Will “BSA Officer” be Replaced By Robots? 🤔
Unknown Chance of Automation
Sadly, the research paper did not provide any information about this occupation. Maybe have a look at our directory?
Job Description
Plan, direct, or coordinate activities of an organization to ensure compliance with ethical or regulatory standards.
Job Details
- The SOC (Standard Occupational Classification) code is 11-9199.02
☝️ Information based on the reference occupation “Compliance Managers”.
Also Known As…
- Compliance Managers
- Internal Review and Audit Compliance
- Director, Global Ethics & Compliance and Assistant General Counsel
- Director of Compliance
- Corporate Operations Compliance Manager
- Compliance Review Officer
- Compliance Officer
- Compliance Manager
- Compliance Engineer-Products
- Compliance Coordinator
- Business Practices Supervisor
- Risk Manager
- Research Quality Assurance Specialist
- Research Quality Assurance Analyst
- Research Compliance and HIPPA Privacy Officer and Director of the Research Compliance Program
- Regulatory Compliance Specialist
- Regulatory Compliance Officer
- Regulatory Compliance Director
- Privacy Compliance Manager
- Manager, Quality Management, Corporate Compliance
- Legal Compliance Officer
- IRB Compliance Coordinator
- Head of Ethics and Compliance
- Financial Compliance Officer
- Ethics Officer
- Ethics Manager
- Director, Office of Human Subjects Protection
- Credit Compliance Officer
- Corporate Ethics Officer
- Corporate Compliance Officer
- Corporate Compliance Director
- Compliance Specialist
- Compliance Director
- Compliance Analyst
- Chief Compliance Officer
- BSA/AML Compliance Officer
- Audit Manager
Tasks for “BSA Officer”
- File appropriate compliance reports with regulatory agencies.
- Review communications such as securities sales advertising to ensure there are no violations of standards or regulations.
- Conduct environmental audits to ensure adherence to environmental standards.
- Oversee internal reporting systems such as corporate compliance hotlines and inform employees about these systems.
- Advise technical professionals on the development or use of environmental compliance or reporting tools.
- Maintain documentation of compliance activities, such as complaints received or investigation outcomes.
- Serve as a confidential point of contact for employees to communicate with management, seek clarification on issues or dilemmas, or report irregularities.
- Direct environmental programs, such as air or water compliance, aboveground or underground storage tanks, spill prevention or control, hazardous waste or materials management, solid waste recycling, medical waste management, indoor air quality, integrated pest management, employee training, or disaster preparedness.
- Disseminate written policies and procedures related to compliance activities.
- Evaluate testing procedures to meet the specifications of environmental monitoring programs.
- Verify that software technology is in place to adequately provide oversight and monitoring in all required areas.
- Advise internal management or business partners on the implementation or operation of compliance programs.
- Direct the development or implementation of compliance-related policies and procedures throughout an organization.
- Develop or implement environmental compliance plans for programs, such as air quality, storm water, wastewater treatment, hazardous waste management, pollution prevention, or solid waste management.
- Keep informed regarding pending industry changes, trends, and best practices and assess the potential impact of these changes on organizational processes.
- Verify that all firm and regulatory policies and procedures have been documented, implemented, and communicated.
- Collaborate with human resources departments to ensure the implementation of consistent disciplinary action strategies in cases of compliance standard violations.
- Discuss emerging compliance issues with management or employees.
- Review or modify policies or operating guidelines to comply with changes to environmental standards or regulations.
- Assess product, compliance, or operational risks and develop risk management strategies.
- Monitor compliance systems to ensure their effectiveness.
- Identify compliance issues that require follow-up or investigation.
- Provide employee training on compliance related topics, policies, or procedures.
- Prepare management reports regarding compliance operations and progress.
- Design or implement improvements in communication, monitoring, or enforcement of compliance standards.
- Conduct periodic internal reviews or audits to ensure that compliance procedures are followed.
- Provide assistance to internal or external auditors in compliance reviews.
- Consult with corporate attorneys as necessary to address difficult legal compliance issues.
- Conduct or direct the internal investigation of compliance issues.
- Report violations of compliance or regulatory standards to duly authorized enforcement agencies as appropriate or required.
Related Technology & Tools
- Multi-line telephone systems
- Laser facsimile machines
- Personal computers
- Laptop computers
- Computer laser printers
- Desktop computers
- Photocopying equipment
- Keane SCORE
- Axentis Compliance Management
- QUMAS Compliance Solution
- Compliance11 Supervisory Suite
- Word processing software
- MasterControl MD
- Microsoft Outlook
- EtQ Environmental Health and Safety Software
- MyComplianceOffice Compliance Operations Management System
- Database management software
- Scheduling software
- SAP BEx Report Designer
- LRN Ethics and Compliance Alliance
- EtQ FDA cGxP Compliance Software for Life Sciences
- Methodware ERA
- Sword Achiever Compliance Portal Dashboard
- Healthcare common procedure coding system HCPCS
- Microsoft Windows
- Actimize Brokerage Compliance Solutions
- Governance, risk, and compliance GRC software
- AssurX Financial Services Compliance Management System
- Microsoft Visio
- Microsoft Internet Explorer
- Guideline Risk Technologies RUBI
- Spreadsheet software
- Adobe Systems Adobe Acrobat
- Desktop publishing software
- Microsoft Office
- IBM Notes
- Microsoft PowerPoint
- Microsoft Project
- Aline GRC
- Tax accounting software
- Mozilla Firefox
- Apple Safari
- ARC Logics Sword
- Fidessa Compliance Manager
- Microsoft SharePoint
- MetricStream Compliance Management
- Modulo Risk Manager
- 80-20 Software Leaders4
- Cura Software Solutions Cura for Compliance Management
- Audit2 AdaptiveGRC
- Protiviti Governance Portal
- MetricStream Enterprise Compliance Platform
- DoubleCheck GRC&T Platform
- AssurX CATSWeb
- Microsoft Word
- Oracle Enterprise Governance, Risk, and Compliance Manager
- BWise Compliance Management
- Neohapsis Certus GRC
- Email software
- Data analysis software
- MediRegs ComplyTrack
- Archer Compliance Management
- ComplianceBridge Total Compliance
- Web browser software
- LexisNexis
- Agiliance Compliance Manager
- The Garland Group RiskKey
- RVR Systems Compliance
- MetricStream Regulatory Reporting
- Thomson Reuters Paisley Enterprise GRC
- Oracle Insurance Compliance Tracker
- policyIQ
- BPS Compliance
- Compliance 360
- Microsoft Excel
- Human resource information system HRIS
- Horwath Software Magique
- MasterControl TotalPharma
- ControlCase Compliance Manager
- Resolve Legislative Compliance Management
- FRSGlobal RegPro
- Microsoft Access
- CMO Compliance Regulatory Compliance Solution
- StataCorp Stata