Will “BSA Officer” be Replaced By Robots? 🤔
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Job Description
Plan, direct, or coordinate activities of an organization to ensure compliance with ethical or regulatory standards.
Job Details
- The SOC (Standard Occupational Classification) code is 11-9199.02
☝️ Information based on the reference occupation “Compliance Managers”.
Also Known As…
- Compliance Managers
- Internal Review and Audit Compliance
- Director, Global Ethics & Compliance and Assistant General Counsel
- Director of Compliance
- Corporate Operations Compliance Manager
- Compliance Review Officer
- Compliance Officer
- Compliance Manager
- Compliance Engineer-Products
- Compliance Coordinator
- Business Practices Supervisor
- Risk Manager
- Research Quality Assurance Specialist
- Research Quality Assurance Analyst
- Research Compliance and HIPPA Privacy Officer and Director of the Research Compliance Program
- Regulatory Compliance Specialist
- Regulatory Compliance Officer
- Regulatory Compliance Director
- Privacy Compliance Manager
- Manager, Quality Management, Corporate Compliance
- Legal Compliance Officer
- IRB Compliance Coordinator
- Head of Ethics and Compliance
- Financial Compliance Officer
- Ethics Officer
- Ethics Manager
- Director, Office of Human Subjects Protection
- Credit Compliance Officer
- Corporate Ethics Officer
- Corporate Compliance Officer
- Corporate Compliance Director
- Compliance Specialist
- Compliance Director
- Compliance Analyst
- Chief Compliance Officer
- BSA/AML Compliance Officer
- Audit Manager
Tasks for “BSA Officer”
- Maintain documentation of compliance activities, such as complaints received or investigation outcomes.
- File appropriate compliance reports with regulatory agencies.
- Provide assistance to internal or external auditors in compliance reviews.
- Assess product, compliance, or operational risks and develop risk management strategies.
- Consult with corporate attorneys as necessary to address difficult legal compliance issues.
- Develop or implement environmental compliance plans for programs, such as air quality, storm water, wastewater treatment, hazardous waste management, pollution prevention, or solid waste management.
- Advise technical professionals on the development or use of environmental compliance or reporting tools.
- Advise internal management or business partners on the implementation or operation of compliance programs.
- Verify that software technology is in place to adequately provide oversight and monitoring in all required areas.
- Conduct or direct the internal investigation of compliance issues.
- Design or implement improvements in communication, monitoring, or enforcement of compliance standards.
- Disseminate written policies and procedures related to compliance activities.
- Review or modify policies or operating guidelines to comply with changes to environmental standards or regulations.
- Keep informed regarding pending industry changes, trends, and best practices and assess the potential impact of these changes on organizational processes.
- Review communications such as securities sales advertising to ensure there are no violations of standards or regulations.
- Conduct environmental audits to ensure adherence to environmental standards.
- Identify compliance issues that require follow-up or investigation.
- Oversee internal reporting systems such as corporate compliance hotlines and inform employees about these systems.
- Collaborate with human resources departments to ensure the implementation of consistent disciplinary action strategies in cases of compliance standard violations.
- Prepare management reports regarding compliance operations and progress.
- Discuss emerging compliance issues with management or employees.
- Provide employee training on compliance related topics, policies, or procedures.
- Conduct periodic internal reviews or audits to ensure that compliance procedures are followed.
- Verify that all firm and regulatory policies and procedures have been documented, implemented, and communicated.
- Monitor compliance systems to ensure their effectiveness.
- Direct the development or implementation of compliance-related policies and procedures throughout an organization.
- Direct environmental programs, such as air or water compliance, aboveground or underground storage tanks, spill prevention or control, hazardous waste or materials management, solid waste recycling, medical waste management, indoor air quality, integrated pest management, employee training, or disaster preparedness.
- Evaluate testing procedures to meet the specifications of environmental monitoring programs.
- Report violations of compliance or regulatory standards to duly authorized enforcement agencies as appropriate or required.
- Serve as a confidential point of contact for employees to communicate with management, seek clarification on issues or dilemmas, or report irregularities.
Related Technology & Tools
- Multi-line telephone systems
- Photocopying equipment
- Computer laser printers
- Desktop computers
- Laptop computers
- Personal computers
- Laser facsimile machines
- MetricStream Enterprise Compliance Platform
- Sword Achiever Compliance Portal Dashboard
- Compliance 360
- MasterControl MD
- Spreadsheet software
- Modulo Risk Manager
- Microsoft Windows
- Protiviti Governance Portal
- BWise Compliance Management
- policyIQ
- Microsoft Excel
- MasterControl TotalPharma
- IBM Notes
- Fidessa Compliance Manager
- Oracle Insurance Compliance Tracker
- MetricStream Regulatory Reporting
- Compliance11 Supervisory Suite
- AssurX Financial Services Compliance Management System
- MyComplianceOffice Compliance Operations Management System
- Governance, risk, and compliance GRC software
- LexisNexis
- LRN Ethics and Compliance Alliance
- Microsoft PowerPoint
- EtQ FDA cGxP Compliance Software for Life Sciences
- Resolve Legislative Compliance Management
- The Garland Group RiskKey
- Microsoft Outlook
- Microsoft Project
- Mozilla Firefox
- Agiliance Compliance Manager
- Database management software
- FRSGlobal RegPro
- Microsoft Internet Explorer
- Apple Safari
- MetricStream Compliance Management
- Healthcare common procedure coding system HCPCS
- AssurX CATSWeb
- Audit2 AdaptiveGRC
- BPS Compliance
- Desktop publishing software
- Microsoft Word
- Microsoft Visio
- SAP BEx Report Designer
- Actimize Brokerage Compliance Solutions
- QUMAS Compliance Solution
- Keane SCORE
- EtQ Environmental Health and Safety Software
- Horwath Software Magique
- RVR Systems Compliance
- Thomson Reuters Paisley Enterprise GRC
- Oracle Enterprise Governance, Risk, and Compliance Manager
- Microsoft SharePoint
- DoubleCheck GRC&T Platform
- Word processing software
- Adobe Systems Adobe Acrobat
- Guideline Risk Technologies RUBI
- ComplianceBridge Total Compliance
- Neohapsis Certus GRC
- Human resource information system HRIS
- Axentis Compliance Management
- Aline GRC
- Email software
- CMO Compliance Regulatory Compliance Solution
- Tax accounting software
- ARC Logics Sword
- MediRegs ComplyTrack
- Data analysis software
- Microsoft Office
- Methodware ERA
- Scheduling software
- Web browser software
- StataCorp Stata
- 80-20 Software Leaders4
- Microsoft Access
- Archer Compliance Management
- ControlCase Compliance Manager
- Cura Software Solutions Cura for Compliance Management