Will “Business Practices Supervisor” be Replaced By Robots? 🤔
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Job Description
Plan, direct, or coordinate activities of an organization to ensure compliance with ethical or regulatory standards.
Job Details
- The SOC (Standard Occupational Classification) code is 11-9199.02
☝️ Information based on the reference occupation “Compliance Managers”.
Also Known As…
- Compliance Managers
- Internal Review and Audit Compliance
- Director, Global Ethics & Compliance and Assistant General Counsel
- Director of Compliance
- Corporate Operations Compliance Manager
- Compliance Review Officer
- Compliance Officer
- Compliance Manager
- Compliance Engineer-Products
- Compliance Coordinator
- Business Practices Supervisor
- Risk Manager
- Research Quality Assurance Specialist
- Research Quality Assurance Analyst
- Research Compliance and HIPPA Privacy Officer and Director of the Research Compliance Program
- Regulatory Compliance Specialist
- Regulatory Compliance Officer
- Regulatory Compliance Director
- Privacy Compliance Manager
- Manager, Quality Management, Corporate Compliance
- Legal Compliance Officer
- IRB Compliance Coordinator
- Head of Ethics and Compliance
- Financial Compliance Officer
- Ethics Officer
- Ethics Manager
- Director, Office of Human Subjects Protection
- Credit Compliance Officer
- Corporate Ethics Officer
- Corporate Compliance Officer
- Corporate Compliance Director
- Compliance Specialist
- Compliance Director
- Compliance Analyst
- Chief Compliance Officer
- BSA/AML Compliance Officer
- BSA Officer
- Audit Manager
Tasks for “Business Practices Supervisor”
- Develop or implement environmental compliance plans for programs, such as air quality, storm water, wastewater treatment, hazardous waste management, pollution prevention, or solid waste management.
- Verify that all firm and regulatory policies and procedures have been documented, implemented, and communicated.
- Monitor compliance systems to ensure their effectiveness.
- Disseminate written policies and procedures related to compliance activities.
- Collaborate with human resources departments to ensure the implementation of consistent disciplinary action strategies in cases of compliance standard violations.
- Discuss emerging compliance issues with management or employees.
- Keep informed regarding pending industry changes, trends, and best practices and assess the potential impact of these changes on organizational processes.
- Advise internal management or business partners on the implementation or operation of compliance programs.
- Design or implement improvements in communication, monitoring, or enforcement of compliance standards.
- Conduct periodic internal reviews or audits to ensure that compliance procedures are followed.
- Maintain documentation of compliance activities, such as complaints received or investigation outcomes.
- Advise technical professionals on the development or use of environmental compliance or reporting tools.
- Verify that software technology is in place to adequately provide oversight and monitoring in all required areas.
- Direct the development or implementation of compliance-related policies and procedures throughout an organization.
- Conduct or direct the internal investigation of compliance issues.
- Evaluate testing procedures to meet the specifications of environmental monitoring programs.
- Provide employee training on compliance related topics, policies, or procedures.
- File appropriate compliance reports with regulatory agencies.
- Assess product, compliance, or operational risks and develop risk management strategies.
- Direct environmental programs, such as air or water compliance, aboveground or underground storage tanks, spill prevention or control, hazardous waste or materials management, solid waste recycling, medical waste management, indoor air quality, integrated pest management, employee training, or disaster preparedness.
- Prepare management reports regarding compliance operations and progress.
- Conduct environmental audits to ensure adherence to environmental standards.
- Identify compliance issues that require follow-up or investigation.
- Oversee internal reporting systems such as corporate compliance hotlines and inform employees about these systems.
- Review or modify policies or operating guidelines to comply with changes to environmental standards or regulations.
- Serve as a confidential point of contact for employees to communicate with management, seek clarification on issues or dilemmas, or report irregularities.
- Report violations of compliance or regulatory standards to duly authorized enforcement agencies as appropriate or required.
- Review communications such as securities sales advertising to ensure there are no violations of standards or regulations.
- Provide assistance to internal or external auditors in compliance reviews.
- Consult with corporate attorneys as necessary to address difficult legal compliance issues.
Related Technology & Tools
- Laser facsimile machines
- Photocopying equipment
- Computer laser printers
- Desktop computers
- Multi-line telephone systems
- Laptop computers
- Personal computers
- Compliance11 Supervisory Suite
- Methodware ERA
- Desktop publishing software
- Microsoft Internet Explorer
- Cura Software Solutions Cura for Compliance Management
- Modulo Risk Manager
- Resolve Legislative Compliance Management
- Microsoft Office
- SAP BEx Report Designer
- ControlCase Compliance Manager
- AssurX CATSWeb
- Microsoft Visio
- Oracle Enterprise Governance, Risk, and Compliance Manager
- MetricStream Regulatory Reporting
- Human resource information system HRIS
- Thomson Reuters Paisley Enterprise GRC
- Microsoft Word
- Adobe Systems Adobe Acrobat
- Governance, risk, and compliance GRC software
- Word processing software
- BWise Compliance Management
- Horwath Software Magique
- LRN Ethics and Compliance Alliance
- Data analysis software
- Mozilla Firefox
- Microsoft SharePoint
- Microsoft Excel
- Actimize Brokerage Compliance Solutions
- Sword Achiever Compliance Portal Dashboard
- MetricStream Compliance Management
- Web browser software
- 80-20 Software Leaders4
- Scheduling software
- Microsoft Windows
- CMO Compliance Regulatory Compliance Solution
- Oracle Insurance Compliance Tracker
- BPS Compliance
- Audit2 AdaptiveGRC
- Axentis Compliance Management
- Microsoft Outlook
- Fidessa Compliance Manager
- Healthcare common procedure coding system HCPCS
- Neohapsis Certus GRC
- MetricStream Enterprise Compliance Platform
- MyComplianceOffice Compliance Operations Management System
- EtQ FDA cGxP Compliance Software for Life Sciences
- Database management software
- Email software
- MasterControl MD
- Spreadsheet software
- ComplianceBridge Total Compliance
- Agiliance Compliance Manager
- Compliance 360
- FRSGlobal RegPro
- ARC Logics Sword
- LexisNexis
- StataCorp Stata
- policyIQ
- Tax accounting software
- QUMAS Compliance Solution
- AssurX Financial Services Compliance Management System
- MasterControl TotalPharma
- Archer Compliance Management
- RVR Systems Compliance
- Apple Safari
- IBM Notes
- Microsoft PowerPoint
- Protiviti Governance Portal
- EtQ Environmental Health and Safety Software
- Microsoft Access
- DoubleCheck GRC&T Platform
- Aline GRC
- MediRegs ComplyTrack
- Guideline Risk Technologies RUBI
- Keane SCORE
- Microsoft Project
- The Garland Group RiskKey