Will “Director, Global Ethics & Compliance and Assistant General Counsel” be Replaced By Robots? 🤔
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Job Description
Plan, direct, or coordinate activities of an organization to ensure compliance with ethical or regulatory standards.
Job Details
- The SOC (Standard Occupational Classification) code is 11-9199.02
☝️ Information based on the reference occupation “Compliance Managers”.
Also Known As…
- Compliance Managers
- Internal Review and Audit Compliance
- Director, Global Ethics & Compliance and Assistant General Counsel
- Director of Compliance
- Corporate Operations Compliance Manager
- Compliance Review Officer
- Compliance Officer
- Compliance Manager
- Compliance Engineer-Products
- Compliance Coordinator
- Business Practices Supervisor
- Risk Manager
- Research Quality Assurance Specialist
- Research Quality Assurance Analyst
- Research Compliance and HIPPA Privacy Officer and Director of the Research Compliance Program
- Regulatory Compliance Specialist
- Regulatory Compliance Officer
- Regulatory Compliance Director
- Privacy Compliance Manager
- Manager, Quality Management, Corporate Compliance
- Legal Compliance Officer
- IRB Compliance Coordinator
- Head of Ethics and Compliance
- Financial Compliance Officer
- Ethics Officer
- Ethics Manager
- Director, Office of Human Subjects Protection
- Credit Compliance Officer
- Corporate Ethics Officer
- Corporate Compliance Officer
- Corporate Compliance Director
- Compliance Specialist
- Compliance Director
- Compliance Analyst
- Chief Compliance Officer
- BSA/AML Compliance Officer
- BSA Officer
- Audit Manager
Tasks for “Director, Global Ethics & Compliance and Assistant General Counsel”
- Direct the development or implementation of compliance-related policies and procedures throughout an organization.
- Advise technical professionals on the development or use of environmental compliance or reporting tools.
- Conduct periodic internal reviews or audits to ensure that compliance procedures are followed.
- Serve as a confidential point of contact for employees to communicate with management, seek clarification on issues or dilemmas, or report irregularities.
- Keep informed regarding pending industry changes, trends, and best practices and assess the potential impact of these changes on organizational processes.
- Advise internal management or business partners on the implementation or operation of compliance programs.
- Verify that all firm and regulatory policies and procedures have been documented, implemented, and communicated.
- Design or implement improvements in communication, monitoring, or enforcement of compliance standards.
- Verify that software technology is in place to adequately provide oversight and monitoring in all required areas.
- Review communications such as securities sales advertising to ensure there are no violations of standards or regulations.
- Evaluate testing procedures to meet the specifications of environmental monitoring programs.
- Conduct environmental audits to ensure adherence to environmental standards.
- Maintain documentation of compliance activities, such as complaints received or investigation outcomes.
- Monitor compliance systems to ensure their effectiveness.
- Provide assistance to internal or external auditors in compliance reviews.
- Assess product, compliance, or operational risks and develop risk management strategies.
- Direct environmental programs, such as air or water compliance, aboveground or underground storage tanks, spill prevention or control, hazardous waste or materials management, solid waste recycling, medical waste management, indoor air quality, integrated pest management, employee training, or disaster preparedness.
- Collaborate with human resources departments to ensure the implementation of consistent disciplinary action strategies in cases of compliance standard violations.
- Identify compliance issues that require follow-up or investigation.
- Oversee internal reporting systems such as corporate compliance hotlines and inform employees about these systems.
- Disseminate written policies and procedures related to compliance activities.
- Conduct or direct the internal investigation of compliance issues.
- Prepare management reports regarding compliance operations and progress.
- Consult with corporate attorneys as necessary to address difficult legal compliance issues.
- File appropriate compliance reports with regulatory agencies.
- Review or modify policies or operating guidelines to comply with changes to environmental standards or regulations.
- Develop or implement environmental compliance plans for programs, such as air quality, storm water, wastewater treatment, hazardous waste management, pollution prevention, or solid waste management.
- Report violations of compliance or regulatory standards to duly authorized enforcement agencies as appropriate or required.
- Discuss emerging compliance issues with management or employees.
- Provide employee training on compliance related topics, policies, or procedures.
Related Technology & Tools
- Multi-line telephone systems
- Desktop computers
- Computer laser printers
- Laser facsimile machines
- Photocopying equipment
- Personal computers
- Laptop computers
- Governance, risk, and compliance GRC software
- Data analysis software
- Spreadsheet software
- Cura Software Solutions Cura for Compliance Management
- ARC Logics Sword
- Desktop publishing software
- 80-20 Software Leaders4
- Database management software
- AssurX Financial Services Compliance Management System
- EtQ Environmental Health and Safety Software
- Microsoft PowerPoint
- Axentis Compliance Management
- MasterControl TotalPharma
- Compliance11 Supervisory Suite
- Tax accounting software
- Email software
- Aline GRC
- EtQ FDA cGxP Compliance Software for Life Sciences
- Oracle Enterprise Governance, Risk, and Compliance Manager
- MyComplianceOffice Compliance Operations Management System
- QUMAS Compliance Solution
- Microsoft Access
- DoubleCheck GRC&T Platform
- MetricStream Enterprise Compliance Platform
- Human resource information system HRIS
- LRN Ethics and Compliance Alliance
- Resolve Legislative Compliance Management
- Scheduling software
- Microsoft Project
- MetricStream Compliance Management
- Microsoft Visio
- Fidessa Compliance Manager
- Modulo Risk Manager
- Compliance 360
- Microsoft Excel
- Microsoft Word
- Apple Safari
- Agiliance Compliance Manager
- Mozilla Firefox
- Archer Compliance Management
- CMO Compliance Regulatory Compliance Solution
- Word processing software
- AssurX CATSWeb
- Oracle Insurance Compliance Tracker
- Neohapsis Certus GRC
- Keane SCORE
- Actimize Brokerage Compliance Solutions
- BPS Compliance
- Sword Achiever Compliance Portal Dashboard
- ComplianceBridge Total Compliance
- BWise Compliance Management
- Microsoft Windows
- Horwath Software Magique
- Guideline Risk Technologies RUBI
- Adobe Systems Adobe Acrobat
- Protiviti Governance Portal
- policyIQ
- FRSGlobal RegPro
- MasterControl MD
- IBM Notes
- Healthcare common procedure coding system HCPCS
- StataCorp Stata
- ControlCase Compliance Manager
- Web browser software
- Microsoft Internet Explorer
- LexisNexis
- Microsoft SharePoint
- RVR Systems Compliance
- Microsoft Office
- Microsoft Outlook
- Methodware ERA
- MetricStream Regulatory Reporting
- The Garland Group RiskKey
- MediRegs ComplyTrack
- Thomson Reuters Paisley Enterprise GRC
- SAP BEx Report Designer
- Audit2 AdaptiveGRC