Will “Corporate Operations Compliance Manager” be Replaced By Robots? 🤔
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Job Description
Plan, direct, or coordinate activities of an organization to ensure compliance with ethical or regulatory standards.
Job Details
- The SOC (Standard Occupational Classification) code is 11-9199.02
☝️ Information based on the reference occupation “Compliance Managers”.
Also Known As…
- Compliance Managers
- Internal Review and Audit Compliance
- Director, Global Ethics & Compliance and Assistant General Counsel
- Director of Compliance
- Compliance Review Officer
- Compliance Officer
- Compliance Manager
- Compliance Engineer-Products
- Compliance Coordinator
- Business Practices Supervisor
- Risk Manager
- Research Quality Assurance Specialist
- Research Quality Assurance Analyst
- Research Compliance and HIPPA Privacy Officer and Director of the Research Compliance Program
- Regulatory Compliance Specialist
- Regulatory Compliance Officer
- Regulatory Compliance Director
- Privacy Compliance Manager
- Manager, Quality Management, Corporate Compliance
- Legal Compliance Officer
- IRB Compliance Coordinator
- Head of Ethics and Compliance
- Financial Compliance Officer
- Ethics Officer
- Ethics Manager
- Director, Office of Human Subjects Protection
- Credit Compliance Officer
- Corporate Operations Compliance Manager
- Corporate Ethics Officer
- Corporate Compliance Officer
- Corporate Compliance Director
- Compliance Specialist
- Compliance Director
- Compliance Analyst
- Chief Compliance Officer
- BSA/AML Compliance Officer
- BSA Officer
- Audit Manager
Tasks for “Corporate Operations Compliance Manager”
- Evaluate testing procedures to meet the specifications of environmental monitoring programs.
- Disseminate written policies and procedures related to compliance activities.
- Conduct or direct the internal investigation of compliance issues.
- Conduct environmental audits to ensure adherence to environmental standards.
- Design or implement improvements in communication, monitoring, or enforcement of compliance standards.
- Develop or implement environmental compliance plans for programs, such as air quality, storm water, wastewater treatment, hazardous waste management, pollution prevention, or solid waste management.
- Advise technical professionals on the development or use of environmental compliance or reporting tools.
- Direct the development or implementation of compliance-related policies and procedures throughout an organization.
- Review or modify policies or operating guidelines to comply with changes to environmental standards or regulations.
- Assess product, compliance, or operational risks and develop risk management strategies.
- Keep informed regarding pending industry changes, trends, and best practices and assess the potential impact of these changes on organizational processes.
- Serve as a confidential point of contact for employees to communicate with management, seek clarification on issues or dilemmas, or report irregularities.
- Report violations of compliance or regulatory standards to duly authorized enforcement agencies as appropriate or required.
- Direct environmental programs, such as air or water compliance, aboveground or underground storage tanks, spill prevention or control, hazardous waste or materials management, solid waste recycling, medical waste management, indoor air quality, integrated pest management, employee training, or disaster preparedness.
- Verify that all firm and regulatory policies and procedures have been documented, implemented, and communicated.
- Monitor compliance systems to ensure their effectiveness.
- Oversee internal reporting systems such as corporate compliance hotlines and inform employees about these systems.
- File appropriate compliance reports with regulatory agencies.
- Conduct periodic internal reviews or audits to ensure that compliance procedures are followed.
- Review communications such as securities sales advertising to ensure there are no violations of standards or regulations.
- Discuss emerging compliance issues with management or employees.
- Consult with corporate attorneys as necessary to address difficult legal compliance issues.
- Prepare management reports regarding compliance operations and progress.
- Maintain documentation of compliance activities, such as complaints received or investigation outcomes.
- Provide employee training on compliance related topics, policies, or procedures.
- Collaborate with human resources departments to ensure the implementation of consistent disciplinary action strategies in cases of compliance standard violations.
- Advise internal management or business partners on the implementation or operation of compliance programs.
- Verify that software technology is in place to adequately provide oversight and monitoring in all required areas.
- Provide assistance to internal or external auditors in compliance reviews.
- Identify compliance issues that require follow-up or investigation.
Related Technology & Tools
- Personal computers
- Computer laser printers
- Laser facsimile machines
- Photocopying equipment
- Multi-line telephone systems
- Laptop computers
- Desktop computers
- MasterControl TotalPharma
- Tax accounting software
- Spreadsheet software
- Governance, risk, and compliance GRC software
- EtQ Environmental Health and Safety Software
- Data analysis software
- Sword Achiever Compliance Portal Dashboard
- CMO Compliance Regulatory Compliance Solution
- MyComplianceOffice Compliance Operations Management System
- LRN Ethics and Compliance Alliance
- EtQ FDA cGxP Compliance Software for Life Sciences
- Microsoft Excel
- BPS Compliance
- ComplianceBridge Total Compliance
- Microsoft PowerPoint
- Archer Compliance Management
- policyIQ
- Microsoft Outlook
- Adobe Systems Adobe Acrobat
- Microsoft Project
- Email software
- 80-20 Software Leaders4
- Aline GRC
- Horwath Software Magique
- MetricStream Enterprise Compliance Platform
- Microsoft Access
- Apple Safari
- Modulo Risk Manager
- Keane SCORE
- Guideline Risk Technologies RUBI
- Agiliance Compliance Manager
- RVR Systems Compliance
- AssurX CATSWeb
- Microsoft Internet Explorer
- Actimize Brokerage Compliance Solutions
- FRSGlobal RegPro
- Neohapsis Certus GRC
- MediRegs ComplyTrack
- QUMAS Compliance Solution
- The Garland Group RiskKey
- Scheduling software
- Human resource information system HRIS
- Cura Software Solutions Cura for Compliance Management
- Healthcare common procedure coding system HCPCS
- MasterControl MD
- IBM Notes
- AssurX Financial Services Compliance Management System
- Fidessa Compliance Manager
- Microsoft Word
- Desktop publishing software
- DoubleCheck GRC&T Platform
- Microsoft Office
- Axentis Compliance Management
- ARC Logics Sword
- StataCorp Stata
- Resolve Legislative Compliance Management
- Audit2 AdaptiveGRC
- Oracle Enterprise Governance, Risk, and Compliance Manager
- SAP BEx Report Designer
- BWise Compliance Management
- Microsoft Windows
- Methodware ERA
- Database management software
- Thomson Reuters Paisley Enterprise GRC
- Oracle Insurance Compliance Tracker
- MetricStream Regulatory Reporting
- Compliance11 Supervisory Suite
- MetricStream Compliance Management
- Microsoft SharePoint
- LexisNexis
- Word processing software
- Web browser software
- Protiviti Governance Portal
- Compliance 360
- ControlCase Compliance Manager
- Microsoft Visio
- Mozilla Firefox