Will “Corporate Operations Compliance Manager” be Replaced By Robots? 🤔
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Job Description
Plan, direct, or coordinate activities of an organization to ensure compliance with ethical or regulatory standards.
Job Details
- The SOC (Standard Occupational Classification) code is 11-9199.02
☝️ Information based on the reference occupation “Compliance Managers”.
Also Known As…
- Compliance Managers
- Internal Review and Audit Compliance
- Director, Global Ethics & Compliance and Assistant General Counsel
- Director of Compliance
- Compliance Review Officer
- Compliance Officer
- Compliance Manager
- Compliance Engineer-Products
- Compliance Coordinator
- Business Practices Supervisor
- Risk Manager
- Research Quality Assurance Specialist
- Research Quality Assurance Analyst
- Research Compliance and HIPPA Privacy Officer and Director of the Research Compliance Program
- Regulatory Compliance Specialist
- Regulatory Compliance Officer
- Regulatory Compliance Director
- Privacy Compliance Manager
- Manager, Quality Management, Corporate Compliance
- Legal Compliance Officer
- IRB Compliance Coordinator
- Head of Ethics and Compliance
- Financial Compliance Officer
- Ethics Officer
- Ethics Manager
- Director, Office of Human Subjects Protection
- Credit Compliance Officer
- Corporate Operations Compliance Manager
- Corporate Ethics Officer
- Corporate Compliance Officer
- Corporate Compliance Director
- Compliance Specialist
- Compliance Director
- Compliance Analyst
- Chief Compliance Officer
- BSA/AML Compliance Officer
- BSA Officer
- Audit Manager
Tasks for “Corporate Operations Compliance Manager”
- Verify that all firm and regulatory policies and procedures have been documented, implemented, and communicated.
- Monitor compliance systems to ensure their effectiveness.
- Advise technical professionals on the development or use of environmental compliance or reporting tools.
- Provide assistance to internal or external auditors in compliance reviews.
- Design or implement improvements in communication, monitoring, or enforcement of compliance standards.
- Maintain documentation of compliance activities, such as complaints received or investigation outcomes.
- Evaluate testing procedures to meet the specifications of environmental monitoring programs.
- Develop or implement environmental compliance plans for programs, such as air quality, storm water, wastewater treatment, hazardous waste management, pollution prevention, or solid waste management.
- Direct the development or implementation of compliance-related policies and procedures throughout an organization.
- Collaborate with human resources departments to ensure the implementation of consistent disciplinary action strategies in cases of compliance standard violations.
- Serve as a confidential point of contact for employees to communicate with management, seek clarification on issues or dilemmas, or report irregularities.
- Assess product, compliance, or operational risks and develop risk management strategies.
- Oversee internal reporting systems such as corporate compliance hotlines and inform employees about these systems.
- Keep informed regarding pending industry changes, trends, and best practices and assess the potential impact of these changes on organizational processes.
- Prepare management reports regarding compliance operations and progress.
- Provide employee training on compliance related topics, policies, or procedures.
- Direct environmental programs, such as air or water compliance, aboveground or underground storage tanks, spill prevention or control, hazardous waste or materials management, solid waste recycling, medical waste management, indoor air quality, integrated pest management, employee training, or disaster preparedness.
- Report violations of compliance or regulatory standards to duly authorized enforcement agencies as appropriate or required.
- Disseminate written policies and procedures related to compliance activities.
- Advise internal management or business partners on the implementation or operation of compliance programs.
- Discuss emerging compliance issues with management or employees.
- Conduct periodic internal reviews or audits to ensure that compliance procedures are followed.
- Review communications such as securities sales advertising to ensure there are no violations of standards or regulations.
- File appropriate compliance reports with regulatory agencies.
- Conduct or direct the internal investigation of compliance issues.
- Conduct environmental audits to ensure adherence to environmental standards.
- Review or modify policies or operating guidelines to comply with changes to environmental standards or regulations.
- Consult with corporate attorneys as necessary to address difficult legal compliance issues.
- Identify compliance issues that require follow-up or investigation.
- Verify that software technology is in place to adequately provide oversight and monitoring in all required areas.
Related Technology & Tools
- Computer laser printers
- Personal computers
- Desktop computers
- Multi-line telephone systems
- Photocopying equipment
- Laser facsimile machines
- Laptop computers
- ARC Logics Sword
- Governance, risk, and compliance GRC software
- 80-20 Software Leaders4
- Archer Compliance Management
- Microsoft SharePoint
- Mozilla Firefox
- EtQ FDA cGxP Compliance Software for Life Sciences
- MasterControl TotalPharma
- Microsoft Word
- Desktop publishing software
- IBM Notes
- Data analysis software
- Microsoft Windows
- MetricStream Enterprise Compliance Platform
- Oracle Insurance Compliance Tracker
- AssurX Financial Services Compliance Management System
- MetricStream Regulatory Reporting
- Fidessa Compliance Manager
- BWise Compliance Management
- Healthcare common procedure coding system HCPCS
- Microsoft Office
- CMO Compliance Regulatory Compliance Solution
- Microsoft Internet Explorer
- LexisNexis
- Cura Software Solutions Cura for Compliance Management
- Thomson Reuters Paisley Enterprise GRC
- Microsoft Project
- Sword Achiever Compliance Portal Dashboard
- Resolve Legislative Compliance Management
- Agiliance Compliance Manager
- ControlCase Compliance Manager
- LRN Ethics and Compliance Alliance
- MasterControl MD
- Compliance 360
- Compliance11 Supervisory Suite
- Oracle Enterprise Governance, Risk, and Compliance Manager
- Actimize Brokerage Compliance Solutions
- ComplianceBridge Total Compliance
- EtQ Environmental Health and Safety Software
- Horwath Software Magique
- Audit2 AdaptiveGRC
- Apple Safari
- Microsoft Outlook
- Neohapsis Certus GRC
- Tax accounting software
- SAP BEx Report Designer
- The Garland Group RiskKey
- Word processing software
- QUMAS Compliance Solution
- Human resource information system HRIS
- Keane SCORE
- StataCorp Stata
- Aline GRC
- DoubleCheck GRC&T Platform
- policyIQ
- Axentis Compliance Management
- Microsoft Excel
- AssurX CATSWeb
- Microsoft Access
- RVR Systems Compliance
- Database management software
- MetricStream Compliance Management
- FRSGlobal RegPro
- Methodware ERA
- Scheduling software
- MediRegs ComplyTrack
- Protiviti Governance Portal
- Microsoft PowerPoint
- Adobe Systems Adobe Acrobat
- Web browser software
- MyComplianceOffice Compliance Operations Management System
- Email software
- Spreadsheet software
- Guideline Risk Technologies RUBI
- BPS Compliance
- Modulo Risk Manager
- Microsoft Visio