Will “Compliance Coordinator” be Replaced By Robots? 🤔
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Job Description
Plan, direct, or coordinate activities of an organization to ensure compliance with ethical or regulatory standards.
Job Details
- The SOC (Standard Occupational Classification) code is 11-9199.02
☝️ Information based on the reference occupation “Compliance Managers”.
Also Known As…
- Compliance Managers
- Internal Review and Audit Compliance
- Director, Global Ethics & Compliance and Assistant General Counsel
- Director of Compliance
- Corporate Operations Compliance Manager
- Compliance Review Officer
- Compliance Officer
- Compliance Manager
- Compliance Engineer-Products
- Compliance Coordinator
- Business Practices Supervisor
- Risk Manager
- Research Quality Assurance Specialist
- Research Quality Assurance Analyst
- Research Compliance and HIPPA Privacy Officer and Director of the Research Compliance Program
- Regulatory Compliance Specialist
- Regulatory Compliance Officer
- Regulatory Compliance Director
- Privacy Compliance Manager
- Manager, Quality Management, Corporate Compliance
- Legal Compliance Officer
- IRB Compliance Coordinator
- Head of Ethics and Compliance
- Financial Compliance Officer
- Ethics Officer
- Ethics Manager
- Director, Office of Human Subjects Protection
- Credit Compliance Officer
- Corporate Ethics Officer
- Corporate Compliance Officer
- Corporate Compliance Director
- Compliance Specialist
- Compliance Director
- Compliance Analyst
- Chief Compliance Officer
- BSA/AML Compliance Officer
- BSA Officer
- Audit Manager
Tasks for “Compliance Coordinator”
- Review or modify policies or operating guidelines to comply with changes to environmental standards or regulations.
- Advise internal management or business partners on the implementation or operation of compliance programs.
- Conduct periodic internal reviews or audits to ensure that compliance procedures are followed.
- Disseminate written policies and procedures related to compliance activities.
- Discuss emerging compliance issues with management or employees.
- Keep informed regarding pending industry changes, trends, and best practices and assess the potential impact of these changes on organizational processes.
- Consult with corporate attorneys as necessary to address difficult legal compliance issues.
- File appropriate compliance reports with regulatory agencies.
- Design or implement improvements in communication, monitoring, or enforcement of compliance standards.
- Verify that software technology is in place to adequately provide oversight and monitoring in all required areas.
- Conduct or direct the internal investigation of compliance issues.
- Evaluate testing procedures to meet the specifications of environmental monitoring programs.
- Collaborate with human resources departments to ensure the implementation of consistent disciplinary action strategies in cases of compliance standard violations.
- Identify compliance issues that require follow-up or investigation.
- Report violations of compliance or regulatory standards to duly authorized enforcement agencies as appropriate or required.
- Monitor compliance systems to ensure their effectiveness.
- Provide employee training on compliance related topics, policies, or procedures.
- Verify that all firm and regulatory policies and procedures have been documented, implemented, and communicated.
- Direct environmental programs, such as air or water compliance, aboveground or underground storage tanks, spill prevention or control, hazardous waste or materials management, solid waste recycling, medical waste management, indoor air quality, integrated pest management, employee training, or disaster preparedness.
- Review communications such as securities sales advertising to ensure there are no violations of standards or regulations.
- Prepare management reports regarding compliance operations and progress.
- Provide assistance to internal or external auditors in compliance reviews.
- Assess product, compliance, or operational risks and develop risk management strategies.
- Direct the development or implementation of compliance-related policies and procedures throughout an organization.
- Conduct environmental audits to ensure adherence to environmental standards.
- Oversee internal reporting systems such as corporate compliance hotlines and inform employees about these systems.
- Advise technical professionals on the development or use of environmental compliance or reporting tools.
- Serve as a confidential point of contact for employees to communicate with management, seek clarification on issues or dilemmas, or report irregularities.
- Maintain documentation of compliance activities, such as complaints received or investigation outcomes.
- Develop or implement environmental compliance plans for programs, such as air quality, storm water, wastewater treatment, hazardous waste management, pollution prevention, or solid waste management.
Related Technology & Tools
- Photocopying equipment
- Multi-line telephone systems
- Personal computers
- Laptop computers
- Desktop computers
- Computer laser printers
- Laser facsimile machines
- EtQ Environmental Health and Safety Software
- MetricStream Regulatory Reporting
- Aline GRC
- Microsoft Office
- Axentis Compliance Management
- Actimize Brokerage Compliance Solutions
- Microsoft Visio
- Data analysis software
- Guideline Risk Technologies RUBI
- Microsoft Project
- Microsoft SharePoint
- Cura Software Solutions Cura for Compliance Management
- Compliance 360
- Healthcare common procedure coding system HCPCS
- DoubleCheck GRC&T Platform
- SAP BEx Report Designer
- Adobe Systems Adobe Acrobat
- Sword Achiever Compliance Portal Dashboard
- Microsoft Word
- ARC Logics Sword
- BPS Compliance
- Oracle Insurance Compliance Tracker
- Governance, risk, and compliance GRC software
- Apple Safari
- Web browser software
- AssurX CATSWeb
- MetricStream Enterprise Compliance Platform
- Database management software
- MetricStream Compliance Management
- MyComplianceOffice Compliance Operations Management System
- Microsoft Internet Explorer
- Human resource information system HRIS
- EtQ FDA cGxP Compliance Software for Life Sciences
- Audit2 AdaptiveGRC
- Scheduling software
- Microsoft Excel
- Mozilla Firefox
- LRN Ethics and Compliance Alliance
- LexisNexis
- MasterControl MD
- Desktop publishing software
- Thomson Reuters Paisley Enterprise GRC
- StataCorp Stata
- BWise Compliance Management
- Email software
- Neohapsis Certus GRC
- The Garland Group RiskKey
- ComplianceBridge Total Compliance
- AssurX Financial Services Compliance Management System
- FRSGlobal RegPro
- Agiliance Compliance Manager
- 80-20 Software Leaders4
- Word processing software
- IBM Notes
- MediRegs ComplyTrack
- Oracle Enterprise Governance, Risk, and Compliance Manager
- CMO Compliance Regulatory Compliance Solution
- Microsoft Outlook
- Methodware ERA
- Resolve Legislative Compliance Management
- Compliance11 Supervisory Suite
- Microsoft PowerPoint
- policyIQ
- Spreadsheet software
- QUMAS Compliance Solution
- Modulo Risk Manager
- ControlCase Compliance Manager
- Horwath Software Magique
- Keane SCORE
- MasterControl TotalPharma
- RVR Systems Compliance
- Protiviti Governance Portal
- Microsoft Windows
- Archer Compliance Management
- Fidessa Compliance Manager
- Microsoft Access
- Tax accounting software