Will “Manager, Quality Management, Corporate Compliance” be Replaced By Robots? 🤔
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Job Description
Plan, direct, or coordinate activities of an organization to ensure compliance with ethical or regulatory standards.
Job Details
- The SOC (Standard Occupational Classification) code is 11-9199.02
☝️ Information based on the reference occupation “Compliance Managers”.
Also Known As…
- Compliance Managers
- Internal Review and Audit Compliance
- Director, Global Ethics & Compliance and Assistant General Counsel
- Director of Compliance
- Corporate Operations Compliance Manager
- Compliance Review Officer
- Compliance Officer
- Compliance Manager
- Compliance Engineer-Products
- Compliance Coordinator
- Business Practices Supervisor
- Risk Manager
- Research Quality Assurance Specialist
- Research Quality Assurance Analyst
- Research Compliance and HIPPA Privacy Officer and Director of the Research Compliance Program
- Regulatory Compliance Specialist
- Regulatory Compliance Officer
- Regulatory Compliance Director
- Privacy Compliance Manager
- Legal Compliance Officer
- IRB Compliance Coordinator
- Head of Ethics and Compliance
- Financial Compliance Officer
- Ethics Officer
- Ethics Manager
- Director, Office of Human Subjects Protection
- Credit Compliance Officer
- Corporate Ethics Officer
- Corporate Compliance Officer
- Corporate Compliance Director
- Compliance Specialist
- Compliance Director
- Compliance Analyst
- Chief Compliance Officer
- BSA/AML Compliance Officer
- BSA Officer
- Audit Manager
Tasks for “Manager, Quality Management, Corporate Compliance”
- Advise internal management or business partners on the implementation or operation of compliance programs.
- Evaluate testing procedures to meet the specifications of environmental monitoring programs.
- File appropriate compliance reports with regulatory agencies.
- Develop or implement environmental compliance plans for programs, such as air quality, storm water, wastewater treatment, hazardous waste management, pollution prevention, or solid waste management.
- Direct environmental programs, such as air or water compliance, aboveground or underground storage tanks, spill prevention or control, hazardous waste or materials management, solid waste recycling, medical waste management, indoor air quality, integrated pest management, employee training, or disaster preparedness.
- Keep informed regarding pending industry changes, trends, and best practices and assess the potential impact of these changes on organizational processes.
- Conduct periodic internal reviews or audits to ensure that compliance procedures are followed.
- Collaborate with human resources departments to ensure the implementation of consistent disciplinary action strategies in cases of compliance standard violations.
- Identify compliance issues that require follow-up or investigation.
- Monitor compliance systems to ensure their effectiveness.
- Maintain documentation of compliance activities, such as complaints received or investigation outcomes.
- Discuss emerging compliance issues with management or employees.
- Verify that all firm and regulatory policies and procedures have been documented, implemented, and communicated.
- Conduct environmental audits to ensure adherence to environmental standards.
- Verify that software technology is in place to adequately provide oversight and monitoring in all required areas.
- Oversee internal reporting systems such as corporate compliance hotlines and inform employees about these systems.
- Conduct or direct the internal investigation of compliance issues.
- Review or modify policies or operating guidelines to comply with changes to environmental standards or regulations.
- Report violations of compliance or regulatory standards to duly authorized enforcement agencies as appropriate or required.
- Disseminate written policies and procedures related to compliance activities.
- Advise technical professionals on the development or use of environmental compliance or reporting tools.
- Provide employee training on compliance related topics, policies, or procedures.
- Review communications such as securities sales advertising to ensure there are no violations of standards or regulations.
- Serve as a confidential point of contact for employees to communicate with management, seek clarification on issues or dilemmas, or report irregularities.
- Direct the development or implementation of compliance-related policies and procedures throughout an organization.
- Consult with corporate attorneys as necessary to address difficult legal compliance issues.
- Design or implement improvements in communication, monitoring, or enforcement of compliance standards.
- Provide assistance to internal or external auditors in compliance reviews.
- Prepare management reports regarding compliance operations and progress.
- Assess product, compliance, or operational risks and develop risk management strategies.
Related Technology & Tools
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- Computer laser printers
- Laser facsimile machines
- Multi-line telephone systems
- Desktop computers
- Personal computers
- Laptop computers
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- Apple Safari
- Governance, risk, and compliance GRC software
- 80-20 Software Leaders4
- policyIQ
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- LexisNexis
- Microsoft SharePoint
- Thomson Reuters Paisley Enterprise GRC
- Microsoft Windows
- StataCorp Stata
- Resolve Legislative Compliance Management
- Database management software
- Email software
- Healthcare common procedure coding system HCPCS
- MasterControl MD
- Word processing software
- EtQ FDA cGxP Compliance Software for Life Sciences
- Horwath Software Magique
- MediRegs ComplyTrack
- EtQ Environmental Health and Safety Software
- MetricStream Enterprise Compliance Platform
- Microsoft Excel
- Keane SCORE
- ControlCase Compliance Manager
- Modulo Risk Manager
- LRN Ethics and Compliance Alliance
- MetricStream Regulatory Reporting
- CMO Compliance Regulatory Compliance Solution
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- Mozilla Firefox
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- Microsoft Access
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- Oracle Enterprise Governance, Risk, and Compliance Manager
- FRSGlobal RegPro
- Microsoft PowerPoint
- Protiviti Governance Portal
- Compliance11 Supervisory Suite
- Sword Achiever Compliance Portal Dashboard
- MyComplianceOffice Compliance Operations Management System
- Aline GRC
- Microsoft Word
- Spreadsheet software
- Actimize Brokerage Compliance Solutions
- The Garland Group RiskKey
- Guideline Risk Technologies RUBI
- Agiliance Compliance Manager
- Microsoft Outlook
- Neohapsis Certus GRC
- BPS Compliance
- Adobe Systems Adobe Acrobat
- Microsoft Internet Explorer
- ComplianceBridge Total Compliance
- Axentis Compliance Management
- ARC Logics Sword
- DoubleCheck GRC&T Platform
- Oracle Insurance Compliance Tracker
- Desktop publishing software
- MetricStream Compliance Management
- Cura Software Solutions Cura for Compliance Management
- Web browser software
- Audit2 AdaptiveGRC
- Scheduling software
- MasterControl TotalPharma
- IBM Notes
- Compliance 360
- Microsoft Office
- Methodware ERA
- SAP BEx Report Designer
- AssurX CATSWeb