Will “Internal Review and Audit Compliance” be Replaced By Robots? 🤔
Unknown Chance of Automation
Sadly, the research paper did not provide any information about this occupation. Maybe have a look at our directory?
Job Description
Plan, direct, or coordinate activities of an organization to ensure compliance with ethical or regulatory standards.
Job Details
- The SOC (Standard Occupational Classification) code is 11-9199.02
☝️ Information based on the reference occupation “Compliance Managers”.
Also Known As…
- Compliance Managers
- Internal Review and Audit Compliance
- Director, Global Ethics & Compliance and Assistant General Counsel
- Director of Compliance
- Corporate Operations Compliance Manager
- Compliance Review Officer
- Compliance Officer
- Compliance Manager
- Compliance Engineer-Products
- Compliance Coordinator
- Business Practices Supervisor
- Risk Manager
- Research Quality Assurance Specialist
- Research Quality Assurance Analyst
- Research Compliance and HIPPA Privacy Officer and Director of the Research Compliance Program
- Regulatory Compliance Specialist
- Regulatory Compliance Officer
- Regulatory Compliance Director
- Privacy Compliance Manager
- Manager, Quality Management, Corporate Compliance
- Legal Compliance Officer
- IRB Compliance Coordinator
- Head of Ethics and Compliance
- Financial Compliance Officer
- Ethics Officer
- Ethics Manager
- Director, Office of Human Subjects Protection
- Credit Compliance Officer
- Corporate Ethics Officer
- Corporate Compliance Officer
- Corporate Compliance Director
- Compliance Specialist
- Compliance Director
- Compliance Analyst
- Chief Compliance Officer
- BSA/AML Compliance Officer
- BSA Officer
- Audit Manager
Tasks for “Internal Review and Audit Compliance”
- Discuss emerging compliance issues with management or employees.
- Design or implement improvements in communication, monitoring, or enforcement of compliance standards.
- File appropriate compliance reports with regulatory agencies.
- Consult with corporate attorneys as necessary to address difficult legal compliance issues.
- Develop or implement environmental compliance plans for programs, such as air quality, storm water, wastewater treatment, hazardous waste management, pollution prevention, or solid waste management.
- Oversee internal reporting systems such as corporate compliance hotlines and inform employees about these systems.
- Maintain documentation of compliance activities, such as complaints received or investigation outcomes.
- Review communications such as securities sales advertising to ensure there are no violations of standards or regulations.
- Keep informed regarding pending industry changes, trends, and best practices and assess the potential impact of these changes on organizational processes.
- Advise technical professionals on the development or use of environmental compliance or reporting tools.
- Advise internal management or business partners on the implementation or operation of compliance programs.
- Evaluate testing procedures to meet the specifications of environmental monitoring programs.
- Provide employee training on compliance related topics, policies, or procedures.
- Conduct environmental audits to ensure adherence to environmental standards.
- Assess product, compliance, or operational risks and develop risk management strategies.
- Report violations of compliance or regulatory standards to duly authorized enforcement agencies as appropriate or required.
- Conduct periodic internal reviews or audits to ensure that compliance procedures are followed.
- Monitor compliance systems to ensure their effectiveness.
- Verify that software technology is in place to adequately provide oversight and monitoring in all required areas.
- Disseminate written policies and procedures related to compliance activities.
- Verify that all firm and regulatory policies and procedures have been documented, implemented, and communicated.
- Direct the development or implementation of compliance-related policies and procedures throughout an organization.
- Conduct or direct the internal investigation of compliance issues.
- Prepare management reports regarding compliance operations and progress.
- Collaborate with human resources departments to ensure the implementation of consistent disciplinary action strategies in cases of compliance standard violations.
- Review or modify policies or operating guidelines to comply with changes to environmental standards or regulations.
- Identify compliance issues that require follow-up or investigation.
- Serve as a confidential point of contact for employees to communicate with management, seek clarification on issues or dilemmas, or report irregularities.
- Provide assistance to internal or external auditors in compliance reviews.
- Direct environmental programs, such as air or water compliance, aboveground or underground storage tanks, spill prevention or control, hazardous waste or materials management, solid waste recycling, medical waste management, indoor air quality, integrated pest management, employee training, or disaster preparedness.
Related Technology & Tools
- Computer laser printers
- Photocopying equipment
- Laser facsimile machines
- Laptop computers
- Personal computers
- Desktop computers
- Multi-line telephone systems
- Horwath Software Magique
- Microsoft Internet Explorer
- Thomson Reuters Paisley Enterprise GRC
- MyComplianceOffice Compliance Operations Management System
- Email software
- Oracle Enterprise Governance, Risk, and Compliance Manager
- ComplianceBridge Total Compliance
- Fidessa Compliance Manager
- Mozilla Firefox
- Neohapsis Certus GRC
- Agiliance Compliance Manager
- Oracle Insurance Compliance Tracker
- Governance, risk, and compliance GRC software
- RVR Systems Compliance
- Data analysis software
- CMO Compliance Regulatory Compliance Solution
- Microsoft PowerPoint
- Microsoft SharePoint
- Apple Safari
- AssurX CATSWeb
- Web browser software
- Resolve Legislative Compliance Management
- Protiviti Governance Portal
- 80-20 Software Leaders4
- QUMAS Compliance Solution
- EtQ Environmental Health and Safety Software
- Tax accounting software
- IBM Notes
- AssurX Financial Services Compliance Management System
- MasterControl TotalPharma
- MetricStream Regulatory Reporting
- BWise Compliance Management
- Microsoft Word
- MetricStream Enterprise Compliance Platform
- Methodware ERA
- Human resource information system HRIS
- MasterControl MD
- Keane SCORE
- MetricStream Compliance Management
- Desktop publishing software
- Modulo Risk Manager
- BPS Compliance
- Microsoft Excel
- Axentis Compliance Management
- LRN Ethics and Compliance Alliance
- SAP BEx Report Designer
- Audit2 AdaptiveGRC
- EtQ FDA cGxP Compliance Software for Life Sciences
- Aline GRC
- Microsoft Access
- Microsoft Windows
- Actimize Brokerage Compliance Solutions
- Healthcare common procedure coding system HCPCS
- Microsoft Outlook
- Database management software
- StataCorp Stata
- Microsoft Visio
- Microsoft Project
- Cura Software Solutions Cura for Compliance Management
- Word processing software
- Sword Achiever Compliance Portal Dashboard
- Spreadsheet software
- MediRegs ComplyTrack
- ControlCase Compliance Manager
- Adobe Systems Adobe Acrobat
- DoubleCheck GRC&T Platform
- Microsoft Office
- policyIQ
- Compliance 360
- Archer Compliance Management
- Compliance11 Supervisory Suite
- LexisNexis
- Scheduling software
- Guideline Risk Technologies RUBI
- The Garland Group RiskKey
- FRSGlobal RegPro
- ARC Logics Sword