Will “Manager, Quality Management, Corporate Compliance” be Replaced By Robots? 🤔
Unknown Chance of Automation
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Job Description
Plan, direct, or coordinate activities of an organization to ensure compliance with ethical or regulatory standards.
Job Details
- The SOC (Standard Occupational Classification) code is 11-9199.02
☝️ Information based on the reference occupation “Compliance Managers”.
Also Known As…
- Compliance Managers
- Internal Review and Audit Compliance
- Director, Global Ethics & Compliance and Assistant General Counsel
- Director of Compliance
- Corporate Operations Compliance Manager
- Compliance Review Officer
- Compliance Officer
- Compliance Manager
- Compliance Engineer-Products
- Compliance Coordinator
- Business Practices Supervisor
- Risk Manager
- Research Quality Assurance Specialist
- Research Quality Assurance Analyst
- Research Compliance and HIPPA Privacy Officer and Director of the Research Compliance Program
- Regulatory Compliance Specialist
- Regulatory Compliance Officer
- Regulatory Compliance Director
- Privacy Compliance Manager
- Legal Compliance Officer
- IRB Compliance Coordinator
- Head of Ethics and Compliance
- Financial Compliance Officer
- Ethics Officer
- Ethics Manager
- Director, Office of Human Subjects Protection
- Credit Compliance Officer
- Corporate Ethics Officer
- Corporate Compliance Officer
- Corporate Compliance Director
- Compliance Specialist
- Compliance Director
- Compliance Analyst
- Chief Compliance Officer
- BSA/AML Compliance Officer
- BSA Officer
- Audit Manager
Tasks for “Manager, Quality Management, Corporate Compliance”
- Verify that software technology is in place to adequately provide oversight and monitoring in all required areas.
- Advise internal management or business partners on the implementation or operation of compliance programs.
- Direct environmental programs, such as air or water compliance, aboveground or underground storage tanks, spill prevention or control, hazardous waste or materials management, solid waste recycling, medical waste management, indoor air quality, integrated pest management, employee training, or disaster preparedness.
- Consult with corporate attorneys as necessary to address difficult legal compliance issues.
- Review communications such as securities sales advertising to ensure there are no violations of standards or regulations.
- Discuss emerging compliance issues with management or employees.
- Review or modify policies or operating guidelines to comply with changes to environmental standards or regulations.
- Provide employee training on compliance related topics, policies, or procedures.
- Conduct periodic internal reviews or audits to ensure that compliance procedures are followed.
- Provide assistance to internal or external auditors in compliance reviews.
- Oversee internal reporting systems such as corporate compliance hotlines and inform employees about these systems.
- Identify compliance issues that require follow-up or investigation.
- Verify that all firm and regulatory policies and procedures have been documented, implemented, and communicated.
- Direct the development or implementation of compliance-related policies and procedures throughout an organization.
- Collaborate with human resources departments to ensure the implementation of consistent disciplinary action strategies in cases of compliance standard violations.
- Report violations of compliance or regulatory standards to duly authorized enforcement agencies as appropriate or required.
- Serve as a confidential point of contact for employees to communicate with management, seek clarification on issues or dilemmas, or report irregularities.
- Design or implement improvements in communication, monitoring, or enforcement of compliance standards.
- File appropriate compliance reports with regulatory agencies.
- Conduct or direct the internal investigation of compliance issues.
- Maintain documentation of compliance activities, such as complaints received or investigation outcomes.
- Evaluate testing procedures to meet the specifications of environmental monitoring programs.
- Develop or implement environmental compliance plans for programs, such as air quality, storm water, wastewater treatment, hazardous waste management, pollution prevention, or solid waste management.
- Prepare management reports regarding compliance operations and progress.
- Disseminate written policies and procedures related to compliance activities.
- Advise technical professionals on the development or use of environmental compliance or reporting tools.
- Monitor compliance systems to ensure their effectiveness.
- Assess product, compliance, or operational risks and develop risk management strategies.
- Conduct environmental audits to ensure adherence to environmental standards.
- Keep informed regarding pending industry changes, trends, and best practices and assess the potential impact of these changes on organizational processes.
Related Technology & Tools
- Laser facsimile machines
- Computer laser printers
- Photocopying equipment
- Laptop computers
- Desktop computers
- Personal computers
- Multi-line telephone systems
- BWise Compliance Management
- Microsoft PowerPoint
- FRSGlobal RegPro
- Modulo Risk Manager
- Cura Software Solutions Cura for Compliance Management
- Database management software
- Actimize Brokerage Compliance Solutions
- Protiviti Governance Portal
- Microsoft Access
- IBM Notes
- BPS Compliance
- Methodware ERA
- The Garland Group RiskKey
- Email software
- Microsoft Office
- LexisNexis
- MediRegs ComplyTrack
- Apple Safari
- Guideline Risk Technologies RUBI
- ARC Logics Sword
- Sword Achiever Compliance Portal Dashboard
- Neohapsis Certus GRC
- Microsoft Internet Explorer
- MasterControl TotalPharma
- Microsoft Visio
- EtQ Environmental Health and Safety Software
- Desktop publishing software
- Compliance11 Supervisory Suite
- Archer Compliance Management
- Aline GRC
- MasterControl MD
- Data analysis software
- Governance, risk, and compliance GRC software
- 80-20 Software Leaders4
- Word processing software
- Adobe Systems Adobe Acrobat
- SAP BEx Report Designer
- QUMAS Compliance Solution
- StataCorp Stata
- Keane SCORE
- ControlCase Compliance Manager
- Microsoft Project
- MetricStream Regulatory Reporting
- Oracle Insurance Compliance Tracker
- Audit2 AdaptiveGRC
- Spreadsheet software
- Compliance 360
- CMO Compliance Regulatory Compliance Solution
- Agiliance Compliance Manager
- Scheduling software
- AssurX Financial Services Compliance Management System
- policyIQ
- Fidessa Compliance Manager
- EtQ FDA cGxP Compliance Software for Life Sciences
- MetricStream Compliance Management
- Oracle Enterprise Governance, Risk, and Compliance Manager
- MetricStream Enterprise Compliance Platform
- Microsoft Excel
- Tax accounting software
- Microsoft Windows
- Axentis Compliance Management
- RVR Systems Compliance
- AssurX CATSWeb
- Microsoft Word
- Web browser software
- Horwath Software Magique
- LRN Ethics and Compliance Alliance
- Mozilla Firefox
- ComplianceBridge Total Compliance
- Human resource information system HRIS
- Healthcare common procedure coding system HCPCS
- Thomson Reuters Paisley Enterprise GRC
- Microsoft Outlook
- Microsoft SharePoint
- Resolve Legislative Compliance Management
- DoubleCheck GRC&T Platform
- MyComplianceOffice Compliance Operations Management System