Will “Compliance Review Officer” be Replaced By Robots? 🤔
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Job Description
Plan, direct, or coordinate activities of an organization to ensure compliance with ethical or regulatory standards.
Job Details
- The SOC (Standard Occupational Classification) code is 11-9199.02
☝️ Information based on the reference occupation “Compliance Managers”.
Also Known As…
- Compliance Managers
- Internal Review and Audit Compliance
- Director, Global Ethics & Compliance and Assistant General Counsel
- Director of Compliance
- Corporate Operations Compliance Manager
- Compliance Officer
- Compliance Manager
- Compliance Engineer-Products
- Compliance Coordinator
- Business Practices Supervisor
- Risk Manager
- Research Quality Assurance Specialist
- Research Quality Assurance Analyst
- Research Compliance and HIPPA Privacy Officer and Director of the Research Compliance Program
- Regulatory Compliance Specialist
- Regulatory Compliance Officer
- Regulatory Compliance Director
- Privacy Compliance Manager
- Manager, Quality Management, Corporate Compliance
- Legal Compliance Officer
- IRB Compliance Coordinator
- Head of Ethics and Compliance
- Financial Compliance Officer
- Ethics Officer
- Ethics Manager
- Director, Office of Human Subjects Protection
- Credit Compliance Officer
- Corporate Ethics Officer
- Corporate Compliance Officer
- Corporate Compliance Director
- Compliance Specialist
- Compliance Review Officer
- Compliance Director
- Compliance Analyst
- Chief Compliance Officer
- BSA/AML Compliance Officer
- BSA Officer
- Audit Manager
Tasks for “Compliance Review Officer”
- Provide employee training on compliance related topics, policies, or procedures.
- Review or modify policies or operating guidelines to comply with changes to environmental standards or regulations.
- Conduct environmental audits to ensure adherence to environmental standards.
- Design or implement improvements in communication, monitoring, or enforcement of compliance standards.
- Conduct periodic internal reviews or audits to ensure that compliance procedures are followed.
- Identify compliance issues that require follow-up or investigation.
- Review communications such as securities sales advertising to ensure there are no violations of standards or regulations.
- Prepare management reports regarding compliance operations and progress.
- Discuss emerging compliance issues with management or employees.
- Report violations of compliance or regulatory standards to duly authorized enforcement agencies as appropriate or required.
- Disseminate written policies and procedures related to compliance activities.
- Serve as a confidential point of contact for employees to communicate with management, seek clarification on issues or dilemmas, or report irregularities.
- Provide assistance to internal or external auditors in compliance reviews.
- Advise internal management or business partners on the implementation or operation of compliance programs.
- Keep informed regarding pending industry changes, trends, and best practices and assess the potential impact of these changes on organizational processes.
- Assess product, compliance, or operational risks and develop risk management strategies.
- Verify that software technology is in place to adequately provide oversight and monitoring in all required areas.
- Develop or implement environmental compliance plans for programs, such as air quality, storm water, wastewater treatment, hazardous waste management, pollution prevention, or solid waste management.
- Oversee internal reporting systems such as corporate compliance hotlines and inform employees about these systems.
- Maintain documentation of compliance activities, such as complaints received or investigation outcomes.
- File appropriate compliance reports with regulatory agencies.
- Direct the development or implementation of compliance-related policies and procedures throughout an organization.
- Conduct or direct the internal investigation of compliance issues.
- Evaluate testing procedures to meet the specifications of environmental monitoring programs.
- Verify that all firm and regulatory policies and procedures have been documented, implemented, and communicated.
- Monitor compliance systems to ensure their effectiveness.
- Collaborate with human resources departments to ensure the implementation of consistent disciplinary action strategies in cases of compliance standard violations.
- Consult with corporate attorneys as necessary to address difficult legal compliance issues.
- Advise technical professionals on the development or use of environmental compliance or reporting tools.
- Direct environmental programs, such as air or water compliance, aboveground or underground storage tanks, spill prevention or control, hazardous waste or materials management, solid waste recycling, medical waste management, indoor air quality, integrated pest management, employee training, or disaster preparedness.
Related Technology & Tools
- Laptop computers
- Computer laser printers
- Desktop computers
- Multi-line telephone systems
- Personal computers
- Photocopying equipment
- Laser facsimile machines
- Cura Software Solutions Cura for Compliance Management
- IBM Notes
- Modulo Risk Manager
- Microsoft Excel
- ARC Logics Sword
- Keane SCORE
- Microsoft Windows
- LexisNexis
- Audit2 AdaptiveGRC
- Compliance 360
- EtQ Environmental Health and Safety Software
- Database management software
- Desktop publishing software
- StataCorp Stata
- Apple Safari
- Data analysis software
- Agiliance Compliance Manager
- Aline GRC
- Microsoft Outlook
- Archer Compliance Management
- Tax accounting software
- Adobe Systems Adobe Acrobat
- Axentis Compliance Management
- 80-20 Software Leaders4
- Protiviti Governance Portal
- RVR Systems Compliance
- Fidessa Compliance Manager
- Web browser software
- Horwath Software Magique
- Healthcare common procedure coding system HCPCS
- Guideline Risk Technologies RUBI
- The Garland Group RiskKey
- MetricStream Enterprise Compliance Platform
- Email software
- BPS Compliance
- Resolve Legislative Compliance Management
- Microsoft Internet Explorer
- Microsoft Office
- Spreadsheet software
- Actimize Brokerage Compliance Solutions
- LRN Ethics and Compliance Alliance
- FRSGlobal RegPro
- ComplianceBridge Total Compliance
- AssurX Financial Services Compliance Management System
- Human resource information system HRIS
- QUMAS Compliance Solution
- Neohapsis Certus GRC
- MediRegs ComplyTrack
- Mozilla Firefox
- Oracle Insurance Compliance Tracker
- Scheduling software
- SAP BEx Report Designer
- Oracle Enterprise Governance, Risk, and Compliance Manager
- MasterControl TotalPharma
- Sword Achiever Compliance Portal Dashboard
- CMO Compliance Regulatory Compliance Solution
- MyComplianceOffice Compliance Operations Management System
- ControlCase Compliance Manager
- EtQ FDA cGxP Compliance Software for Life Sciences
- Microsoft SharePoint
- Microsoft Visio
- Microsoft Access
- policyIQ
- BWise Compliance Management
- Methodware ERA
- Microsoft Project
- Microsoft Word
- AssurX CATSWeb
- Thomson Reuters Paisley Enterprise GRC
- MetricStream Regulatory Reporting
- Governance, risk, and compliance GRC software
- Word processing software
- Microsoft PowerPoint
- MetricStream Compliance Management
- MasterControl MD
- Compliance11 Supervisory Suite
- DoubleCheck GRC&T Platform