Will “Corporate Operations Compliance Manager” be Replaced By Robots? 🤔
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Job Description
Plan, direct, or coordinate activities of an organization to ensure compliance with ethical or regulatory standards.
Job Details
- The SOC (Standard Occupational Classification) code is 11-9199.02
☝️ Information based on the reference occupation “Compliance Managers”.
Also Known As…
- Compliance Managers
- Internal Review and Audit Compliance
- Director, Global Ethics & Compliance and Assistant General Counsel
- Director of Compliance
- Corporate Operations Compliance Manager
- Compliance Review Officer
- Compliance Officer
- Compliance Manager
- Compliance Engineer-Products
- Compliance Coordinator
- Business Practices Supervisor
- Risk Manager
- Research Quality Assurance Specialist
- Research Quality Assurance Analyst
- Research Compliance and HIPPA Privacy Officer and Director of the Research Compliance Program
- Regulatory Compliance Specialist
- Regulatory Compliance Officer
- Regulatory Compliance Director
- Privacy Compliance Manager
- Manager, Quality Management, Corporate Compliance
- Legal Compliance Officer
- IRB Compliance Coordinator
- Head of Ethics and Compliance
- Financial Compliance Officer
- Ethics Officer
- Ethics Manager
- Director, Office of Human Subjects Protection
- Credit Compliance Officer
- Corporate Ethics Officer
- Corporate Compliance Officer
- Corporate Compliance Director
- Compliance Specialist
- Compliance Director
- Compliance Analyst
- Chief Compliance Officer
- BSA/AML Compliance Officer
- BSA Officer
- Audit Manager
Tasks for “Corporate Operations Compliance Manager”
- Report violations of compliance or regulatory standards to duly authorized enforcement agencies as appropriate or required.
- Verify that software technology is in place to adequately provide oversight and monitoring in all required areas.
- Discuss emerging compliance issues with management or employees.
- Develop or implement environmental compliance plans for programs, such as air quality, storm water, wastewater treatment, hazardous waste management, pollution prevention, or solid waste management.
- Assess product, compliance, or operational risks and develop risk management strategies.
- Provide assistance to internal or external auditors in compliance reviews.
- Keep informed regarding pending industry changes, trends, and best practices and assess the potential impact of these changes on organizational processes.
- Prepare management reports regarding compliance operations and progress.
- Review communications such as securities sales advertising to ensure there are no violations of standards or regulations.
- Serve as a confidential point of contact for employees to communicate with management, seek clarification on issues or dilemmas, or report irregularities.
- Provide employee training on compliance related topics, policies, or procedures.
- Conduct environmental audits to ensure adherence to environmental standards.
- Collaborate with human resources departments to ensure the implementation of consistent disciplinary action strategies in cases of compliance standard violations.
- Maintain documentation of compliance activities, such as complaints received or investigation outcomes.
- Direct the development or implementation of compliance-related policies and procedures throughout an organization.
- Identify compliance issues that require follow-up or investigation.
- File appropriate compliance reports with regulatory agencies.
- Verify that all firm and regulatory policies and procedures have been documented, implemented, and communicated.
- Review or modify policies or operating guidelines to comply with changes to environmental standards or regulations.
- Conduct periodic internal reviews or audits to ensure that compliance procedures are followed.
- Advise technical professionals on the development or use of environmental compliance or reporting tools.
- Design or implement improvements in communication, monitoring, or enforcement of compliance standards.
- Monitor compliance systems to ensure their effectiveness.
- Conduct or direct the internal investigation of compliance issues.
- Evaluate testing procedures to meet the specifications of environmental monitoring programs.
- Consult with corporate attorneys as necessary to address difficult legal compliance issues.
- Advise internal management or business partners on the implementation or operation of compliance programs.
- Oversee internal reporting systems such as corporate compliance hotlines and inform employees about these systems.
- Disseminate written policies and procedures related to compliance activities.
- Direct environmental programs, such as air or water compliance, aboveground or underground storage tanks, spill prevention or control, hazardous waste or materials management, solid waste recycling, medical waste management, indoor air quality, integrated pest management, employee training, or disaster preparedness.
Related Technology & Tools
- Laser facsimile machines
- Multi-line telephone systems
- Computer laser printers
- Personal computers
- Laptop computers
- Desktop computers
- Photocopying equipment
- Healthcare common procedure coding system HCPCS
- BPS Compliance
- AssurX Financial Services Compliance Management System
- MasterControl MD
- Microsoft Visio
- CMO Compliance Regulatory Compliance Solution
- Audit2 AdaptiveGRC
- Governance, risk, and compliance GRC software
- Modulo Risk Manager
- BWise Compliance Management
- MetricStream Regulatory Reporting
- Axentis Compliance Management
- RVR Systems Compliance
- Human resource information system HRIS
- Microsoft Project
- Database management software
- Scheduling software
- Horwath Software Magique
- policyIQ
- Web browser software
- Word processing software
- 80-20 Software Leaders4
- Cura Software Solutions Cura for Compliance Management
- DoubleCheck GRC&T Platform
- Methodware ERA
- Desktop publishing software
- StataCorp Stata
- EtQ Environmental Health and Safety Software
- Mozilla Firefox
- LRN Ethics and Compliance Alliance
- Microsoft SharePoint
- Sword Achiever Compliance Portal Dashboard
- Resolve Legislative Compliance Management
- MetricStream Enterprise Compliance Platform
- Apple Safari
- IBM Notes
- Microsoft Office
- Microsoft Access
- Keane SCORE
- Fidessa Compliance Manager
- Oracle Insurance Compliance Tracker
- MasterControl TotalPharma
- Adobe Systems Adobe Acrobat
- FRSGlobal RegPro
- AssurX CATSWeb
- QUMAS Compliance Solution
- Email software
- Microsoft PowerPoint
- MetricStream Compliance Management
- LexisNexis
- Microsoft Windows
- MediRegs ComplyTrack
- Spreadsheet software
- SAP BEx Report Designer
- Guideline Risk Technologies RUBI
- Data analysis software
- Microsoft Internet Explorer
- ComplianceBridge Total Compliance
- Agiliance Compliance Manager
- Neohapsis Certus GRC
- Oracle Enterprise Governance, Risk, and Compliance Manager
- Tax accounting software
- Compliance 360
- Aline GRC
- Microsoft Excel
- Compliance11 Supervisory Suite
- Microsoft Word
- ControlCase Compliance Manager
- EtQ FDA cGxP Compliance Software for Life Sciences
- MyComplianceOffice Compliance Operations Management System
- The Garland Group RiskKey
- Microsoft Outlook
- Thomson Reuters Paisley Enterprise GRC
- Archer Compliance Management
- Protiviti Governance Portal
- Actimize Brokerage Compliance Solutions
- ARC Logics Sword