Will “Legal Compliance Officer” be Replaced By Robots? 🤔
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Job Description
Plan, direct, or coordinate activities of an organization to ensure compliance with ethical or regulatory standards.
Job Details
- The SOC (Standard Occupational Classification) code is 11-9199.02
☝️ Information based on the reference occupation “Compliance Managers”.
Also Known As…
- Compliance Managers
- Internal Review and Audit Compliance
- Director, Global Ethics & Compliance and Assistant General Counsel
- Director of Compliance
- Corporate Operations Compliance Manager
- Compliance Review Officer
- Compliance Officer
- Compliance Manager
- Compliance Engineer-Products
- Compliance Coordinator
- Business Practices Supervisor
- Risk Manager
- Research Quality Assurance Specialist
- Research Quality Assurance Analyst
- Research Compliance and HIPPA Privacy Officer and Director of the Research Compliance Program
- Regulatory Compliance Specialist
- Regulatory Compliance Officer
- Regulatory Compliance Director
- Privacy Compliance Manager
- Manager, Quality Management, Corporate Compliance
- IRB Compliance Coordinator
- Head of Ethics and Compliance
- Financial Compliance Officer
- Ethics Officer
- Ethics Manager
- Director, Office of Human Subjects Protection
- Credit Compliance Officer
- Corporate Ethics Officer
- Corporate Compliance Officer
- Corporate Compliance Director
- Compliance Specialist
- Compliance Director
- Compliance Analyst
- Chief Compliance Officer
- BSA/AML Compliance Officer
- BSA Officer
- Audit Manager
Tasks for “Legal Compliance Officer”
- Conduct environmental audits to ensure adherence to environmental standards.
- Disseminate written policies and procedures related to compliance activities.
- Assess product, compliance, or operational risks and develop risk management strategies.
- Keep informed regarding pending industry changes, trends, and best practices and assess the potential impact of these changes on organizational processes.
- Design or implement improvements in communication, monitoring, or enforcement of compliance standards.
- Monitor compliance systems to ensure their effectiveness.
- Conduct periodic internal reviews or audits to ensure that compliance procedures are followed.
- Direct environmental programs, such as air or water compliance, aboveground or underground storage tanks, spill prevention or control, hazardous waste or materials management, solid waste recycling, medical waste management, indoor air quality, integrated pest management, employee training, or disaster preparedness.
- Provide employee training on compliance related topics, policies, or procedures.
- Discuss emerging compliance issues with management or employees.
- Review or modify policies or operating guidelines to comply with changes to environmental standards or regulations.
- Develop or implement environmental compliance plans for programs, such as air quality, storm water, wastewater treatment, hazardous waste management, pollution prevention, or solid waste management.
- Identify compliance issues that require follow-up or investigation.
- Report violations of compliance or regulatory standards to duly authorized enforcement agencies as appropriate or required.
- Prepare management reports regarding compliance operations and progress.
- Conduct or direct the internal investigation of compliance issues.
- Review communications such as securities sales advertising to ensure there are no violations of standards or regulations.
- Verify that all firm and regulatory policies and procedures have been documented, implemented, and communicated.
- Collaborate with human resources departments to ensure the implementation of consistent disciplinary action strategies in cases of compliance standard violations.
- Serve as a confidential point of contact for employees to communicate with management, seek clarification on issues or dilemmas, or report irregularities.
- Maintain documentation of compliance activities, such as complaints received or investigation outcomes.
- Evaluate testing procedures to meet the specifications of environmental monitoring programs.
- Consult with corporate attorneys as necessary to address difficult legal compliance issues.
- Advise internal management or business partners on the implementation or operation of compliance programs.
- File appropriate compliance reports with regulatory agencies.
- Verify that software technology is in place to adequately provide oversight and monitoring in all required areas.
- Provide assistance to internal or external auditors in compliance reviews.
- Advise technical professionals on the development or use of environmental compliance or reporting tools.
- Direct the development or implementation of compliance-related policies and procedures throughout an organization.
- Oversee internal reporting systems such as corporate compliance hotlines and inform employees about these systems.
Related Technology & Tools
- Personal computers
- Photocopying equipment
- Multi-line telephone systems
- Desktop computers
- Laser facsimile machines
- Computer laser printers
- Laptop computers
- EtQ Environmental Health and Safety Software
- Mozilla Firefox
- Microsoft Internet Explorer
- Apple Safari
- BWise Compliance Management
- Desktop publishing software
- Adobe Systems Adobe Acrobat
- MasterControl MD
- Governance, risk, and compliance GRC software
- ComplianceBridge Total Compliance
- Microsoft Word
- Microsoft Excel
- FRSGlobal RegPro
- Modulo Risk Manager
- SAP BEx Report Designer
- Microsoft SharePoint
- 80-20 Software Leaders4
- Actimize Brokerage Compliance Solutions
- EtQ FDA cGxP Compliance Software for Life Sciences
- Microsoft Windows
- ARC Logics Sword
- MetricStream Regulatory Reporting
- Guideline Risk Technologies RUBI
- Archer Compliance Management
- CMO Compliance Regulatory Compliance Solution
- Human resource information system HRIS
- RVR Systems Compliance
- LexisNexis
- Microsoft Access
- Thomson Reuters Paisley Enterprise GRC
- Horwath Software Magique
- Microsoft Visio
- The Garland Group RiskKey
- Microsoft Office
- Compliance 360
- MyComplianceOffice Compliance Operations Management System
- DoubleCheck GRC&T Platform
- ControlCase Compliance Manager
- policyIQ
- Microsoft Project
- Scheduling software
- MetricStream Compliance Management
- Resolve Legislative Compliance Management
- Keane SCORE
- Spreadsheet software
- BPS Compliance
- Axentis Compliance Management
- Fidessa Compliance Manager
- Compliance11 Supervisory Suite
- Email software
- IBM Notes
- AssurX Financial Services Compliance Management System
- Oracle Enterprise Governance, Risk, and Compliance Manager
- Healthcare common procedure coding system HCPCS
- Tax accounting software
- Word processing software
- Neohapsis Certus GRC
- Methodware ERA
- Oracle Insurance Compliance Tracker
- LRN Ethics and Compliance Alliance
- Agiliance Compliance Manager
- Protiviti Governance Portal
- Database management software
- MasterControl TotalPharma
- Audit2 AdaptiveGRC
- MetricStream Enterprise Compliance Platform
- AssurX CATSWeb
- Sword Achiever Compliance Portal Dashboard
- Web browser software
- QUMAS Compliance Solution
- Data analysis software
- StataCorp Stata
- MediRegs ComplyTrack
- Microsoft Outlook
- Aline GRC
- Cura Software Solutions Cura for Compliance Management
- Microsoft PowerPoint