Will “Compliance Coordinator” be Replaced By Robots? 🤔
Unknown Chance of Automation
Sadly, the research paper did not provide any information about this occupation. Maybe have a look at our directory?
Job Description
Plan, direct, or coordinate activities of an organization to ensure compliance with ethical or regulatory standards.
Job Details
- The SOC (Standard Occupational Classification) code is 11-9199.02
☝️ Information based on the reference occupation “Compliance Managers”.
Also Known As…
- Compliance Managers
- Internal Review and Audit Compliance
- Director, Global Ethics & Compliance and Assistant General Counsel
- Director of Compliance
- Corporate Operations Compliance Manager
- Compliance Review Officer
- Compliance Officer
- Compliance Manager
- Compliance Engineer-Products
- Business Practices Supervisor
- Risk Manager
- Research Quality Assurance Specialist
- Research Quality Assurance Analyst
- Research Compliance and HIPPA Privacy Officer and Director of the Research Compliance Program
- Regulatory Compliance Specialist
- Regulatory Compliance Officer
- Regulatory Compliance Director
- Privacy Compliance Manager
- Manager, Quality Management, Corporate Compliance
- Legal Compliance Officer
- IRB Compliance Coordinator
- Head of Ethics and Compliance
- Financial Compliance Officer
- Ethics Officer
- Ethics Manager
- Director, Office of Human Subjects Protection
- Credit Compliance Officer
- Corporate Ethics Officer
- Corporate Compliance Officer
- Corporate Compliance Director
- Compliance Specialist
- Compliance Director
- Compliance Coordinator
- Compliance Analyst
- Chief Compliance Officer
- BSA/AML Compliance Officer
- BSA Officer
- Audit Manager
Tasks for “Compliance Coordinator”
- Collaborate with human resources departments to ensure the implementation of consistent disciplinary action strategies in cases of compliance standard violations.
- Keep informed regarding pending industry changes, trends, and best practices and assess the potential impact of these changes on organizational processes.
- Develop or implement environmental compliance plans for programs, such as air quality, storm water, wastewater treatment, hazardous waste management, pollution prevention, or solid waste management.
- Conduct or direct the internal investigation of compliance issues.
- Disseminate written policies and procedures related to compliance activities.
- Prepare management reports regarding compliance operations and progress.
- Review or modify policies or operating guidelines to comply with changes to environmental standards or regulations.
- Verify that software technology is in place to adequately provide oversight and monitoring in all required areas.
- File appropriate compliance reports with regulatory agencies.
- Direct the development or implementation of compliance-related policies and procedures throughout an organization.
- Advise technical professionals on the development or use of environmental compliance or reporting tools.
- Direct environmental programs, such as air or water compliance, aboveground or underground storage tanks, spill prevention or control, hazardous waste or materials management, solid waste recycling, medical waste management, indoor air quality, integrated pest management, employee training, or disaster preparedness.
- Monitor compliance systems to ensure their effectiveness.
- Review communications such as securities sales advertising to ensure there are no violations of standards or regulations.
- Oversee internal reporting systems such as corporate compliance hotlines and inform employees about these systems.
- Advise internal management or business partners on the implementation or operation of compliance programs.
- Consult with corporate attorneys as necessary to address difficult legal compliance issues.
- Evaluate testing procedures to meet the specifications of environmental monitoring programs.
- Serve as a confidential point of contact for employees to communicate with management, seek clarification on issues or dilemmas, or report irregularities.
- Conduct environmental audits to ensure adherence to environmental standards.
- Design or implement improvements in communication, monitoring, or enforcement of compliance standards.
- Assess product, compliance, or operational risks and develop risk management strategies.
- Maintain documentation of compliance activities, such as complaints received or investigation outcomes.
- Conduct periodic internal reviews or audits to ensure that compliance procedures are followed.
- Report violations of compliance or regulatory standards to duly authorized enforcement agencies as appropriate or required.
- Discuss emerging compliance issues with management or employees.
- Identify compliance issues that require follow-up or investigation.
- Provide assistance to internal or external auditors in compliance reviews.
- Provide employee training on compliance related topics, policies, or procedures.
- Verify that all firm and regulatory policies and procedures have been documented, implemented, and communicated.
Related Technology & Tools
- Personal computers
- Laser facsimile machines
- Desktop computers
- Laptop computers
- Multi-line telephone systems
- Computer laser printers
- Photocopying equipment
- Microsoft Office
- Microsoft Internet Explorer
- Apple Safari
- Archer Compliance Management
- Scheduling software
- ControlCase Compliance Manager
- ComplianceBridge Total Compliance
- Axentis Compliance Management
- FRSGlobal RegPro
- EtQ Environmental Health and Safety Software
- Database management software
- Microsoft Visio
- Microsoft PowerPoint
- The Garland Group RiskKey
- Oracle Enterprise Governance, Risk, and Compliance Manager
- QUMAS Compliance Solution
- Microsoft Excel
- Microsoft Outlook
- Compliance 360
- Healthcare common procedure coding system HCPCS
- MediRegs ComplyTrack
- Microsoft SharePoint
- Fidessa Compliance Manager
- Agiliance Compliance Manager
- Keane SCORE
- Thomson Reuters Paisley Enterprise GRC
- 80-20 Software Leaders4
- Guideline Risk Technologies RUBI
- Tax accounting software
- SAP BEx Report Designer
- Sword Achiever Compliance Portal Dashboard
- Actimize Brokerage Compliance Solutions
- AssurX Financial Services Compliance Management System
- Cura Software Solutions Cura for Compliance Management
- Modulo Risk Manager
- Adobe Systems Adobe Acrobat
- MetricStream Enterprise Compliance Platform
- CMO Compliance Regulatory Compliance Solution
- Protiviti Governance Portal
- RVR Systems Compliance
- MetricStream Compliance Management
- BWise Compliance Management
- Web browser software
- Microsoft Windows
- Governance, risk, and compliance GRC software
- Email software
- LRN Ethics and Compliance Alliance
- Horwath Software Magique
- Audit2 AdaptiveGRC
- BPS Compliance
- Microsoft Project
- Methodware ERA
- MasterControl TotalPharma
- Compliance11 Supervisory Suite
- Desktop publishing software
- Word processing software
- Oracle Insurance Compliance Tracker
- MasterControl MD
- Human resource information system HRIS
- LexisNexis
- StataCorp Stata
- Spreadsheet software
- Neohapsis Certus GRC
- Microsoft Access
- DoubleCheck GRC&T Platform
- EtQ FDA cGxP Compliance Software for Life Sciences
- AssurX CATSWeb
- Data analysis software
- MyComplianceOffice Compliance Operations Management System
- IBM Notes
- Microsoft Word
- Resolve Legislative Compliance Management
- policyIQ
- Aline GRC
- Mozilla Firefox
- ARC Logics Sword
- MetricStream Regulatory Reporting