Will “Corporate Operations Compliance Manager” be Replaced By Robots? 🤔
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Job Description
Plan, direct, or coordinate activities of an organization to ensure compliance with ethical or regulatory standards.
Job Details
- The SOC (Standard Occupational Classification) code is 11-9199.02
☝️ Information based on the reference occupation “Compliance Managers”.
Also Known As…
- Compliance Managers
- Internal Review and Audit Compliance
- Director, Global Ethics & Compliance and Assistant General Counsel
- Director of Compliance
- Corporate Operations Compliance Manager
- Compliance Review Officer
- Compliance Officer
- Compliance Manager
- Compliance Engineer-Products
- Compliance Coordinator
- Business Practices Supervisor
- Risk Manager
- Research Quality Assurance Specialist
- Research Quality Assurance Analyst
- Research Compliance and HIPPA Privacy Officer and Director of the Research Compliance Program
- Regulatory Compliance Specialist
- Regulatory Compliance Officer
- Regulatory Compliance Director
- Privacy Compliance Manager
- Manager, Quality Management, Corporate Compliance
- Legal Compliance Officer
- IRB Compliance Coordinator
- Head of Ethics and Compliance
- Financial Compliance Officer
- Ethics Officer
- Ethics Manager
- Director, Office of Human Subjects Protection
- Credit Compliance Officer
- Corporate Ethics Officer
- Corporate Compliance Officer
- Corporate Compliance Director
- Compliance Specialist
- Compliance Director
- Compliance Analyst
- Chief Compliance Officer
- BSA/AML Compliance Officer
- BSA Officer
- Audit Manager
Tasks for “Corporate Operations Compliance Manager”
- Verify that software technology is in place to adequately provide oversight and monitoring in all required areas.
- Keep informed regarding pending industry changes, trends, and best practices and assess the potential impact of these changes on organizational processes.
- Review or modify policies or operating guidelines to comply with changes to environmental standards or regulations.
- Advise technical professionals on the development or use of environmental compliance or reporting tools.
- Evaluate testing procedures to meet the specifications of environmental monitoring programs.
- Monitor compliance systems to ensure their effectiveness.
- Oversee internal reporting systems such as corporate compliance hotlines and inform employees about these systems.
- Design or implement improvements in communication, monitoring, or enforcement of compliance standards.
- Identify compliance issues that require follow-up or investigation.
- Direct environmental programs, such as air or water compliance, aboveground or underground storage tanks, spill prevention or control, hazardous waste or materials management, solid waste recycling, medical waste management, indoor air quality, integrated pest management, employee training, or disaster preparedness.
- Develop or implement environmental compliance plans for programs, such as air quality, storm water, wastewater treatment, hazardous waste management, pollution prevention, or solid waste management.
- Verify that all firm and regulatory policies and procedures have been documented, implemented, and communicated.
- Disseminate written policies and procedures related to compliance activities.
- Review communications such as securities sales advertising to ensure there are no violations of standards or regulations.
- Conduct periodic internal reviews or audits to ensure that compliance procedures are followed.
- Assess product, compliance, or operational risks and develop risk management strategies.
- Consult with corporate attorneys as necessary to address difficult legal compliance issues.
- Advise internal management or business partners on the implementation or operation of compliance programs.
- Maintain documentation of compliance activities, such as complaints received or investigation outcomes.
- Collaborate with human resources departments to ensure the implementation of consistent disciplinary action strategies in cases of compliance standard violations.
- Report violations of compliance or regulatory standards to duly authorized enforcement agencies as appropriate or required.
- Serve as a confidential point of contact for employees to communicate with management, seek clarification on issues or dilemmas, or report irregularities.
- Conduct or direct the internal investigation of compliance issues.
- Conduct environmental audits to ensure adherence to environmental standards.
- Prepare management reports regarding compliance operations and progress.
- Provide assistance to internal or external auditors in compliance reviews.
- Provide employee training on compliance related topics, policies, or procedures.
- File appropriate compliance reports with regulatory agencies.
- Direct the development or implementation of compliance-related policies and procedures throughout an organization.
- Discuss emerging compliance issues with management or employees.
Related Technology & Tools
- Computer laser printers
- Personal computers
- Laptop computers
- Photocopying equipment
- Multi-line telephone systems
- Desktop computers
- Laser facsimile machines
- QUMAS Compliance Solution
- Scheduling software
- Thomson Reuters Paisley Enterprise GRC
- Horwath Software Magique
- RVR Systems Compliance
- ARC Logics Sword
- ComplianceBridge Total Compliance
- Protiviti Governance Portal
- Data analysis software
- DoubleCheck GRC&T Platform
- Methodware ERA
- Fidessa Compliance Manager
- Neohapsis Certus GRC
- SAP BEx Report Designer
- MyComplianceOffice Compliance Operations Management System
- AssurX Financial Services Compliance Management System
- Sword Achiever Compliance Portal Dashboard
- Human resource information system HRIS
- MetricStream Enterprise Compliance Platform
- MasterControl MD
- Adobe Systems Adobe Acrobat
- MasterControl TotalPharma
- Actimize Brokerage Compliance Solutions
- The Garland Group RiskKey
- MetricStream Compliance Management
- StataCorp Stata
- Microsoft PowerPoint
- Apple Safari
- Microsoft Word
- EtQ FDA cGxP Compliance Software for Life Sciences
- Cura Software Solutions Cura for Compliance Management
- Governance, risk, and compliance GRC software
- ControlCase Compliance Manager
- 80-20 Software Leaders4
- IBM Notes
- Aline GRC
- AssurX CATSWeb
- Web browser software
- Microsoft Access
- Microsoft SharePoint
- Microsoft Internet Explorer
- MetricStream Regulatory Reporting
- Resolve Legislative Compliance Management
- CMO Compliance Regulatory Compliance Solution
- Modulo Risk Manager
- BPS Compliance
- Audit2 AdaptiveGRC
- Spreadsheet software
- FRSGlobal RegPro
- LexisNexis
- Microsoft Office
- Oracle Insurance Compliance Tracker
- Keane SCORE
- Database management software
- Axentis Compliance Management
- Desktop publishing software
- Microsoft Windows
- Agiliance Compliance Manager
- Archer Compliance Management
- BWise Compliance Management
- Microsoft Outlook
- EtQ Environmental Health and Safety Software
- Guideline Risk Technologies RUBI
- Tax accounting software
- Microsoft Visio
- Word processing software
- Microsoft Project
- policyIQ
- Oracle Enterprise Governance, Risk, and Compliance Manager
- Email software
- Compliance 360
- Compliance11 Supervisory Suite
- LRN Ethics and Compliance Alliance
- Healthcare common procedure coding system HCPCS
- MediRegs ComplyTrack
- Mozilla Firefox
- Microsoft Excel