Will “BSA Officer” be Replaced By Robots? 🤔
Unknown Chance of Automation
Sadly, the research paper did not provide any information about this occupation. Maybe have a look at our directory?
Job Description
Plan, direct, or coordinate activities of an organization to ensure compliance with ethical or regulatory standards.
Job Details
- The SOC (Standard Occupational Classification) code is 11-9199.02
☝️ Information based on the reference occupation “Compliance Managers”.
Also Known As…
- Compliance Managers
- Internal Review and Audit Compliance
- Director, Global Ethics & Compliance and Assistant General Counsel
- Director of Compliance
- Corporate Operations Compliance Manager
- Compliance Review Officer
- Compliance Officer
- Compliance Manager
- Compliance Engineer-Products
- Compliance Coordinator
- Business Practices Supervisor
- Risk Manager
- Research Quality Assurance Specialist
- Research Quality Assurance Analyst
- Research Compliance and HIPPA Privacy Officer and Director of the Research Compliance Program
- Regulatory Compliance Specialist
- Regulatory Compliance Officer
- Regulatory Compliance Director
- Privacy Compliance Manager
- Manager, Quality Management, Corporate Compliance
- Legal Compliance Officer
- IRB Compliance Coordinator
- Head of Ethics and Compliance
- Financial Compliance Officer
- Ethics Officer
- Ethics Manager
- Director, Office of Human Subjects Protection
- Credit Compliance Officer
- Corporate Ethics Officer
- Corporate Compliance Officer
- Corporate Compliance Director
- Compliance Specialist
- Compliance Director
- Compliance Analyst
- Chief Compliance Officer
- BSA/AML Compliance Officer
- Audit Manager
Tasks for “BSA Officer”
- Advise technical professionals on the development or use of environmental compliance or reporting tools.
- Conduct periodic internal reviews or audits to ensure that compliance procedures are followed.
- Prepare management reports regarding compliance operations and progress.
- Direct the development or implementation of compliance-related policies and procedures throughout an organization.
- Conduct environmental audits to ensure adherence to environmental standards.
- Assess product, compliance, or operational risks and develop risk management strategies.
- Oversee internal reporting systems such as corporate compliance hotlines and inform employees about these systems.
- Verify that software technology is in place to adequately provide oversight and monitoring in all required areas.
- Design or implement improvements in communication, monitoring, or enforcement of compliance standards.
- Keep informed regarding pending industry changes, trends, and best practices and assess the potential impact of these changes on organizational processes.
- Develop or implement environmental compliance plans for programs, such as air quality, storm water, wastewater treatment, hazardous waste management, pollution prevention, or solid waste management.
- Discuss emerging compliance issues with management or employees.
- Disseminate written policies and procedures related to compliance activities.
- Review communications such as securities sales advertising to ensure there are no violations of standards or regulations.
- File appropriate compliance reports with regulatory agencies.
- Verify that all firm and regulatory policies and procedures have been documented, implemented, and communicated.
- Consult with corporate attorneys as necessary to address difficult legal compliance issues.
- Provide employee training on compliance related topics, policies, or procedures.
- Serve as a confidential point of contact for employees to communicate with management, seek clarification on issues or dilemmas, or report irregularities.
- Evaluate testing procedures to meet the specifications of environmental monitoring programs.
- Monitor compliance systems to ensure their effectiveness.
- Provide assistance to internal or external auditors in compliance reviews.
- Collaborate with human resources departments to ensure the implementation of consistent disciplinary action strategies in cases of compliance standard violations.
- Maintain documentation of compliance activities, such as complaints received or investigation outcomes.
- Direct environmental programs, such as air or water compliance, aboveground or underground storage tanks, spill prevention or control, hazardous waste or materials management, solid waste recycling, medical waste management, indoor air quality, integrated pest management, employee training, or disaster preparedness.
- Identify compliance issues that require follow-up or investigation.
- Advise internal management or business partners on the implementation or operation of compliance programs.
- Report violations of compliance or regulatory standards to duly authorized enforcement agencies as appropriate or required.
- Review or modify policies or operating guidelines to comply with changes to environmental standards or regulations.
- Conduct or direct the internal investigation of compliance issues.
Related Technology & Tools
- Multi-line telephone systems
- Laptop computers
- Laser facsimile machines
- Personal computers
- Photocopying equipment
- Computer laser printers
- Desktop computers
- QUMAS Compliance Solution
- 80-20 Software Leaders4
- Scheduling software
- Human resource information system HRIS
- ControlCase Compliance Manager
- Microsoft Internet Explorer
- StataCorp Stata
- The Garland Group RiskKey
- Microsoft Access
- AssurX CATSWeb
- Adobe Systems Adobe Acrobat
- Governance, risk, and compliance GRC software
- IBM Notes
- Microsoft Project
- Desktop publishing software
- EtQ Environmental Health and Safety Software
- Tax accounting software
- LexisNexis
- Web browser software
- MetricStream Regulatory Reporting
- BPS Compliance
- Resolve Legislative Compliance Management
- policyIQ
- Microsoft Outlook
- Microsoft SharePoint
- Audit2 AdaptiveGRC
- Methodware ERA
- MyComplianceOffice Compliance Operations Management System
- LRN Ethics and Compliance Alliance
- Oracle Enterprise Governance, Risk, and Compliance Manager
- Cura Software Solutions Cura for Compliance Management
- Microsoft Word
- MetricStream Enterprise Compliance Platform
- Word processing software
- Apple Safari
- Actimize Brokerage Compliance Solutions
- MasterControl TotalPharma
- Thomson Reuters Paisley Enterprise GRC
- Guideline Risk Technologies RUBI
- MediRegs ComplyTrack
- Data analysis software
- Spreadsheet software
- RVR Systems Compliance
- Healthcare common procedure coding system HCPCS
- Compliance 360
- Microsoft Office
- Compliance11 Supervisory Suite
- Database management software
- SAP BEx Report Designer
- Microsoft Visio
- Axentis Compliance Management
- Agiliance Compliance Manager
- Keane SCORE
- Microsoft Excel
- Email software
- ComplianceBridge Total Compliance
- Aline GRC
- Microsoft Windows
- ARC Logics Sword
- Archer Compliance Management
- EtQ FDA cGxP Compliance Software for Life Sciences
- Modulo Risk Manager
- Mozilla Firefox
- BWise Compliance Management
- DoubleCheck GRC&T Platform
- Oracle Insurance Compliance Tracker
- Neohapsis Certus GRC
- FRSGlobal RegPro
- CMO Compliance Regulatory Compliance Solution
- MasterControl MD
- Sword Achiever Compliance Portal Dashboard
- Protiviti Governance Portal
- MetricStream Compliance Management
- AssurX Financial Services Compliance Management System
- Horwath Software Magique
- Fidessa Compliance Manager
- Microsoft PowerPoint