Will “Compliance Manager” be Replaced By Robots? 🤔
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Job Description
Plan, direct, or coordinate activities of an organization to ensure compliance with ethical or regulatory standards.
Job Details
- The SOC (Standard Occupational Classification) code is 11-9199.02
☝️ Information based on the reference occupation “Compliance Managers”.
Also Known As…
- Compliance Managers
- Internal Review and Audit Compliance
- Director, Global Ethics & Compliance and Assistant General Counsel
- Director of Compliance
- Corporate Operations Compliance Manager
- Compliance Review Officer
- Compliance Officer
- Compliance Engineer-Products
- Compliance Coordinator
- Business Practices Supervisor
- Risk Manager
- Research Quality Assurance Specialist
- Research Quality Assurance Analyst
- Research Compliance and HIPPA Privacy Officer and Director of the Research Compliance Program
- Regulatory Compliance Specialist
- Regulatory Compliance Officer
- Regulatory Compliance Director
- Privacy Compliance Manager
- Manager, Quality Management, Corporate Compliance
- Legal Compliance Officer
- IRB Compliance Coordinator
- Head of Ethics and Compliance
- Financial Compliance Officer
- Ethics Officer
- Ethics Manager
- Director, Office of Human Subjects Protection
- Credit Compliance Officer
- Corporate Ethics Officer
- Corporate Compliance Officer
- Corporate Compliance Director
- Compliance Specialist
- Compliance Manager
- Compliance Director
- Compliance Analyst
- Chief Compliance Officer
- BSA/AML Compliance Officer
- BSA Officer
- Audit Manager
Tasks for “Compliance Manager”
- Keep informed regarding pending industry changes, trends, and best practices and assess the potential impact of these changes on organizational processes.
- Conduct environmental audits to ensure adherence to environmental standards.
- Verify that software technology is in place to adequately provide oversight and monitoring in all required areas.
- Direct environmental programs, such as air or water compliance, aboveground or underground storage tanks, spill prevention or control, hazardous waste or materials management, solid waste recycling, medical waste management, indoor air quality, integrated pest management, employee training, or disaster preparedness.
- Collaborate with human resources departments to ensure the implementation of consistent disciplinary action strategies in cases of compliance standard violations.
- Discuss emerging compliance issues with management or employees.
- Develop or implement environmental compliance plans for programs, such as air quality, storm water, wastewater treatment, hazardous waste management, pollution prevention, or solid waste management.
- Prepare management reports regarding compliance operations and progress.
- Design or implement improvements in communication, monitoring, or enforcement of compliance standards.
- Provide assistance to internal or external auditors in compliance reviews.
- Evaluate testing procedures to meet the specifications of environmental monitoring programs.
- Conduct or direct the internal investigation of compliance issues.
- Review or modify policies or operating guidelines to comply with changes to environmental standards or regulations.
- Advise internal management or business partners on the implementation or operation of compliance programs.
- Maintain documentation of compliance activities, such as complaints received or investigation outcomes.
- File appropriate compliance reports with regulatory agencies.
- Identify compliance issues that require follow-up or investigation.
- Monitor compliance systems to ensure their effectiveness.
- Disseminate written policies and procedures related to compliance activities.
- Direct the development or implementation of compliance-related policies and procedures throughout an organization.
- Provide employee training on compliance related topics, policies, or procedures.
- Oversee internal reporting systems such as corporate compliance hotlines and inform employees about these systems.
- Consult with corporate attorneys as necessary to address difficult legal compliance issues.
- Verify that all firm and regulatory policies and procedures have been documented, implemented, and communicated.
- Conduct periodic internal reviews or audits to ensure that compliance procedures are followed.
- Report violations of compliance or regulatory standards to duly authorized enforcement agencies as appropriate or required.
- Assess product, compliance, or operational risks and develop risk management strategies.
- Serve as a confidential point of contact for employees to communicate with management, seek clarification on issues or dilemmas, or report irregularities.
- Review communications such as securities sales advertising to ensure there are no violations of standards or regulations.
- Advise technical professionals on the development or use of environmental compliance or reporting tools.
Related Technology & Tools
- Computer laser printers
- Laptop computers
- Desktop computers
- Personal computers
- Multi-line telephone systems
- Laser facsimile machines
- Photocopying equipment
- Thomson Reuters Paisley Enterprise GRC
- Spreadsheet software
- Cura Software Solutions Cura for Compliance Management
- Microsoft Excel
- Scheduling software
- Adobe Systems Adobe Acrobat
- policyIQ
- AssurX Financial Services Compliance Management System
- StataCorp Stata
- Sword Achiever Compliance Portal Dashboard
- FRSGlobal RegPro
- EtQ FDA cGxP Compliance Software for Life Sciences
- Mozilla Firefox
- Healthcare common procedure coding system HCPCS
- Modulo Risk Manager
- LexisNexis
- BWise Compliance Management
- Microsoft SharePoint
- MyComplianceOffice Compliance Operations Management System
- The Garland Group RiskKey
- Audit2 AdaptiveGRC
- MasterControl TotalPharma
- Microsoft Internet Explorer
- Actimize Brokerage Compliance Solutions
- Microsoft Outlook
- Microsoft Access
- MetricStream Enterprise Compliance Platform
- Oracle Enterprise Governance, Risk, and Compliance Manager
- Axentis Compliance Management
- ComplianceBridge Total Compliance
- Governance, risk, and compliance GRC software
- DoubleCheck GRC&T Platform
- Protiviti Governance Portal
- Data analysis software
- MasterControl MD
- Aline GRC
- Web browser software
- Horwath Software Magique
- Methodware ERA
- Microsoft Visio
- BPS Compliance
- Microsoft Word
- Compliance11 Supervisory Suite
- Neohapsis Certus GRC
- Microsoft Office
- Archer Compliance Management
- Keane SCORE
- Word processing software
- CMO Compliance Regulatory Compliance Solution
- IBM Notes
- Tax accounting software
- RVR Systems Compliance
- Compliance 360
- Human resource information system HRIS
- ControlCase Compliance Manager
- Microsoft Windows
- Desktop publishing software
- Microsoft PowerPoint
- QUMAS Compliance Solution
- Fidessa Compliance Manager
- Microsoft Project
- MediRegs ComplyTrack
- SAP BEx Report Designer
- AssurX CATSWeb
- Guideline Risk Technologies RUBI
- Oracle Insurance Compliance Tracker
- MetricStream Compliance Management
- Resolve Legislative Compliance Management
- Apple Safari
- Database management software
- LRN Ethics and Compliance Alliance
- 80-20 Software Leaders4
- Email software
- Agiliance Compliance Manager
- ARC Logics Sword
- MetricStream Regulatory Reporting
- EtQ Environmental Health and Safety Software