Will “Director of Compliance” be Replaced By Robots? 🤔
Unknown Chance of Automation
Sadly, the research paper did not provide any information about this occupation. Maybe have a look at our directory?
Job Description
Plan, direct, or coordinate activities of an organization to ensure compliance with ethical or regulatory standards.
Job Details
- The SOC (Standard Occupational Classification) code is 11-9199.02
☝️ Information based on the reference occupation “Compliance Managers”.
Also Known As…
- Compliance Managers
- Internal Review and Audit Compliance
- Director, Global Ethics & Compliance and Assistant General Counsel
- Director of Compliance
- Corporate Operations Compliance Manager
- Compliance Review Officer
- Compliance Officer
- Compliance Manager
- Compliance Engineer-Products
- Compliance Coordinator
- Business Practices Supervisor
- Risk Manager
- Research Quality Assurance Specialist
- Research Quality Assurance Analyst
- Research Compliance and HIPPA Privacy Officer and Director of the Research Compliance Program
- Regulatory Compliance Specialist
- Regulatory Compliance Officer
- Regulatory Compliance Director
- Privacy Compliance Manager
- Manager, Quality Management, Corporate Compliance
- Legal Compliance Officer
- IRB Compliance Coordinator
- Head of Ethics and Compliance
- Financial Compliance Officer
- Ethics Officer
- Ethics Manager
- Director, Office of Human Subjects Protection
- Credit Compliance Officer
- Corporate Ethics Officer
- Corporate Compliance Officer
- Corporate Compliance Director
- Compliance Specialist
- Compliance Director
- Compliance Analyst
- Chief Compliance Officer
- BSA/AML Compliance Officer
- BSA Officer
- Audit Manager
Tasks for “Director of Compliance”
- Review communications such as securities sales advertising to ensure there are no violations of standards or regulations.
- Disseminate written policies and procedures related to compliance activities.
- Report violations of compliance or regulatory standards to duly authorized enforcement agencies as appropriate or required.
- Develop or implement environmental compliance plans for programs, such as air quality, storm water, wastewater treatment, hazardous waste management, pollution prevention, or solid waste management.
- Discuss emerging compliance issues with management or employees.
- Direct environmental programs, such as air or water compliance, aboveground or underground storage tanks, spill prevention or control, hazardous waste or materials management, solid waste recycling, medical waste management, indoor air quality, integrated pest management, employee training, or disaster preparedness.
- Review or modify policies or operating guidelines to comply with changes to environmental standards or regulations.
- Direct the development or implementation of compliance-related policies and procedures throughout an organization.
- Conduct periodic internal reviews or audits to ensure that compliance procedures are followed.
- Monitor compliance systems to ensure their effectiveness.
- File appropriate compliance reports with regulatory agencies.
- Advise internal management or business partners on the implementation or operation of compliance programs.
- Collaborate with human resources departments to ensure the implementation of consistent disciplinary action strategies in cases of compliance standard violations.
- Conduct environmental audits to ensure adherence to environmental standards.
- Prepare management reports regarding compliance operations and progress.
- Serve as a confidential point of contact for employees to communicate with management, seek clarification on issues or dilemmas, or report irregularities.
- Oversee internal reporting systems such as corporate compliance hotlines and inform employees about these systems.
- Maintain documentation of compliance activities, such as complaints received or investigation outcomes.
- Identify compliance issues that require follow-up or investigation.
- Verify that software technology is in place to adequately provide oversight and monitoring in all required areas.
- Advise technical professionals on the development or use of environmental compliance or reporting tools.
- Provide assistance to internal or external auditors in compliance reviews.
- Provide employee training on compliance related topics, policies, or procedures.
- Design or implement improvements in communication, monitoring, or enforcement of compliance standards.
- Keep informed regarding pending industry changes, trends, and best practices and assess the potential impact of these changes on organizational processes.
- Conduct or direct the internal investigation of compliance issues.
- Evaluate testing procedures to meet the specifications of environmental monitoring programs.
- Consult with corporate attorneys as necessary to address difficult legal compliance issues.
- Verify that all firm and regulatory policies and procedures have been documented, implemented, and communicated.
- Assess product, compliance, or operational risks and develop risk management strategies.
Related Technology & Tools
- Desktop computers
- Laser facsimile machines
- Computer laser printers
- Photocopying equipment
- Multi-line telephone systems
- Laptop computers
- Personal computers
- Governance, risk, and compliance GRC software
- BWise Compliance Management
- LRN Ethics and Compliance Alliance
- Adobe Systems Adobe Acrobat
- policyIQ
- Microsoft Internet Explorer
- Cura Software Solutions Cura for Compliance Management
- The Garland Group RiskKey
- QUMAS Compliance Solution
- Compliance 360
- Microsoft Office
- AssurX CATSWeb
- Axentis Compliance Management
- Human resource information system HRIS
- Microsoft Visio
- Mozilla Firefox
- Sword Achiever Compliance Portal Dashboard
- Horwath Software Magique
- Word processing software
- Scheduling software
- Microsoft SharePoint
- Oracle Insurance Compliance Tracker
- StataCorp Stata
- Agiliance Compliance Manager
- Methodware ERA
- IBM Notes
- FRSGlobal RegPro
- Data analysis software
- Desktop publishing software
- Audit2 AdaptiveGRC
- Database management software
- BPS Compliance
- EtQ FDA cGxP Compliance Software for Life Sciences
- EtQ Environmental Health and Safety Software
- DoubleCheck GRC&T Platform
- MasterControl MD
- Microsoft Project
- Oracle Enterprise Governance, Risk, and Compliance Manager
- Apple Safari
- Keane SCORE
- MetricStream Compliance Management
- RVR Systems Compliance
- Microsoft Word
- Microsoft PowerPoint
- Neohapsis Certus GRC
- Microsoft Windows
- Resolve Legislative Compliance Management
- Tax accounting software
- Protiviti Governance Portal
- Fidessa Compliance Manager
- Microsoft Excel
- Actimize Brokerage Compliance Solutions
- Microsoft Outlook
- MediRegs ComplyTrack
- MyComplianceOffice Compliance Operations Management System
- CMO Compliance Regulatory Compliance Solution
- Guideline Risk Technologies RUBI
- SAP BEx Report Designer
- Email software
- MetricStream Regulatory Reporting
- Modulo Risk Manager
- Microsoft Access
- AssurX Financial Services Compliance Management System
- Spreadsheet software
- Healthcare common procedure coding system HCPCS
- MetricStream Enterprise Compliance Platform
- Compliance11 Supervisory Suite
- Thomson Reuters Paisley Enterprise GRC
- MasterControl TotalPharma
- ARC Logics Sword
- Archer Compliance Management
- Web browser software
- ComplianceBridge Total Compliance
- LexisNexis
- 80-20 Software Leaders4
- ControlCase Compliance Manager
- Aline GRC