Will “Risk Manager” be Replaced By Robots? 🤔
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Job Description
Plan, direct, or coordinate activities of an organization to ensure compliance with ethical or regulatory standards.
Job Details
- The SOC (Standard Occupational Classification) code is 11-9199.02
☝️ Information based on the reference occupation “Compliance Managers”.
Also Known As…
- Compliance Managers
- Internal Review and Audit Compliance
- Director, Global Ethics & Compliance and Assistant General Counsel
- Director of Compliance
- Corporate Operations Compliance Manager
- Compliance Review Officer
- Compliance Officer
- Compliance Manager
- Compliance Engineer-Products
- Compliance Coordinator
- Business Practices Supervisor
- Research Quality Assurance Specialist
- Research Quality Assurance Analyst
- Research Compliance and HIPPA Privacy Officer and Director of the Research Compliance Program
- Regulatory Compliance Specialist
- Regulatory Compliance Officer
- Regulatory Compliance Director
- Privacy Compliance Manager
- Manager, Quality Management, Corporate Compliance
- Legal Compliance Officer
- IRB Compliance Coordinator
- Head of Ethics and Compliance
- Financial Compliance Officer
- Ethics Officer
- Ethics Manager
- Director, Office of Human Subjects Protection
- Credit Compliance Officer
- Corporate Ethics Officer
- Corporate Compliance Officer
- Corporate Compliance Director
- Compliance Specialist
- Compliance Director
- Compliance Analyst
- Chief Compliance Officer
- BSA/AML Compliance Officer
- BSA Officer
- Audit Manager
Tasks for “Risk Manager”
- Advise internal management or business partners on the implementation or operation of compliance programs.
- Conduct or direct the internal investigation of compliance issues.
- Direct the development or implementation of compliance-related policies and procedures throughout an organization.
- Review communications such as securities sales advertising to ensure there are no violations of standards or regulations.
- File appropriate compliance reports with regulatory agencies.
- Evaluate testing procedures to meet the specifications of environmental monitoring programs.
- Monitor compliance systems to ensure their effectiveness.
- Report violations of compliance or regulatory standards to duly authorized enforcement agencies as appropriate or required.
- Review or modify policies or operating guidelines to comply with changes to environmental standards or regulations.
- Prepare management reports regarding compliance operations and progress.
- Serve as a confidential point of contact for employees to communicate with management, seek clarification on issues or dilemmas, or report irregularities.
- Oversee internal reporting systems such as corporate compliance hotlines and inform employees about these systems.
- Provide employee training on compliance related topics, policies, or procedures.
- Collaborate with human resources departments to ensure the implementation of consistent disciplinary action strategies in cases of compliance standard violations.
- Advise technical professionals on the development or use of environmental compliance or reporting tools.
- Conduct environmental audits to ensure adherence to environmental standards.
- Identify compliance issues that require follow-up or investigation.
- Conduct periodic internal reviews or audits to ensure that compliance procedures are followed.
- Assess product, compliance, or operational risks and develop risk management strategies.
- Disseminate written policies and procedures related to compliance activities.
- Design or implement improvements in communication, monitoring, or enforcement of compliance standards.
- Develop or implement environmental compliance plans for programs, such as air quality, storm water, wastewater treatment, hazardous waste management, pollution prevention, or solid waste management.
- Consult with corporate attorneys as necessary to address difficult legal compliance issues.
- Discuss emerging compliance issues with management or employees.
- Verify that software technology is in place to adequately provide oversight and monitoring in all required areas.
- Keep informed regarding pending industry changes, trends, and best practices and assess the potential impact of these changes on organizational processes.
- Maintain documentation of compliance activities, such as complaints received or investigation outcomes.
- Provide assistance to internal or external auditors in compliance reviews.
- Verify that all firm and regulatory policies and procedures have been documented, implemented, and communicated.
- Direct environmental programs, such as air or water compliance, aboveground or underground storage tanks, spill prevention or control, hazardous waste or materials management, solid waste recycling, medical waste management, indoor air quality, integrated pest management, employee training, or disaster preparedness.
Related Technology & Tools
- Laptop computers
- Computer laser printers
- Laser facsimile machines
- Photocopying equipment
- Personal computers
- Desktop computers
- Multi-line telephone systems
- EtQ Environmental Health and Safety Software
- Healthcare common procedure coding system HCPCS
- Microsoft Excel
- Governance, risk, and compliance GRC software
- BWise Compliance Management
- MediRegs ComplyTrack
- Microsoft Word
- Thomson Reuters Paisley Enterprise GRC
- Audit2 AdaptiveGRC
- IBM Notes
- MyComplianceOffice Compliance Operations Management System
- Cura Software Solutions Cura for Compliance Management
- Keane SCORE
- AssurX CATSWeb
- Spreadsheet software
- Tax accounting software
- MasterControl TotalPharma
- Modulo Risk Manager
- The Garland Group RiskKey
- AssurX Financial Services Compliance Management System
- Axentis Compliance Management
- ARC Logics Sword
- Microsoft Project
- Aline GRC
- Word processing software
- ControlCase Compliance Manager
- CMO Compliance Regulatory Compliance Solution
- policyIQ
- MasterControl MD
- Microsoft Windows
- Compliance 360
- Agiliance Compliance Manager
- FRSGlobal RegPro
- Compliance11 Supervisory Suite
- Microsoft Access
- Scheduling software
- RVR Systems Compliance
- Apple Safari
- Guideline Risk Technologies RUBI
- EtQ FDA cGxP Compliance Software for Life Sciences
- Oracle Insurance Compliance Tracker
- LexisNexis
- Microsoft PowerPoint
- Resolve Legislative Compliance Management
- Methodware ERA
- QUMAS Compliance Solution
- ComplianceBridge Total Compliance
- BPS Compliance
- Adobe Systems Adobe Acrobat
- DoubleCheck GRC&T Platform
- 80-20 Software Leaders4
- Archer Compliance Management
- MetricStream Enterprise Compliance Platform
- Database management software
- StataCorp Stata
- MetricStream Regulatory Reporting
- Web browser software
- Email software
- Human resource information system HRIS
- SAP BEx Report Designer
- Microsoft Office
- Actimize Brokerage Compliance Solutions
- MetricStream Compliance Management
- Microsoft SharePoint
- Sword Achiever Compliance Portal Dashboard
- Microsoft Internet Explorer
- Protiviti Governance Portal
- Fidessa Compliance Manager
- Desktop publishing software
- Neohapsis Certus GRC
- Microsoft Outlook
- LRN Ethics and Compliance Alliance
- Microsoft Visio
- Oracle Enterprise Governance, Risk, and Compliance Manager
- Mozilla Firefox
- Data analysis software
- Horwath Software Magique