regulatory Compliance Officer
- Regulatory Compliance Director
- Privacy Compliance Manager
- Manager, Quality Management, Corporate Compliance
- Legal Compliance Officer
- IRB Compliance Coordinator
- Financial Compliance Officer
- Ethics Officer
- Ethics Manager
- Director, Office of Human Subjects Protection
- Credit Compliance Officer
- Corporate Ethics Officer
- Corporate Compliance Officer
- Corporate Compliance Director
- Compliance Specialist
- Compliance Director
- Compliance Analyst
- Chief Compliance Officer
- BSA/AML Compliance Officer
- BSA Officer
- Audit Manager
Tasks for “Head of Ethics and Compliance”
- Conduct environmental audits to ensure adherence to environmental standards.
- Assess product, compliance, or operational risks and develop risk management strategies.
- Serve as a confidential point of contact for employees to communicate with management, seek clarification on issues or dilemmas, or report irregularities.
- Evaluate testing procedures to meet the specifications of environmental monitoring programs.
- Verify that all firm and regulatory policies and procedures have been documented, implemented, and communicated.
- Advise technical professionals on the development or use of environmental compliance or reporting tools.
- Review or modify policies or operating guidelines to comply with changes to environmental standards or regulations.
- File appropriate compliance reports with regulatory agencies.
- Keep informed regarding pending industry changes, trends, and best practices and assess the potential impact of these changes on organizational processes.
- Conduct periodic internal reviews or audits to ensure that compliance procedures are followed.
- Provide assistance to internal or external auditors in compliance reviews.
- Report violations of compliance or regulatory standards to duly authorized enforcement agencies as appropriate or required.
- Design or implement improvements in communication, monitoring, or enforcement of compliance standards.
- Maintain documentation of compliance activities, such as complaints received or investigation outcomes.
- Direct environmental programs, such as air or water compliance, aboveground or underground storage tanks, spill prevention or control, hazardous waste or materials management, solid waste recycling, medical waste management, indoor air quality, integrated pest management, employee training, or disaster preparedness.
- Collaborate with human resources departments to ensure the implementation of consistent disciplinary action strategies in cases of compliance standard violations.
- Review communications such as securities sales advertising to ensure there are no violations of standards or regulations.
- Verify that software technology is in place to adequately provide oversight and monitoring in all required areas.
- Monitor compliance systems to ensure their effectiveness.
- Provide employee training on compliance related topics, policies, or procedures.
- Discuss emerging compliance issues with management or employees.
- Prepare management reports regarding compliance operations and progress.
- Direct the development or implementation of compliance-related policies and procedures throughout an organization.
- Identify compliance issues that require follow-up or investigation.
- Conduct or direct the internal investigation of compliance issues.
- Advise internal management or business partners on the implementation or operation of compliance programs.
- Disseminate written policies and procedures related to compliance activities.
- Develop or implement environmental compliance plans for programs, such as air quality, storm water, wastewater treatment, hazardous waste management, pollution prevention, or solid waste management.
- Oversee internal reporting systems such as corporate compliance hotlines and inform employees about these systems.
- Consult with corporate attorneys as necessary to address difficult legal compliance issues.
Related Technology & Tools
- Laser facsimile machines
- Desktop computers
- Photocopying equipment
- Multi-line telephone systems
- Laptop computers
- Personal computers
- Computer laser printers
- StataCorp Stata
- Desktop publishing software
- MediRegs ComplyTrack
- Oracle Insurance Compliance Tracker
- Modulo Risk Manager
- Microsoft Internet Explorer
- Human resource information system HRIS
- BPS Compliance
- MasterControl MD
- Word processing software
- Thomson Reuters Paisley Enterprise GRC
- Mozilla Firefox
- The Garland Group RiskKey
- Microsoft PowerPoint
- Keane SCORE
- Healthcare common procedure coding system HCPCS
- Audit2 AdaptiveGRC
- LRN Ethics and Compliance Alliance
- IBM Notes
- Microsoft Access
- ControlCase Compliance Manager
- CMO Compliance Regulatory Compliance Solution
- Microsoft Office
- Compliance 360
- Protiviti Governance Portal
- FRSGlobal RegPro
- MyComplianceOffice Compliance Operations Management System
- SAP BEx Report Designer
- EtQ Environmental Health and Safety Software
- BWise Compliance Management
- Horwath Software Magique
- Scheduling software
- Axentis Compliance Management
- Microsoft Windows
- Guideline Risk Technologies RUBI
- Email software
- policyIQ
- Database management software
- Aline GRC
- MetricStream Regulatory Reporting
- Agiliance Compliance Manager
- Adobe Systems Adobe Acrobat
- Microsoft Excel
- ComplianceBridge Total Compliance
- Sword Achiever Compliance Portal Dashboard
- AssurX CATSWeb
- Fidessa Compliance Manager
- Resolve Legislative Compliance Management
- Microsoft Project
- Tax accounting software
- Cura Software Solutions Cura for Compliance Management
- Oracle Enterprise Governance, Risk, and Compliance Manager
- Microsoft Word
- Compliance11 Supervisory Suite
- AssurX Financial Services Compliance Management System
- Methodware ERA
- Spreadsheet software
- MetricStream Compliance Management
- 80-20 Software Leaders4
- Microsoft SharePoint
- Apple Safari
- Neohapsis Certus GRC
- QUMAS Compliance Solution
- Microsoft Visio
- EtQ FDA cGxP Compliance Software for Life Sciences
- MetricStream Enterprise Compliance Platform
- LexisNexis
- RVR Systems Compliance
- Web browser software
- MasterControl TotalPharma
- Archer Compliance Management
- Actimize Brokerage Compliance Solutions
- Data analysis software
- DoubleCheck GRC&T Platform
- ARC Logics Sword
- Governance, risk, and compliance GRC software
- Microsoft Outlook