Will “Compliance Review Officer” be Replaced By Robots? 🤔
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Job Description
Plan, direct, or coordinate activities of an organization to ensure compliance with ethical or regulatory standards.
Job Details
- The SOC (Standard Occupational Classification) code is 11-9199.02
☝️ Information based on the reference occupation “Compliance Managers”.
Also Known As…
- Compliance Managers
- Internal Review and Audit Compliance
- Director, Global Ethics & Compliance and Assistant General Counsel
- Director of Compliance
- Corporate Operations Compliance Manager
- Compliance Review Officer
- Compliance Officer
- Compliance Manager
- Compliance Engineer-Products
- Compliance Coordinator
- Business Practices Supervisor
- Risk Manager
- Research Quality Assurance Specialist
- Research Quality Assurance Analyst
- Research Compliance and HIPPA Privacy Officer and Director of the Research Compliance Program
- Regulatory Compliance Specialist
- Regulatory Compliance Officer
- Regulatory Compliance Director
- Privacy Compliance Manager
- Manager, Quality Management, Corporate Compliance
- Legal Compliance Officer
- IRB Compliance Coordinator
- Head of Ethics and Compliance
- Financial Compliance Officer
- Ethics Officer
- Ethics Manager
- Director, Office of Human Subjects Protection
- Credit Compliance Officer
- Corporate Ethics Officer
- Corporate Compliance Officer
- Corporate Compliance Director
- Compliance Specialist
- Compliance Director
- Compliance Analyst
- Chief Compliance Officer
- BSA/AML Compliance Officer
- BSA Officer
- Audit Manager
Tasks for “Compliance Review Officer”
- Design or implement improvements in communication, monitoring, or enforcement of compliance standards.
- Conduct environmental audits to ensure adherence to environmental standards.
- Review or modify policies or operating guidelines to comply with changes to environmental standards or regulations.
- Develop or implement environmental compliance plans for programs, such as air quality, storm water, wastewater treatment, hazardous waste management, pollution prevention, or solid waste management.
- Advise internal management or business partners on the implementation or operation of compliance programs.
- Provide assistance to internal or external auditors in compliance reviews.
- Keep informed regarding pending industry changes, trends, and best practices and assess the potential impact of these changes on organizational processes.
- Evaluate testing procedures to meet the specifications of environmental monitoring programs.
- Oversee internal reporting systems such as corporate compliance hotlines and inform employees about these systems.
- Identify compliance issues that require follow-up or investigation.
- Consult with corporate attorneys as necessary to address difficult legal compliance issues.
- Direct the development or implementation of compliance-related policies and procedures throughout an organization.
- Maintain documentation of compliance activities, such as complaints received or investigation outcomes.
- Verify that software technology is in place to adequately provide oversight and monitoring in all required areas.
- Direct environmental programs, such as air or water compliance, aboveground or underground storage tanks, spill prevention or control, hazardous waste or materials management, solid waste recycling, medical waste management, indoor air quality, integrated pest management, employee training, or disaster preparedness.
- Monitor compliance systems to ensure their effectiveness.
- Conduct or direct the internal investigation of compliance issues.
- Verify that all firm and regulatory policies and procedures have been documented, implemented, and communicated.
- File appropriate compliance reports with regulatory agencies.
- Assess product, compliance, or operational risks and develop risk management strategies.
- Provide employee training on compliance related topics, policies, or procedures.
- Report violations of compliance or regulatory standards to duly authorized enforcement agencies as appropriate or required.
- Collaborate with human resources departments to ensure the implementation of consistent disciplinary action strategies in cases of compliance standard violations.
- Review communications such as securities sales advertising to ensure there are no violations of standards or regulations.
- Discuss emerging compliance issues with management or employees.
- Conduct periodic internal reviews or audits to ensure that compliance procedures are followed.
- Serve as a confidential point of contact for employees to communicate with management, seek clarification on issues or dilemmas, or report irregularities.
- Disseminate written policies and procedures related to compliance activities.
- Prepare management reports regarding compliance operations and progress.
- Advise technical professionals on the development or use of environmental compliance or reporting tools.
Related Technology & Tools
- Desktop computers
- Computer laser printers
- Multi-line telephone systems
- Personal computers
- Photocopying equipment
- Laser facsimile machines
- Laptop computers
- Sword Achiever Compliance Portal Dashboard
- Methodware ERA
- Governance, risk, and compliance GRC software
- Microsoft Visio
- MyComplianceOffice Compliance Operations Management System
- Thomson Reuters Paisley Enterprise GRC
- Guideline Risk Technologies RUBI
- Microsoft PowerPoint
- Database management software
- MediRegs ComplyTrack
- Modulo Risk Manager
- Microsoft Internet Explorer
- Horwath Software Magique
- Compliance11 Supervisory Suite
- Agiliance Compliance Manager
- MasterControl MD
- ControlCase Compliance Manager
- Web browser software
- Microsoft Windows
- Compliance 360
- Spreadsheet software
- EtQ Environmental Health and Safety Software
- Microsoft Outlook
- ComplianceBridge Total Compliance
- AssurX CATSWeb
- Scheduling software
- BWise Compliance Management
- StataCorp Stata
- Oracle Enterprise Governance, Risk, and Compliance Manager
- Resolve Legislative Compliance Management
- Microsoft Word
- Protiviti Governance Portal
- LRN Ethics and Compliance Alliance
- Neohapsis Certus GRC
- policyIQ
- QUMAS Compliance Solution
- CMO Compliance Regulatory Compliance Solution
- Keane SCORE
- Cura Software Solutions Cura for Compliance Management
- Microsoft Office
- BPS Compliance
- RVR Systems Compliance
- Mozilla Firefox
- Audit2 AdaptiveGRC
- MetricStream Compliance Management
- Email software
- Tax accounting software
- EtQ FDA cGxP Compliance Software for Life Sciences
- ARC Logics Sword
- Actimize Brokerage Compliance Solutions
- AssurX Financial Services Compliance Management System
- Microsoft Access
- Human resource information system HRIS
- Archer Compliance Management
- The Garland Group RiskKey
- Axentis Compliance Management
- MetricStream Enterprise Compliance Platform
- Microsoft Project
- Data analysis software
- Word processing software
- Apple Safari
- FRSGlobal RegPro
- Healthcare common procedure coding system HCPCS
- DoubleCheck GRC&T Platform
- Microsoft SharePoint
- SAP BEx Report Designer
- LexisNexis
- MasterControl TotalPharma
- Desktop publishing software
- Adobe Systems Adobe Acrobat
- Oracle Insurance Compliance Tracker
- 80-20 Software Leaders4
- Aline GRC
- Microsoft Excel
- MetricStream Regulatory Reporting
- IBM Notes
- Fidessa Compliance Manager