Will “Credit Compliance Officer” be Replaced By Robots? 🤔
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Job Description
Plan, direct, or coordinate activities of an organization to ensure compliance with ethical or regulatory standards.
Job Details
- The SOC (Standard Occupational Classification) code is 11-9199.02
☝️ Information based on the reference occupation “Compliance Managers”.
Also Known As…
- Compliance Managers
- Internal Review and Audit Compliance
- Director, Global Ethics & Compliance and Assistant General Counsel
- Director of Compliance
- Corporate Operations Compliance Manager
- Compliance Review Officer
- Compliance Officer
- Compliance Manager
- Compliance Engineer-Products
- Compliance Coordinator
- Business Practices Supervisor
- Risk Manager
- Research Quality Assurance Specialist
- Research Quality Assurance Analyst
- Research Compliance and HIPPA Privacy Officer and Director of the Research Compliance Program
- Regulatory Compliance Specialist
- Regulatory Compliance Officer
- Regulatory Compliance Director
- Privacy Compliance Manager
- Manager, Quality Management, Corporate Compliance
- Legal Compliance Officer
- IRB Compliance Coordinator
- Head of Ethics and Compliance
- Financial Compliance Officer
- Ethics Officer
- Ethics Manager
- Director, Office of Human Subjects Protection
- Corporate Ethics Officer
- Corporate Compliance Officer
- Corporate Compliance Director
- Compliance Specialist
- Compliance Director
- Compliance Analyst
- Chief Compliance Officer
- BSA/AML Compliance Officer
- BSA Officer
- Audit Manager
Tasks for “Credit Compliance Officer”
- Review or modify policies or operating guidelines to comply with changes to environmental standards or regulations.
- Conduct periodic internal reviews or audits to ensure that compliance procedures are followed.
- Provide employee training on compliance related topics, policies, or procedures.
- Review communications such as securities sales advertising to ensure there are no violations of standards or regulations.
- Evaluate testing procedures to meet the specifications of environmental monitoring programs.
- Monitor compliance systems to ensure their effectiveness.
- Assess product, compliance, or operational risks and develop risk management strategies.
- Maintain documentation of compliance activities, such as complaints received or investigation outcomes.
- Advise internal management or business partners on the implementation or operation of compliance programs.
- Collaborate with human resources departments to ensure the implementation of consistent disciplinary action strategies in cases of compliance standard violations.
- Oversee internal reporting systems such as corporate compliance hotlines and inform employees about these systems.
- Design or implement improvements in communication, monitoring, or enforcement of compliance standards.
- Conduct or direct the internal investigation of compliance issues.
- Identify compliance issues that require follow-up or investigation.
- Discuss emerging compliance issues with management or employees.
- Conduct environmental audits to ensure adherence to environmental standards.
- Provide assistance to internal or external auditors in compliance reviews.
- Direct environmental programs, such as air or water compliance, aboveground or underground storage tanks, spill prevention or control, hazardous waste or materials management, solid waste recycling, medical waste management, indoor air quality, integrated pest management, employee training, or disaster preparedness.
- Disseminate written policies and procedures related to compliance activities.
- Report violations of compliance or regulatory standards to duly authorized enforcement agencies as appropriate or required.
- Consult with corporate attorneys as necessary to address difficult legal compliance issues.
- File appropriate compliance reports with regulatory agencies.
- Serve as a confidential point of contact for employees to communicate with management, seek clarification on issues or dilemmas, or report irregularities.
- Prepare management reports regarding compliance operations and progress.
- Keep informed regarding pending industry changes, trends, and best practices and assess the potential impact of these changes on organizational processes.
- Direct the development or implementation of compliance-related policies and procedures throughout an organization.
- Develop or implement environmental compliance plans for programs, such as air quality, storm water, wastewater treatment, hazardous waste management, pollution prevention, or solid waste management.
- Verify that software technology is in place to adequately provide oversight and monitoring in all required areas.
- Advise technical professionals on the development or use of environmental compliance or reporting tools.
- Verify that all firm and regulatory policies and procedures have been documented, implemented, and communicated.
Related Technology & Tools
- Computer laser printers
- Desktop computers
- Laser facsimile machines
- Photocopying equipment
- Personal computers
- Laptop computers
- Multi-line telephone systems
- IBM Notes
- Data analysis software
- Oracle Insurance Compliance Tracker
- StataCorp Stata
- Sword Achiever Compliance Portal Dashboard
- MetricStream Regulatory Reporting
- Desktop publishing software
- Compliance11 Supervisory Suite
- Microsoft Access
- Aline GRC
- CMO Compliance Regulatory Compliance Solution
- Thomson Reuters Paisley Enterprise GRC
- MyComplianceOffice Compliance Operations Management System
- Oracle Enterprise Governance, Risk, and Compliance Manager
- ARC Logics Sword
- Microsoft PowerPoint
- Web browser software
- Tax accounting software
- MasterControl MD
- Resolve Legislative Compliance Management
- Guideline Risk Technologies RUBI
- Mozilla Firefox
- MasterControl TotalPharma
- Apple Safari
- Email software
- Neohapsis Certus GRC
- DoubleCheck GRC&T Platform
- SAP BEx Report Designer
- Healthcare common procedure coding system HCPCS
- BWise Compliance Management
- Microsoft Word
- QUMAS Compliance Solution
- LRN Ethics and Compliance Alliance
- RVR Systems Compliance
- Axentis Compliance Management
- Scheduling software
- BPS Compliance
- Protiviti Governance Portal
- policyIQ
- 80-20 Software Leaders4
- MetricStream Enterprise Compliance Platform
- Audit2 AdaptiveGRC
- The Garland Group RiskKey
- Microsoft Windows
- Fidessa Compliance Manager
- EtQ Environmental Health and Safety Software
- Microsoft Visio
- Compliance 360
- Methodware ERA
- MediRegs ComplyTrack
- Agiliance Compliance Manager
- MetricStream Compliance Management
- Microsoft Outlook
- Keane SCORE
- Governance, risk, and compliance GRC software
- Microsoft Office
- Horwath Software Magique
- ComplianceBridge Total Compliance
- Archer Compliance Management
- Microsoft Project
- AssurX Financial Services Compliance Management System
- Microsoft SharePoint
- Microsoft Excel
- Word processing software
- Human resource information system HRIS
- Database management software
- AssurX CATSWeb
- LexisNexis
- Adobe Systems Adobe Acrobat
- Microsoft Internet Explorer
- ControlCase Compliance Manager
- FRSGlobal RegPro
- Cura Software Solutions Cura for Compliance Management
- EtQ FDA cGxP Compliance Software for Life Sciences
- Spreadsheet software
- Actimize Brokerage Compliance Solutions
- Modulo Risk Manager