Will “BSA Officer” be Replaced By Robots? 🤔
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Job Description
Plan, direct, or coordinate activities of an organization to ensure compliance with ethical or regulatory standards.
Job Details
- The SOC (Standard Occupational Classification) code is 11-9199.02
☝️ Information based on the reference occupation “Compliance Managers”.
Also Known As…
- Compliance Managers
- Internal Review and Audit Compliance
- Director, Global Ethics & Compliance and Assistant General Counsel
- Director of Compliance
- Corporate Operations Compliance Manager
- Compliance Review Officer
- Compliance Officer
- Compliance Manager
- Compliance Engineer-Products
- Compliance Coordinator
- Business Practices Supervisor
- Risk Manager
- Research Quality Assurance Specialist
- Research Quality Assurance Analyst
- Research Compliance and HIPPA Privacy Officer and Director of the Research Compliance Program
- Regulatory Compliance Specialist
- Regulatory Compliance Officer
- Regulatory Compliance Director
- Privacy Compliance Manager
- Manager, Quality Management, Corporate Compliance
- Legal Compliance Officer
- IRB Compliance Coordinator
- Head of Ethics and Compliance
- Financial Compliance Officer
- Ethics Officer
- Ethics Manager
- Director, Office of Human Subjects Protection
- Credit Compliance Officer
- Corporate Ethics Officer
- Corporate Compliance Officer
- Corporate Compliance Director
- Compliance Specialist
- Compliance Director
- Compliance Analyst
- Chief Compliance Officer
- BSA/AML Compliance Officer
- Audit Manager
Tasks for “BSA Officer”
- Discuss emerging compliance issues with management or employees.
- Monitor compliance systems to ensure their effectiveness.
- Design or implement improvements in communication, monitoring, or enforcement of compliance standards.
- Verify that software technology is in place to adequately provide oversight and monitoring in all required areas.
- Consult with corporate attorneys as necessary to address difficult legal compliance issues.
- Provide assistance to internal or external auditors in compliance reviews.
- Advise internal management or business partners on the implementation or operation of compliance programs.
- Collaborate with human resources departments to ensure the implementation of consistent disciplinary action strategies in cases of compliance standard violations.
- Disseminate written policies and procedures related to compliance activities.
- File appropriate compliance reports with regulatory agencies.
- Verify that all firm and regulatory policies and procedures have been documented, implemented, and communicated.
- Keep informed regarding pending industry changes, trends, and best practices and assess the potential impact of these changes on organizational processes.
- Maintain documentation of compliance activities, such as complaints received or investigation outcomes.
- Evaluate testing procedures to meet the specifications of environmental monitoring programs.
- Conduct periodic internal reviews or audits to ensure that compliance procedures are followed.
- Develop or implement environmental compliance plans for programs, such as air quality, storm water, wastewater treatment, hazardous waste management, pollution prevention, or solid waste management.
- Identify compliance issues that require follow-up or investigation.
- Oversee internal reporting systems such as corporate compliance hotlines and inform employees about these systems.
- Direct the development or implementation of compliance-related policies and procedures throughout an organization.
- Report violations of compliance or regulatory standards to duly authorized enforcement agencies as appropriate or required.
- Review or modify policies or operating guidelines to comply with changes to environmental standards or regulations.
- Conduct or direct the internal investigation of compliance issues.
- Provide employee training on compliance related topics, policies, or procedures.
- Prepare management reports regarding compliance operations and progress.
- Review communications such as securities sales advertising to ensure there are no violations of standards or regulations.
- Conduct environmental audits to ensure adherence to environmental standards.
- Assess product, compliance, or operational risks and develop risk management strategies.
- Advise technical professionals on the development or use of environmental compliance or reporting tools.
- Serve as a confidential point of contact for employees to communicate with management, seek clarification on issues or dilemmas, or report irregularities.
- Direct environmental programs, such as air or water compliance, aboveground or underground storage tanks, spill prevention or control, hazardous waste or materials management, solid waste recycling, medical waste management, indoor air quality, integrated pest management, employee training, or disaster preparedness.
Related Technology & Tools
- Computer laser printers
- Multi-line telephone systems
- Desktop computers
- Laser facsimile machines
- Laptop computers
- Personal computers
- Photocopying equipment
- Agiliance Compliance Manager
- AssurX Financial Services Compliance Management System
- Desktop publishing software
- EtQ FDA cGxP Compliance Software for Life Sciences
- Mozilla Firefox
- Thomson Reuters Paisley Enterprise GRC
- LexisNexis
- AssurX CATSWeb
- 80-20 Software Leaders4
- MasterControl TotalPharma
- Methodware ERA
- StataCorp Stata
- SAP BEx Report Designer
- Email software
- Microsoft Access
- ARC Logics Sword
- DoubleCheck GRC&T Platform
- Microsoft Visio
- MediRegs ComplyTrack
- Apple Safari
- MyComplianceOffice Compliance Operations Management System
- IBM Notes
- Human resource information system HRIS
- Actimize Brokerage Compliance Solutions
- Protiviti Governance Portal
- Fidessa Compliance Manager
- Modulo Risk Manager
- Oracle Insurance Compliance Tracker
- Microsoft Project
- BWise Compliance Management
- Web browser software
- Microsoft Excel
- Data analysis software
- The Garland Group RiskKey
- Sword Achiever Compliance Portal Dashboard
- Horwath Software Magique
- QUMAS Compliance Solution
- Microsoft PowerPoint
- Cura Software Solutions Cura for Compliance Management
- Neohapsis Certus GRC
- Archer Compliance Management
- Spreadsheet software
- Adobe Systems Adobe Acrobat
- Microsoft Outlook
- Oracle Enterprise Governance, Risk, and Compliance Manager
- Aline GRC
- MetricStream Compliance Management
- Microsoft SharePoint
- Axentis Compliance Management
- ComplianceBridge Total Compliance
- MetricStream Enterprise Compliance Platform
- Compliance 360
- Microsoft Internet Explorer
- Keane SCORE
- Guideline Risk Technologies RUBI
- Microsoft Word
- Resolve Legislative Compliance Management
- Compliance11 Supervisory Suite
- RVR Systems Compliance
- FRSGlobal RegPro
- Word processing software
- Audit2 AdaptiveGRC
- policyIQ
- Governance, risk, and compliance GRC software
- Healthcare common procedure coding system HCPCS
- Database management software
- Tax accounting software
- Microsoft Office
- MasterControl MD
- ControlCase Compliance Manager
- BPS Compliance
- EtQ Environmental Health and Safety Software
- Microsoft Windows
- CMO Compliance Regulatory Compliance Solution
- MetricStream Regulatory Reporting
- LRN Ethics and Compliance Alliance
- Scheduling software