Will “Compliance Director” be Replaced By Robots? 🤔
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Job Description
Plan, direct, or coordinate activities of an organization to ensure compliance with ethical or regulatory standards.
Job Details
- The SOC (Standard Occupational Classification) code is 11-9199.02
☝️ Information based on the reference occupation “Compliance Managers”.
Also Known As…
- Compliance Managers
- Internal Review and Audit Compliance
- Director, Global Ethics & Compliance and Assistant General Counsel
- Director of Compliance
- Corporate Operations Compliance Manager
- Compliance Review Officer
- Compliance Officer
- Compliance Manager
- Compliance Engineer-Products
- Compliance Coordinator
- Business Practices Supervisor
- Risk Manager
- Research Quality Assurance Specialist
- Research Quality Assurance Analyst
- Research Compliance and HIPPA Privacy Officer and Director of the Research Compliance Program
- Regulatory Compliance Specialist
- Regulatory Compliance Officer
- Regulatory Compliance Director
- Privacy Compliance Manager
- Manager, Quality Management, Corporate Compliance
- Legal Compliance Officer
- IRB Compliance Coordinator
- Head of Ethics and Compliance
- Financial Compliance Officer
- Ethics Officer
- Ethics Manager
- Director, Office of Human Subjects Protection
- Credit Compliance Officer
- Corporate Ethics Officer
- Corporate Compliance Officer
- Corporate Compliance Director
- Compliance Specialist
- Compliance Analyst
- Chief Compliance Officer
- BSA/AML Compliance Officer
- BSA Officer
- Audit Manager
Tasks for “Compliance Director”
- Conduct environmental audits to ensure adherence to environmental standards.
- Discuss emerging compliance issues with management or employees.
- Advise technical professionals on the development or use of environmental compliance or reporting tools.
- Design or implement improvements in communication, monitoring, or enforcement of compliance standards.
- Review or modify policies or operating guidelines to comply with changes to environmental standards or regulations.
- Prepare management reports regarding compliance operations and progress.
- Monitor compliance systems to ensure their effectiveness.
- Assess product, compliance, or operational risks and develop risk management strategies.
- Disseminate written policies and procedures related to compliance activities.
- Identify compliance issues that require follow-up or investigation.
- Maintain documentation of compliance activities, such as complaints received or investigation outcomes.
- Advise internal management or business partners on the implementation or operation of compliance programs.
- Keep informed regarding pending industry changes, trends, and best practices and assess the potential impact of these changes on organizational processes.
- Consult with corporate attorneys as necessary to address difficult legal compliance issues.
- Develop or implement environmental compliance plans for programs, such as air quality, storm water, wastewater treatment, hazardous waste management, pollution prevention, or solid waste management.
- Verify that software technology is in place to adequately provide oversight and monitoring in all required areas.
- Verify that all firm and regulatory policies and procedures have been documented, implemented, and communicated.
- File appropriate compliance reports with regulatory agencies.
- Direct environmental programs, such as air or water compliance, aboveground or underground storage tanks, spill prevention or control, hazardous waste or materials management, solid waste recycling, medical waste management, indoor air quality, integrated pest management, employee training, or disaster preparedness.
- Provide employee training on compliance related topics, policies, or procedures.
- Review communications such as securities sales advertising to ensure there are no violations of standards or regulations.
- Direct the development or implementation of compliance-related policies and procedures throughout an organization.
- Collaborate with human resources departments to ensure the implementation of consistent disciplinary action strategies in cases of compliance standard violations.
- Serve as a confidential point of contact for employees to communicate with management, seek clarification on issues or dilemmas, or report irregularities.
- Oversee internal reporting systems such as corporate compliance hotlines and inform employees about these systems.
- Conduct periodic internal reviews or audits to ensure that compliance procedures are followed.
- Evaluate testing procedures to meet the specifications of environmental monitoring programs.
- Conduct or direct the internal investigation of compliance issues.
- Provide assistance to internal or external auditors in compliance reviews.
- Report violations of compliance or regulatory standards to duly authorized enforcement agencies as appropriate or required.
Related Technology & Tools
- Desktop computers
- Laptop computers
- Computer laser printers
- Photocopying equipment
- Multi-line telephone systems
- Laser facsimile machines
- Personal computers
- Methodware ERA
- AssurX CATSWeb
- Tax accounting software
- Neohapsis Certus GRC
- Microsoft Word
- MetricStream Compliance Management
- Audit2 AdaptiveGRC
- Governance, risk, and compliance GRC software
- FRSGlobal RegPro
- Oracle Insurance Compliance Tracker
- Aline GRC
- BWise Compliance Management
- Scheduling software
- LRN Ethics and Compliance Alliance
- policyIQ
- Microsoft Visio
- MediRegs ComplyTrack
- Axentis Compliance Management
- Healthcare common procedure coding system HCPCS
- ComplianceBridge Total Compliance
- EtQ Environmental Health and Safety Software
- Microsoft Project
- Apple Safari
- Microsoft Windows
- Keane SCORE
- Compliance 360
- Word processing software
- LexisNexis
- Email software
- Human resource information system HRIS
- MasterControl TotalPharma
- Compliance11 Supervisory Suite
- Thomson Reuters Paisley Enterprise GRC
- IBM Notes
- Web browser software
- BPS Compliance
- Microsoft PowerPoint
- CMO Compliance Regulatory Compliance Solution
- Adobe Systems Adobe Acrobat
- Desktop publishing software
- Microsoft Office
- Protiviti Governance Portal
- Archer Compliance Management
- Resolve Legislative Compliance Management
- MetricStream Enterprise Compliance Platform
- MetricStream Regulatory Reporting
- Data analysis software
- Cura Software Solutions Cura for Compliance Management
- ARC Logics Sword
- RVR Systems Compliance
- Fidessa Compliance Manager
- EtQ FDA cGxP Compliance Software for Life Sciences
- QUMAS Compliance Solution
- Modulo Risk Manager
- Microsoft Internet Explorer
- MasterControl MD
- Oracle Enterprise Governance, Risk, and Compliance Manager
- Microsoft Access
- Microsoft SharePoint
- Microsoft Outlook
- ControlCase Compliance Manager
- Mozilla Firefox
- MyComplianceOffice Compliance Operations Management System
- Microsoft Excel
- SAP BEx Report Designer
- Horwath Software Magique
- The Garland Group RiskKey
- Actimize Brokerage Compliance Solutions
- Sword Achiever Compliance Portal Dashboard
- Agiliance Compliance Manager
- StataCorp Stata
- Database management software
- 80-20 Software Leaders4
- DoubleCheck GRC&T Platform
- AssurX Financial Services Compliance Management System
- Guideline Risk Technologies RUBI
- Spreadsheet software