Will “Corporate Compliance Officer” be Replaced By Robots? 🤔
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Job Description
Plan, direct, or coordinate activities of an organization to ensure compliance with ethical or regulatory standards.
Job Details
- The SOC (Standard Occupational Classification) code is 11-9199.02
☝️ Information based on the reference occupation “Compliance Managers”.
Also Known As…
- Compliance Managers
- Internal Review and Audit Compliance
- Director, Global Ethics & Compliance and Assistant General Counsel
- Director of Compliance
- Corporate Operations Compliance Manager
- Compliance Review Officer
- Compliance Officer
- Compliance Manager
- Compliance Engineer-Products
- Compliance Coordinator
- Business Practices Supervisor
- Risk Manager
- Research Quality Assurance Specialist
- Research Quality Assurance Analyst
- Research Compliance and HIPPA Privacy Officer and Director of the Research Compliance Program
- Regulatory Compliance Specialist
- Regulatory Compliance Officer
- Regulatory Compliance Director
- Privacy Compliance Manager
- Manager, Quality Management, Corporate Compliance
- Legal Compliance Officer
- IRB Compliance Coordinator
- Head of Ethics and Compliance
- Financial Compliance Officer
- Ethics Officer
- Ethics Manager
- Director, Office of Human Subjects Protection
- Credit Compliance Officer
- Corporate Ethics Officer
- Corporate Compliance Director
- Compliance Specialist
- Compliance Director
- Compliance Analyst
- Chief Compliance Officer
- BSA/AML Compliance Officer
- BSA Officer
- Audit Manager
Tasks for “Corporate Compliance Officer”
- Advise internal management or business partners on the implementation or operation of compliance programs.
- Develop or implement environmental compliance plans for programs, such as air quality, storm water, wastewater treatment, hazardous waste management, pollution prevention, or solid waste management.
- Discuss emerging compliance issues with management or employees.
- Identify compliance issues that require follow-up or investigation.
- Monitor compliance systems to ensure their effectiveness.
- Disseminate written policies and procedures related to compliance activities.
- Provide employee training on compliance related topics, policies, or procedures.
- Verify that software technology is in place to adequately provide oversight and monitoring in all required areas.
- Keep informed regarding pending industry changes, trends, and best practices and assess the potential impact of these changes on organizational processes.
- Provide assistance to internal or external auditors in compliance reviews.
- Direct environmental programs, such as air or water compliance, aboveground or underground storage tanks, spill prevention or control, hazardous waste or materials management, solid waste recycling, medical waste management, indoor air quality, integrated pest management, employee training, or disaster preparedness.
- Assess product, compliance, or operational risks and develop risk management strategies.
- Serve as a confidential point of contact for employees to communicate with management, seek clarification on issues or dilemmas, or report irregularities.
- Oversee internal reporting systems such as corporate compliance hotlines and inform employees about these systems.
- Report violations of compliance or regulatory standards to duly authorized enforcement agencies as appropriate or required.
- Evaluate testing procedures to meet the specifications of environmental monitoring programs.
- Consult with corporate attorneys as necessary to address difficult legal compliance issues.
- Conduct or direct the internal investigation of compliance issues.
- Direct the development or implementation of compliance-related policies and procedures throughout an organization.
- Advise technical professionals on the development or use of environmental compliance or reporting tools.
- Collaborate with human resources departments to ensure the implementation of consistent disciplinary action strategies in cases of compliance standard violations.
- Review or modify policies or operating guidelines to comply with changes to environmental standards or regulations.
- Verify that all firm and regulatory policies and procedures have been documented, implemented, and communicated.
- Maintain documentation of compliance activities, such as complaints received or investigation outcomes.
- Prepare management reports regarding compliance operations and progress.
- Review communications such as securities sales advertising to ensure there are no violations of standards or regulations.
- File appropriate compliance reports with regulatory agencies.
- Design or implement improvements in communication, monitoring, or enforcement of compliance standards.
- Conduct environmental audits to ensure adherence to environmental standards.
- Conduct periodic internal reviews or audits to ensure that compliance procedures are followed.
Related Technology & Tools
- Desktop computers
- Computer laser printers
- Personal computers
- Photocopying equipment
- Multi-line telephone systems
- Laptop computers
- Laser facsimile machines
- EtQ Environmental Health and Safety Software
- Microsoft Internet Explorer
- Microsoft Project
- Microsoft PowerPoint
- QUMAS Compliance Solution
- Resolve Legislative Compliance Management
- Agiliance Compliance Manager
- IBM Notes
- Web browser software
- MetricStream Regulatory Reporting
- RVR Systems Compliance
- Compliance 360
- Microsoft Access
- BWise Compliance Management
- Neohapsis Certus GRC
- MetricStream Compliance Management
- Microsoft Word
- Tax accounting software
- 80-20 Software Leaders4
- MasterControl MD
- Thomson Reuters Paisley Enterprise GRC
- Oracle Insurance Compliance Tracker
- Apple Safari
- Keane SCORE
- Microsoft Outlook
- Scheduling software
- MasterControl TotalPharma
- Human resource information system HRIS
- Spreadsheet software
- Data analysis software
- ARC Logics Sword
- Protiviti Governance Portal
- Adobe Systems Adobe Acrobat
- DoubleCheck GRC&T Platform
- Microsoft Excel
- Word processing software
- Microsoft Windows
- Sword Achiever Compliance Portal Dashboard
- MyComplianceOffice Compliance Operations Management System
- Database management software
- Modulo Risk Manager
- EtQ FDA cGxP Compliance Software for Life Sciences
- SAP BEx Report Designer
- StataCorp Stata
- MetricStream Enterprise Compliance Platform
- Cura Software Solutions Cura for Compliance Management
- Microsoft Visio
- ComplianceBridge Total Compliance
- Microsoft Office
- MediRegs ComplyTrack
- Email software
- ControlCase Compliance Manager
- Aline GRC
- FRSGlobal RegPro
- BPS Compliance
- Audit2 AdaptiveGRC
- AssurX Financial Services Compliance Management System
- Microsoft SharePoint
- Desktop publishing software
- Actimize Brokerage Compliance Solutions
- Compliance11 Supervisory Suite
- Horwath Software Magique
- LexisNexis
- policyIQ
- Axentis Compliance Management
- Archer Compliance Management
- AssurX CATSWeb
- The Garland Group RiskKey
- Healthcare common procedure coding system HCPCS
- CMO Compliance Regulatory Compliance Solution
- Guideline Risk Technologies RUBI
- Fidessa Compliance Manager
- LRN Ethics and Compliance Alliance
- Oracle Enterprise Governance, Risk, and Compliance Manager
- Mozilla Firefox
- Methodware ERA
- Governance, risk, and compliance GRC software