Will “Compliance Engineer-Products” be Replaced By Robots? 🤔
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Job Description
Plan, direct, or coordinate activities of an organization to ensure compliance with ethical or regulatory standards.
Job Details
- The SOC (Standard Occupational Classification) code is 11-9199.02
☝️ Information based on the reference occupation “Compliance Managers”.
Also Known As…
- Compliance Managers
- Internal Review and Audit Compliance
- Director, Global Ethics & Compliance and Assistant General Counsel
- Director of Compliance
- Corporate Operations Compliance Manager
- Compliance Review Officer
- Compliance Officer
- Compliance Manager
- Compliance Engineer-Products
- Compliance Coordinator
- Business Practices Supervisor
- Risk Manager
- Research Quality Assurance Specialist
- Research Quality Assurance Analyst
- Research Compliance and HIPPA Privacy Officer and Director of the Research Compliance Program
- Regulatory Compliance Specialist
- Regulatory Compliance Officer
- Regulatory Compliance Director
- Privacy Compliance Manager
- Manager, Quality Management, Corporate Compliance
- Legal Compliance Officer
- IRB Compliance Coordinator
- Head of Ethics and Compliance
- Financial Compliance Officer
- Ethics Officer
- Ethics Manager
- Director, Office of Human Subjects Protection
- Credit Compliance Officer
- Corporate Ethics Officer
- Corporate Compliance Officer
- Corporate Compliance Director
- Compliance Specialist
- Compliance Director
- Compliance Analyst
- Chief Compliance Officer
- BSA/AML Compliance Officer
- BSA Officer
- Audit Manager
Tasks for “Compliance Engineer-Products”
- Conduct or direct the internal investigation of compliance issues.
- Verify that software technology is in place to adequately provide oversight and monitoring in all required areas.
- Conduct periodic internal reviews or audits to ensure that compliance procedures are followed.
- Assess product, compliance, or operational risks and develop risk management strategies.
- Oversee internal reporting systems such as corporate compliance hotlines and inform employees about these systems.
- Evaluate testing procedures to meet the specifications of environmental monitoring programs.
- Provide assistance to internal or external auditors in compliance reviews.
- File appropriate compliance reports with regulatory agencies.
- Consult with corporate attorneys as necessary to address difficult legal compliance issues.
- Collaborate with human resources departments to ensure the implementation of consistent disciplinary action strategies in cases of compliance standard violations.
- Develop or implement environmental compliance plans for programs, such as air quality, storm water, wastewater treatment, hazardous waste management, pollution prevention, or solid waste management.
- Direct the development or implementation of compliance-related policies and procedures throughout an organization.
- Monitor compliance systems to ensure their effectiveness.
- Advise internal management or business partners on the implementation or operation of compliance programs.
- Keep informed regarding pending industry changes, trends, and best practices and assess the potential impact of these changes on organizational processes.
- Serve as a confidential point of contact for employees to communicate with management, seek clarification on issues or dilemmas, or report irregularities.
- Maintain documentation of compliance activities, such as complaints received or investigation outcomes.
- Provide employee training on compliance related topics, policies, or procedures.
- Direct environmental programs, such as air or water compliance, aboveground or underground storage tanks, spill prevention or control, hazardous waste or materials management, solid waste recycling, medical waste management, indoor air quality, integrated pest management, employee training, or disaster preparedness.
- Identify compliance issues that require follow-up or investigation.
- Verify that all firm and regulatory policies and procedures have been documented, implemented, and communicated.
- Prepare management reports regarding compliance operations and progress.
- Review communications such as securities sales advertising to ensure there are no violations of standards or regulations.
- Report violations of compliance or regulatory standards to duly authorized enforcement agencies as appropriate or required.
- Conduct environmental audits to ensure adherence to environmental standards.
- Design or implement improvements in communication, monitoring, or enforcement of compliance standards.
- Review or modify policies or operating guidelines to comply with changes to environmental standards or regulations.
- Discuss emerging compliance issues with management or employees.
- Advise technical professionals on the development or use of environmental compliance or reporting tools.
- Disseminate written policies and procedures related to compliance activities.
Related Technology & Tools
- Computer laser printers
- Desktop computers
- Laptop computers
- Multi-line telephone systems
- Laser facsimile machines
- Personal computers
- Photocopying equipment
- Email software
- Actimize Brokerage Compliance Solutions
- Human resource information system HRIS
- Microsoft Project
- Fidessa Compliance Manager
- Microsoft Word
- Microsoft Access
- RVR Systems Compliance
- LRN Ethics and Compliance Alliance
- IBM Notes
- MasterControl TotalPharma
- Methodware ERA
- Microsoft Visio
- The Garland Group RiskKey
- Tax accounting software
- Cura Software Solutions Cura for Compliance Management
- BPS Compliance
- Microsoft Internet Explorer
- EtQ FDA cGxP Compliance Software for Life Sciences
- Oracle Insurance Compliance Tracker
- LexisNexis
- MetricStream Enterprise Compliance Platform
- Axentis Compliance Management
- StataCorp Stata
- MasterControl MD
- BWise Compliance Management
- Audit2 AdaptiveGRC
- Adobe Systems Adobe Acrobat
- SAP BEx Report Designer
- MetricStream Compliance Management
- Microsoft PowerPoint
- Protiviti Governance Portal
- Microsoft Excel
- Neohapsis Certus GRC
- Microsoft Outlook
- FRSGlobal RegPro
- Resolve Legislative Compliance Management
- Aline GRC
- Microsoft SharePoint
- Healthcare common procedure coding system HCPCS
- Agiliance Compliance Manager
- ComplianceBridge Total Compliance
- Governance, risk, and compliance GRC software
- ARC Logics Sword
- Thomson Reuters Paisley Enterprise GRC
- Archer Compliance Management
- Compliance 360
- Mozilla Firefox
- EtQ Environmental Health and Safety Software
- Guideline Risk Technologies RUBI
- 80-20 Software Leaders4
- Spreadsheet software
- Keane SCORE
- Web browser software
- ControlCase Compliance Manager
- DoubleCheck GRC&T Platform
- Microsoft Windows
- Scheduling software
- Word processing software
- Apple Safari
- QUMAS Compliance Solution
- AssurX Financial Services Compliance Management System
- Compliance11 Supervisory Suite
- AssurX CATSWeb
- Desktop publishing software
- Data analysis software
- MetricStream Regulatory Reporting
- Microsoft Office
- MediRegs ComplyTrack
- Horwath Software Magique
- Sword Achiever Compliance Portal Dashboard
- CMO Compliance Regulatory Compliance Solution
- Oracle Enterprise Governance, Risk, and Compliance Manager
- policyIQ
- Database management software
- MyComplianceOffice Compliance Operations Management System
- Modulo Risk Manager