Will “Corporate Ethics Officer” be Replaced By Robots? 🤔
Unknown Chance of Automation
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Job Description
Plan, direct, or coordinate activities of an organization to ensure compliance with ethical or regulatory standards.
Job Details
- The SOC (Standard Occupational Classification) code is 11-9199.02
☝️ Information based on the reference occupation “Compliance Managers”.
Also Known As…
- Compliance Managers
- Internal Review and Audit Compliance
- Director, Global Ethics & Compliance and Assistant General Counsel
- Director of Compliance
- Corporate Operations Compliance Manager
- Compliance Review Officer
- Compliance Officer
- Compliance Manager
- Compliance Engineer-Products
- Compliance Coordinator
- Business Practices Supervisor
- Risk Manager
- Research Quality Assurance Specialist
- Research Quality Assurance Analyst
- Research Compliance and HIPPA Privacy Officer and Director of the Research Compliance Program
- Regulatory Compliance Specialist
- Regulatory Compliance Officer
- Regulatory Compliance Director
- Privacy Compliance Manager
- Manager, Quality Management, Corporate Compliance
- Legal Compliance Officer
- IRB Compliance Coordinator
- Head of Ethics and Compliance
- Financial Compliance Officer
- Ethics Officer
- Ethics Manager
- Director, Office of Human Subjects Protection
- Credit Compliance Officer
- Corporate Compliance Officer
- Corporate Compliance Director
- Compliance Specialist
- Compliance Director
- Compliance Analyst
- Chief Compliance Officer
- BSA/AML Compliance Officer
- BSA Officer
- Audit Manager
Tasks for “Corporate Ethics Officer”
- Report violations of compliance or regulatory standards to duly authorized enforcement agencies as appropriate or required.
- Consult with corporate attorneys as necessary to address difficult legal compliance issues.
- Discuss emerging compliance issues with management or employees.
- Verify that software technology is in place to adequately provide oversight and monitoring in all required areas.
- Conduct environmental audits to ensure adherence to environmental standards.
- Identify compliance issues that require follow-up or investigation.
- Disseminate written policies and procedures related to compliance activities.
- Provide employee training on compliance related topics, policies, or procedures.
- Direct environmental programs, such as air or water compliance, aboveground or underground storage tanks, spill prevention or control, hazardous waste or materials management, solid waste recycling, medical waste management, indoor air quality, integrated pest management, employee training, or disaster preparedness.
- Conduct periodic internal reviews or audits to ensure that compliance procedures are followed.
- Review communications such as securities sales advertising to ensure there are no violations of standards or regulations.
- Advise technical professionals on the development or use of environmental compliance or reporting tools.
- Monitor compliance systems to ensure their effectiveness.
- Verify that all firm and regulatory policies and procedures have been documented, implemented, and communicated.
- Keep informed regarding pending industry changes, trends, and best practices and assess the potential impact of these changes on organizational processes.
- Conduct or direct the internal investigation of compliance issues.
- Assess product, compliance, or operational risks and develop risk management strategies.
- Maintain documentation of compliance activities, such as complaints received or investigation outcomes.
- Serve as a confidential point of contact for employees to communicate with management, seek clarification on issues or dilemmas, or report irregularities.
- Provide assistance to internal or external auditors in compliance reviews.
- Oversee internal reporting systems such as corporate compliance hotlines and inform employees about these systems.
- Develop or implement environmental compliance plans for programs, such as air quality, storm water, wastewater treatment, hazardous waste management, pollution prevention, or solid waste management.
- Prepare management reports regarding compliance operations and progress.
- Evaluate testing procedures to meet the specifications of environmental monitoring programs.
- Direct the development or implementation of compliance-related policies and procedures throughout an organization.
- Advise internal management or business partners on the implementation or operation of compliance programs.
- Collaborate with human resources departments to ensure the implementation of consistent disciplinary action strategies in cases of compliance standard violations.
- Review or modify policies or operating guidelines to comply with changes to environmental standards or regulations.
- File appropriate compliance reports with regulatory agencies.
- Design or implement improvements in communication, monitoring, or enforcement of compliance standards.
Related Technology & Tools
- Computer laser printers
- Laptop computers
- Desktop computers
- Personal computers
- Photocopying equipment
- Laser facsimile machines
- Multi-line telephone systems
- AssurX CATSWeb
- Microsoft PowerPoint
- Compliance 360
- ComplianceBridge Total Compliance
- Neohapsis Certus GRC
- Axentis Compliance Management
- StataCorp Stata
- CMO Compliance Regulatory Compliance Solution
- RVR Systems Compliance
- Microsoft Access
- MetricStream Compliance Management
- SAP BEx Report Designer
- Methodware ERA
- Microsoft SharePoint
- EtQ FDA cGxP Compliance Software for Life Sciences
- Oracle Enterprise Governance, Risk, and Compliance Manager
- Resolve Legislative Compliance Management
- Desktop publishing software
- Healthcare common procedure coding system HCPCS
- MasterControl TotalPharma
- Horwath Software Magique
- Adobe Systems Adobe Acrobat
- Microsoft Word
- Cura Software Solutions Cura for Compliance Management
- BPS Compliance
- Microsoft Excel
- 80-20 Software Leaders4
- Human resource information system HRIS
- Data analysis software
- Thomson Reuters Paisley Enterprise GRC
- Database management software
- Tax accounting software
- Spreadsheet software
- Governance, risk, and compliance GRC software
- Microsoft Windows
- AssurX Financial Services Compliance Management System
- policyIQ
- Microsoft Outlook
- LexisNexis
- ARC Logics Sword
- MyComplianceOffice Compliance Operations Management System
- Aline GRC
- MetricStream Regulatory Reporting
- Archer Compliance Management
- QUMAS Compliance Solution
- Keane SCORE
- ControlCase Compliance Manager
- Compliance11 Supervisory Suite
- Web browser software
- Fidessa Compliance Manager
- Mozilla Firefox
- FRSGlobal RegPro
- Email software
- Sword Achiever Compliance Portal Dashboard
- EtQ Environmental Health and Safety Software
- MasterControl MD
- Scheduling software
- Microsoft Internet Explorer
- Guideline Risk Technologies RUBI
- MediRegs ComplyTrack
- Apple Safari
- Audit2 AdaptiveGRC
- Microsoft Project
- Word processing software
- Oracle Insurance Compliance Tracker
- Actimize Brokerage Compliance Solutions
- Microsoft Visio
- MetricStream Enterprise Compliance Platform
- Agiliance Compliance Manager
- LRN Ethics and Compliance Alliance
- DoubleCheck GRC&T Platform
- BWise Compliance Management
- Microsoft Office
- Modulo Risk Manager
- IBM Notes
- The Garland Group RiskKey
- Protiviti Governance Portal