Will “Corporate Ethics Officer” be Replaced By Robots? 🤔
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Job Description
Plan, direct, or coordinate activities of an organization to ensure compliance with ethical or regulatory standards.
Job Details
- The SOC (Standard Occupational Classification) code is 11-9199.02
☝️ Information based on the reference occupation “Compliance Managers”.
Also Known As…
- Compliance Managers
- Internal Review and Audit Compliance
- Director, Global Ethics & Compliance and Assistant General Counsel
- Director of Compliance
- Corporate Operations Compliance Manager
- Compliance Review Officer
- Compliance Officer
- Compliance Manager
- Compliance Engineer-Products
- Compliance Coordinator
- Business Practices Supervisor
- Risk Manager
- Research Quality Assurance Specialist
- Research Quality Assurance Analyst
- Research Compliance and HIPPA Privacy Officer and Director of the Research Compliance Program
- Regulatory Compliance Specialist
- Regulatory Compliance Officer
- Regulatory Compliance Director
- Privacy Compliance Manager
- Manager, Quality Management, Corporate Compliance
- Legal Compliance Officer
- IRB Compliance Coordinator
- Head of Ethics and Compliance
- Financial Compliance Officer
- Ethics Officer
- Ethics Manager
- Director, Office of Human Subjects Protection
- Credit Compliance Officer
- Corporate Compliance Officer
- Corporate Compliance Director
- Compliance Specialist
- Compliance Director
- Compliance Analyst
- Chief Compliance Officer
- BSA/AML Compliance Officer
- BSA Officer
- Audit Manager
Tasks for “Corporate Ethics Officer”
- Report violations of compliance or regulatory standards to duly authorized enforcement agencies as appropriate or required.
- Review communications such as securities sales advertising to ensure there are no violations of standards or regulations.
- Identify compliance issues that require follow-up or investigation.
- Oversee internal reporting systems such as corporate compliance hotlines and inform employees about these systems.
- Provide assistance to internal or external auditors in compliance reviews.
- Keep informed regarding pending industry changes, trends, and best practices and assess the potential impact of these changes on organizational processes.
- Prepare management reports regarding compliance operations and progress.
- Provide employee training on compliance related topics, policies, or procedures.
- Review or modify policies or operating guidelines to comply with changes to environmental standards or regulations.
- Direct environmental programs, such as air or water compliance, aboveground or underground storage tanks, spill prevention or control, hazardous waste or materials management, solid waste recycling, medical waste management, indoor air quality, integrated pest management, employee training, or disaster preparedness.
- Consult with corporate attorneys as necessary to address difficult legal compliance issues.
- Maintain documentation of compliance activities, such as complaints received or investigation outcomes.
- Conduct or direct the internal investigation of compliance issues.
- Collaborate with human resources departments to ensure the implementation of consistent disciplinary action strategies in cases of compliance standard violations.
- Conduct environmental audits to ensure adherence to environmental standards.
- Discuss emerging compliance issues with management or employees.
- Direct the development or implementation of compliance-related policies and procedures throughout an organization.
- Verify that software technology is in place to adequately provide oversight and monitoring in all required areas.
- Advise technical professionals on the development or use of environmental compliance or reporting tools.
- File appropriate compliance reports with regulatory agencies.
- Develop or implement environmental compliance plans for programs, such as air quality, storm water, wastewater treatment, hazardous waste management, pollution prevention, or solid waste management.
- Serve as a confidential point of contact for employees to communicate with management, seek clarification on issues or dilemmas, or report irregularities.
- Assess product, compliance, or operational risks and develop risk management strategies.
- Monitor compliance systems to ensure their effectiveness.
- Evaluate testing procedures to meet the specifications of environmental monitoring programs.
- Disseminate written policies and procedures related to compliance activities.
- Conduct periodic internal reviews or audits to ensure that compliance procedures are followed.
- Advise internal management or business partners on the implementation or operation of compliance programs.
- Verify that all firm and regulatory policies and procedures have been documented, implemented, and communicated.
- Design or implement improvements in communication, monitoring, or enforcement of compliance standards.
Related Technology & Tools
- Personal computers
- Laptop computers
- Laser facsimile machines
- Photocopying equipment
- Multi-line telephone systems
- Desktop computers
- Computer laser printers
- Oracle Insurance Compliance Tracker
- Mozilla Firefox
- AssurX Financial Services Compliance Management System
- MetricStream Regulatory Reporting
- Microsoft Excel
- Microsoft Internet Explorer
- Aline GRC
- Data analysis software
- MyComplianceOffice Compliance Operations Management System
- Audit2 AdaptiveGRC
- Tax accounting software
- ControlCase Compliance Manager
- The Garland Group RiskKey
- 80-20 Software Leaders4
- Methodware ERA
- EtQ FDA cGxP Compliance Software for Life Sciences
- Spreadsheet software
- RVR Systems Compliance
- Protiviti Governance Portal
- SAP BEx Report Designer
- MasterControl TotalPharma
- CMO Compliance Regulatory Compliance Solution
- EtQ Environmental Health and Safety Software
- Human resource information system HRIS
- Neohapsis Certus GRC
- Microsoft SharePoint
- Microsoft Visio
- Microsoft Project
- LRN Ethics and Compliance Alliance
- MasterControl MD
- Modulo Risk Manager
- ARC Logics Sword
- Microsoft Office
- Horwath Software Magique
- Database management software
- Microsoft Access
- policyIQ
- FRSGlobal RegPro
- Adobe Systems Adobe Acrobat
- ComplianceBridge Total Compliance
- BPS Compliance
- AssurX CATSWeb
- Microsoft PowerPoint
- Microsoft Windows
- Email software
- QUMAS Compliance Solution
- Microsoft Outlook
- Web browser software
- Compliance 360
- MediRegs ComplyTrack
- Resolve Legislative Compliance Management
- Archer Compliance Management
- Microsoft Word
- Cura Software Solutions Cura for Compliance Management
- LexisNexis
- Actimize Brokerage Compliance Solutions
- Governance, risk, and compliance GRC software
- Compliance11 Supervisory Suite
- Healthcare common procedure coding system HCPCS
- Guideline Risk Technologies RUBI
- Word processing software
- DoubleCheck GRC&T Platform
- Sword Achiever Compliance Portal Dashboard
- Keane SCORE
- Oracle Enterprise Governance, Risk, and Compliance Manager
- Fidessa Compliance Manager
- StataCorp Stata
- Apple Safari
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- MetricStream Enterprise Compliance Platform
- Agiliance Compliance Manager
- BWise Compliance Management
- Axentis Compliance Management
- Thomson Reuters Paisley Enterprise GRC
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- Scheduling software
- IBM Notes