Will “Corporate Compliance Director” be Replaced By Robots? 🤔
Unknown Chance of Automation
Sadly, the research paper did not provide any information about this occupation. Maybe have a look at our directory?
Job Description
Plan, direct, or coordinate activities of an organization to ensure compliance with ethical or regulatory standards.
Job Details
- The SOC (Standard Occupational Classification) code is 11-9199.02
☝️ Information based on the reference occupation “Compliance Managers”.
Also Known As…
- Compliance Managers
- Internal Review and Audit Compliance
- Director, Global Ethics & Compliance and Assistant General Counsel
- Director of Compliance
- Corporate Operations Compliance Manager
- Compliance Review Officer
- Compliance Officer
- Compliance Manager
- Compliance Engineer-Products
- Compliance Coordinator
- Business Practices Supervisor
- Risk Manager
- Research Quality Assurance Specialist
- Research Quality Assurance Analyst
- Research Compliance and HIPPA Privacy Officer and Director of the Research Compliance Program
- Regulatory Compliance Specialist
- Regulatory Compliance Officer
- Regulatory Compliance Director
- Privacy Compliance Manager
- Manager, Quality Management, Corporate Compliance
- Legal Compliance Officer
- IRB Compliance Coordinator
- Head of Ethics and Compliance
- Financial Compliance Officer
- Ethics Officer
- Ethics Manager
- Director, Office of Human Subjects Protection
- Credit Compliance Officer
- Corporate Ethics Officer
- Corporate Compliance Officer
- Compliance Specialist
- Compliance Director
- Compliance Analyst
- Chief Compliance Officer
- BSA/AML Compliance Officer
- BSA Officer
- Audit Manager
Tasks for “Corporate Compliance Director”
- Direct the development or implementation of compliance-related policies and procedures throughout an organization.
- Assess product, compliance, or operational risks and develop risk management strategies.
- Keep informed regarding pending industry changes, trends, and best practices and assess the potential impact of these changes on organizational processes.
- Maintain documentation of compliance activities, such as complaints received or investigation outcomes.
- Review or modify policies or operating guidelines to comply with changes to environmental standards or regulations.
- Verify that all firm and regulatory policies and procedures have been documented, implemented, and communicated.
- Evaluate testing procedures to meet the specifications of environmental monitoring programs.
- Develop or implement environmental compliance plans for programs, such as air quality, storm water, wastewater treatment, hazardous waste management, pollution prevention, or solid waste management.
- Conduct periodic internal reviews or audits to ensure that compliance procedures are followed.
- Provide assistance to internal or external auditors in compliance reviews.
- Advise internal management or business partners on the implementation or operation of compliance programs.
- Discuss emerging compliance issues with management or employees.
- Provide employee training on compliance related topics, policies, or procedures.
- Verify that software technology is in place to adequately provide oversight and monitoring in all required areas.
- Review communications such as securities sales advertising to ensure there are no violations of standards or regulations.
- Identify compliance issues that require follow-up or investigation.
- Collaborate with human resources departments to ensure the implementation of consistent disciplinary action strategies in cases of compliance standard violations.
- Conduct environmental audits to ensure adherence to environmental standards.
- Design or implement improvements in communication, monitoring, or enforcement of compliance standards.
- Monitor compliance systems to ensure their effectiveness.
- Advise technical professionals on the development or use of environmental compliance or reporting tools.
- Serve as a confidential point of contact for employees to communicate with management, seek clarification on issues or dilemmas, or report irregularities.
- Conduct or direct the internal investigation of compliance issues.
- Disseminate written policies and procedures related to compliance activities.
- Consult with corporate attorneys as necessary to address difficult legal compliance issues.
- File appropriate compliance reports with regulatory agencies.
- Prepare management reports regarding compliance operations and progress.
- Report violations of compliance or regulatory standards to duly authorized enforcement agencies as appropriate or required.
- Direct environmental programs, such as air or water compliance, aboveground or underground storage tanks, spill prevention or control, hazardous waste or materials management, solid waste recycling, medical waste management, indoor air quality, integrated pest management, employee training, or disaster preparedness.
- Oversee internal reporting systems such as corporate compliance hotlines and inform employees about these systems.
Related Technology & Tools
- Photocopying equipment
- Laser facsimile machines
- Multi-line telephone systems
- Computer laser printers
- Desktop computers
- Personal computers
- Laptop computers
- Microsoft Visio
- Sword Achiever Compliance Portal Dashboard
- MetricStream Enterprise Compliance Platform
- MasterControl MD
- StataCorp Stata
- MetricStream Compliance Management
- Compliance11 Supervisory Suite
- Methodware ERA
- Guideline Risk Technologies RUBI
- Microsoft Access
- Microsoft Word
- MasterControl TotalPharma
- FRSGlobal RegPro
- BWise Compliance Management
- MetricStream Regulatory Reporting
- RVR Systems Compliance
- BPS Compliance
- Thomson Reuters Paisley Enterprise GRC
- Resolve Legislative Compliance Management
- Neohapsis Certus GRC
- Microsoft Excel
- LRN Ethics and Compliance Alliance
- Tax accounting software
- Mozilla Firefox
- Microsoft PowerPoint
- Agiliance Compliance Manager
- Data analysis software
- IBM Notes
- Desktop publishing software
- SAP BEx Report Designer
- MediRegs ComplyTrack
- Modulo Risk Manager
- DoubleCheck GRC&T Platform
- EtQ FDA cGxP Compliance Software for Life Sciences
- Adobe Systems Adobe Acrobat
- Scheduling software
- Apple Safari
- Actimize Brokerage Compliance Solutions
- Microsoft Internet Explorer
- Oracle Enterprise Governance, Risk, and Compliance Manager
- Human resource information system HRIS
- Cura Software Solutions Cura for Compliance Management
- LexisNexis
- Microsoft Project
- AssurX Financial Services Compliance Management System
- Microsoft Outlook
- 80-20 Software Leaders4
- Microsoft SharePoint
- Compliance 360
- Oracle Insurance Compliance Tracker
- Protiviti Governance Portal
- Fidessa Compliance Manager
- Database management software
- Microsoft Windows
- Healthcare common procedure coding system HCPCS
- ARC Logics Sword
- AssurX CATSWeb
- Aline GRC
- MyComplianceOffice Compliance Operations Management System
- Audit2 AdaptiveGRC
- EtQ Environmental Health and Safety Software
- Governance, risk, and compliance GRC software
- Word processing software
- Email software
- CMO Compliance Regulatory Compliance Solution
- The Garland Group RiskKey
- ComplianceBridge Total Compliance
- Spreadsheet software
- policyIQ
- Axentis Compliance Management
- Archer Compliance Management
- Microsoft Office
- Horwath Software Magique
- ControlCase Compliance Manager
- Web browser software
- Keane SCORE
- QUMAS Compliance Solution