Will “Credit Compliance Officer” be Replaced By Robots? 🤔
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Job Description
Plan, direct, or coordinate activities of an organization to ensure compliance with ethical or regulatory standards.
Job Details
- The SOC (Standard Occupational Classification) code is 11-9199.02
☝️ Information based on the reference occupation “Compliance Managers”.
Also Known As…
- Compliance Managers
- Internal Review and Audit Compliance
- Director, Global Ethics & Compliance and Assistant General Counsel
- Director of Compliance
- Corporate Operations Compliance Manager
- Compliance Review Officer
- Compliance Officer
- Compliance Manager
- Compliance Engineer-Products
- Compliance Coordinator
- Business Practices Supervisor
- Risk Manager
- Research Quality Assurance Specialist
- Research Quality Assurance Analyst
- Research Compliance and HIPPA Privacy Officer and Director of the Research Compliance Program
- Regulatory Compliance Specialist
- Regulatory Compliance Officer
- Regulatory Compliance Director
- Privacy Compliance Manager
- Manager, Quality Management, Corporate Compliance
- Legal Compliance Officer
- IRB Compliance Coordinator
- Head of Ethics and Compliance
- Financial Compliance Officer
- Ethics Officer
- Ethics Manager
- Director, Office of Human Subjects Protection
- Corporate Ethics Officer
- Corporate Compliance Officer
- Corporate Compliance Director
- Compliance Specialist
- Compliance Director
- Compliance Analyst
- Chief Compliance Officer
- BSA/AML Compliance Officer
- BSA Officer
- Audit Manager
Tasks for “Credit Compliance Officer”
- Maintain documentation of compliance activities, such as complaints received or investigation outcomes.
- Verify that software technology is in place to adequately provide oversight and monitoring in all required areas.
- Advise technical professionals on the development or use of environmental compliance or reporting tools.
- Design or implement improvements in communication, monitoring, or enforcement of compliance standards.
- Direct environmental programs, such as air or water compliance, aboveground or underground storage tanks, spill prevention or control, hazardous waste or materials management, solid waste recycling, medical waste management, indoor air quality, integrated pest management, employee training, or disaster preparedness.
- Prepare management reports regarding compliance operations and progress.
- Consult with corporate attorneys as necessary to address difficult legal compliance issues.
- Evaluate testing procedures to meet the specifications of environmental monitoring programs.
- Provide employee training on compliance related topics, policies, or procedures.
- Review communications such as securities sales advertising to ensure there are no violations of standards or regulations.
- Identify compliance issues that require follow-up or investigation.
- Conduct environmental audits to ensure adherence to environmental standards.
- Direct the development or implementation of compliance-related policies and procedures throughout an organization.
- Verify that all firm and regulatory policies and procedures have been documented, implemented, and communicated.
- Collaborate with human resources departments to ensure the implementation of consistent disciplinary action strategies in cases of compliance standard violations.
- Discuss emerging compliance issues with management or employees.
- Monitor compliance systems to ensure their effectiveness.
- Develop or implement environmental compliance plans for programs, such as air quality, storm water, wastewater treatment, hazardous waste management, pollution prevention, or solid waste management.
- Disseminate written policies and procedures related to compliance activities.
- Conduct periodic internal reviews or audits to ensure that compliance procedures are followed.
- Provide assistance to internal or external auditors in compliance reviews.
- Oversee internal reporting systems such as corporate compliance hotlines and inform employees about these systems.
- Conduct or direct the internal investigation of compliance issues.
- Review or modify policies or operating guidelines to comply with changes to environmental standards or regulations.
- File appropriate compliance reports with regulatory agencies.
- Advise internal management or business partners on the implementation or operation of compliance programs.
- Report violations of compliance or regulatory standards to duly authorized enforcement agencies as appropriate or required.
- Assess product, compliance, or operational risks and develop risk management strategies.
- Serve as a confidential point of contact for employees to communicate with management, seek clarification on issues or dilemmas, or report irregularities.
- Keep informed regarding pending industry changes, trends, and best practices and assess the potential impact of these changes on organizational processes.
Related Technology & Tools
- Laptop computers
- Personal computers
- Desktop computers
- Multi-line telephone systems
- Computer laser printers
- Photocopying equipment
- Laser facsimile machines
- Sword Achiever Compliance Portal Dashboard
- AssurX Financial Services Compliance Management System
- Word processing software
- Scheduling software
- MediRegs ComplyTrack
- Oracle Enterprise Governance, Risk, and Compliance Manager
- Guideline Risk Technologies RUBI
- Resolve Legislative Compliance Management
- Microsoft Excel
- Microsoft Windows
- QUMAS Compliance Solution
- MetricStream Enterprise Compliance Platform
- Methodware ERA
- Email software
- SAP BEx Report Designer
- RVR Systems Compliance
- 80-20 Software Leaders4
- Spreadsheet software
- Protiviti Governance Portal
- Web browser software
- Microsoft Office
- Tax accounting software
- Fidessa Compliance Manager
- Governance, risk, and compliance GRC software
- IBM Notes
- Human resource information system HRIS
- EtQ FDA cGxP Compliance Software for Life Sciences
- LexisNexis
- ControlCase Compliance Manager
- Aline GRC
- Axentis Compliance Management
- Keane SCORE
- StataCorp Stata
- Compliance 360
- Modulo Risk Manager
- MyComplianceOffice Compliance Operations Management System
- policyIQ
- ComplianceBridge Total Compliance
- FRSGlobal RegPro
- Agiliance Compliance Manager
- Microsoft Project
- CMO Compliance Regulatory Compliance Solution
- Archer Compliance Management
- DoubleCheck GRC&T Platform
- Oracle Insurance Compliance Tracker
- LRN Ethics and Compliance Alliance
- MetricStream Compliance Management
- Horwath Software Magique
- Microsoft SharePoint
- Desktop publishing software
- Actimize Brokerage Compliance Solutions
- Apple Safari
- Microsoft PowerPoint
- MasterControl TotalPharma
- ARC Logics Sword
- Adobe Systems Adobe Acrobat
- Neohapsis Certus GRC
- BPS Compliance
- AssurX CATSWeb
- Mozilla Firefox
- Healthcare common procedure coding system HCPCS
- BWise Compliance Management
- The Garland Group RiskKey
- Thomson Reuters Paisley Enterprise GRC
- Audit2 AdaptiveGRC
- EtQ Environmental Health and Safety Software
- Microsoft Word
- Microsoft Outlook
- Cura Software Solutions Cura for Compliance Management
- Microsoft Internet Explorer
- MasterControl MD
- Data analysis software
- Compliance11 Supervisory Suite
- Database management software
- MetricStream Regulatory Reporting
- Microsoft Visio
- Microsoft Access