Will “Corporate Compliance Officer” be Replaced By Robots? 🤔
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Job Description
Plan, direct, or coordinate activities of an organization to ensure compliance with ethical or regulatory standards.
Job Details
- The SOC (Standard Occupational Classification) code is 11-9199.02
☝️ Information based on the reference occupation “Compliance Managers”.
Also Known As…
- Compliance Managers
- Internal Review and Audit Compliance
- Director, Global Ethics & Compliance and Assistant General Counsel
- Director of Compliance
- Corporate Operations Compliance Manager
- Compliance Review Officer
- Compliance Officer
- Compliance Manager
- Compliance Engineer-Products
- Compliance Coordinator
- Business Practices Supervisor
- Risk Manager
- Research Quality Assurance Specialist
- Research Quality Assurance Analyst
- Research Compliance and HIPPA Privacy Officer and Director of the Research Compliance Program
- Regulatory Compliance Specialist
- Regulatory Compliance Officer
- Regulatory Compliance Director
- Privacy Compliance Manager
- Manager, Quality Management, Corporate Compliance
- Legal Compliance Officer
- IRB Compliance Coordinator
- Head of Ethics and Compliance
- Financial Compliance Officer
- Ethics Officer
- Ethics Manager
- Director, Office of Human Subjects Protection
- Credit Compliance Officer
- Corporate Ethics Officer
- Corporate Compliance Director
- Compliance Specialist
- Compliance Director
- Compliance Analyst
- Chief Compliance Officer
- BSA/AML Compliance Officer
- BSA Officer
- Audit Manager
Tasks for “Corporate Compliance Officer”
- Report violations of compliance or regulatory standards to duly authorized enforcement agencies as appropriate or required.
- Disseminate written policies and procedures related to compliance activities.
- Conduct environmental audits to ensure adherence to environmental standards.
- Provide employee training on compliance related topics, policies, or procedures.
- Identify compliance issues that require follow-up or investigation.
- Provide assistance to internal or external auditors in compliance reviews.
- Conduct or direct the internal investigation of compliance issues.
- Design or implement improvements in communication, monitoring, or enforcement of compliance standards.
- Assess product, compliance, or operational risks and develop risk management strategies.
- Advise technical professionals on the development or use of environmental compliance or reporting tools.
- Monitor compliance systems to ensure their effectiveness.
- Verify that software technology is in place to adequately provide oversight and monitoring in all required areas.
- File appropriate compliance reports with regulatory agencies.
- Review or modify policies or operating guidelines to comply with changes to environmental standards or regulations.
- Verify that all firm and regulatory policies and procedures have been documented, implemented, and communicated.
- Direct environmental programs, such as air or water compliance, aboveground or underground storage tanks, spill prevention or control, hazardous waste or materials management, solid waste recycling, medical waste management, indoor air quality, integrated pest management, employee training, or disaster preparedness.
- Direct the development or implementation of compliance-related policies and procedures throughout an organization.
- Keep informed regarding pending industry changes, trends, and best practices and assess the potential impact of these changes on organizational processes.
- Maintain documentation of compliance activities, such as complaints received or investigation outcomes.
- Evaluate testing procedures to meet the specifications of environmental monitoring programs.
- Conduct periodic internal reviews or audits to ensure that compliance procedures are followed.
- Collaborate with human resources departments to ensure the implementation of consistent disciplinary action strategies in cases of compliance standard violations.
- Develop or implement environmental compliance plans for programs, such as air quality, storm water, wastewater treatment, hazardous waste management, pollution prevention, or solid waste management.
- Discuss emerging compliance issues with management or employees.
- Serve as a confidential point of contact for employees to communicate with management, seek clarification on issues or dilemmas, or report irregularities.
- Prepare management reports regarding compliance operations and progress.
- Oversee internal reporting systems such as corporate compliance hotlines and inform employees about these systems.
- Review communications such as securities sales advertising to ensure there are no violations of standards or regulations.
- Consult with corporate attorneys as necessary to address difficult legal compliance issues.
- Advise internal management or business partners on the implementation or operation of compliance programs.
Related Technology & Tools
- Laptop computers
- Computer laser printers
- Desktop computers
- Laser facsimile machines
- Personal computers
- Multi-line telephone systems
- Photocopying equipment
- CMO Compliance Regulatory Compliance Solution
- Microsoft Excel
- Microsoft Word
- Cura Software Solutions Cura for Compliance Management
- MasterControl MD
- Aline GRC
- Keane SCORE
- Microsoft SharePoint
- RVR Systems Compliance
- AssurX CATSWeb
- policyIQ
- MasterControl TotalPharma
- MediRegs ComplyTrack
- Agiliance Compliance Manager
- Apple Safari
- MyComplianceOffice Compliance Operations Management System
- 80-20 Software Leaders4
- Compliance 360
- EtQ FDA cGxP Compliance Software for Life Sciences
- ComplianceBridge Total Compliance
- AssurX Financial Services Compliance Management System
- Axentis Compliance Management
- ARC Logics Sword
- Neohapsis Certus GRC
- Human resource information system HRIS
- MetricStream Enterprise Compliance Platform
- Microsoft Internet Explorer
- SAP BEx Report Designer
- Email software
- Spreadsheet software
- Microsoft Windows
- MetricStream Compliance Management
- Tax accounting software
- Microsoft PowerPoint
- FRSGlobal RegPro
- LexisNexis
- Governance, risk, and compliance GRC software
- Microsoft Access
- MetricStream Regulatory Reporting
- DoubleCheck GRC&T Platform
- Mozilla Firefox
- LRN Ethics and Compliance Alliance
- Microsoft Office
- Data analysis software
- Modulo Risk Manager
- Adobe Systems Adobe Acrobat
- Oracle Enterprise Governance, Risk, and Compliance Manager
- Scheduling software
- IBM Notes
- Protiviti Governance Portal
- Oracle Insurance Compliance Tracker
- Methodware ERA
- BPS Compliance
- Microsoft Visio
- Audit2 AdaptiveGRC
- EtQ Environmental Health and Safety Software
- Resolve Legislative Compliance Management
- Microsoft Outlook
- Thomson Reuters Paisley Enterprise GRC
- ControlCase Compliance Manager
- QUMAS Compliance Solution
- Database management software
- Actimize Brokerage Compliance Solutions
- The Garland Group RiskKey
- Microsoft Project
- Desktop publishing software
- Healthcare common procedure coding system HCPCS
- StataCorp Stata
- Fidessa Compliance Manager
- Sword Achiever Compliance Portal Dashboard
- Web browser software
- Horwath Software Magique
- Archer Compliance Management
- Compliance11 Supervisory Suite
- BWise Compliance Management
- Guideline Risk Technologies RUBI
- Word processing software