Will “Internal Review and Audit Compliance” be Replaced By Robots? 🤔
Unknown Chance of Automation
Sadly, the research paper did not provide any information about this occupation. Maybe have a look at our directory?
Job Description
Plan, direct, or coordinate activities of an organization to ensure compliance with ethical or regulatory standards.
Job Details
- The SOC (Standard Occupational Classification) code is 11-9199.02
☝️ Information based on the reference occupation “Compliance Managers”.
Also Known As…
- Compliance Managers
- Internal Review and Audit Compliance
- Director, Global Ethics & Compliance and Assistant General Counsel
- Director of Compliance
- Corporate Operations Compliance Manager
- Compliance Review Officer
- Compliance Officer
- Compliance Manager
- Compliance Engineer-Products
- Compliance Coordinator
- Business Practices Supervisor
- Risk Manager
- Research Quality Assurance Specialist
- Research Quality Assurance Analyst
- Research Compliance and HIPPA Privacy Officer and Director of the Research Compliance Program
- Regulatory Compliance Specialist
- Regulatory Compliance Officer
- Regulatory Compliance Director
- Privacy Compliance Manager
- Manager, Quality Management, Corporate Compliance
- Legal Compliance Officer
- IRB Compliance Coordinator
- Head of Ethics and Compliance
- Financial Compliance Officer
- Ethics Officer
- Ethics Manager
- Director, Office of Human Subjects Protection
- Credit Compliance Officer
- Corporate Ethics Officer
- Corporate Compliance Officer
- Corporate Compliance Director
- Compliance Specialist
- Compliance Director
- Compliance Analyst
- Chief Compliance Officer
- BSA/AML Compliance Officer
- BSA Officer
- Audit Manager
Tasks for “Internal Review and Audit Compliance”
- Conduct environmental audits to ensure adherence to environmental standards.
- Verify that all firm and regulatory policies and procedures have been documented, implemented, and communicated.
- Collaborate with human resources departments to ensure the implementation of consistent disciplinary action strategies in cases of compliance standard violations.
- Review or modify policies or operating guidelines to comply with changes to environmental standards or regulations.
- Advise technical professionals on the development or use of environmental compliance or reporting tools.
- Design or implement improvements in communication, monitoring, or enforcement of compliance standards.
- Advise internal management or business partners on the implementation or operation of compliance programs.
- File appropriate compliance reports with regulatory agencies.
- Maintain documentation of compliance activities, such as complaints received or investigation outcomes.
- Keep informed regarding pending industry changes, trends, and best practices and assess the potential impact of these changes on organizational processes.
- Provide assistance to internal or external auditors in compliance reviews.
- Evaluate testing procedures to meet the specifications of environmental monitoring programs.
- Verify that software technology is in place to adequately provide oversight and monitoring in all required areas.
- Serve as a confidential point of contact for employees to communicate with management, seek clarification on issues or dilemmas, or report irregularities.
- Conduct periodic internal reviews or audits to ensure that compliance procedures are followed.
- Conduct or direct the internal investigation of compliance issues.
- Assess product, compliance, or operational risks and develop risk management strategies.
- Oversee internal reporting systems such as corporate compliance hotlines and inform employees about these systems.
- Direct the development or implementation of compliance-related policies and procedures throughout an organization.
- Provide employee training on compliance related topics, policies, or procedures.
- Prepare management reports regarding compliance operations and progress.
- Identify compliance issues that require follow-up or investigation.
- Monitor compliance systems to ensure their effectiveness.
- Review communications such as securities sales advertising to ensure there are no violations of standards or regulations.
- Develop or implement environmental compliance plans for programs, such as air quality, storm water, wastewater treatment, hazardous waste management, pollution prevention, or solid waste management.
- Discuss emerging compliance issues with management or employees.
- Disseminate written policies and procedures related to compliance activities.
- Consult with corporate attorneys as necessary to address difficult legal compliance issues.
- Report violations of compliance or regulatory standards to duly authorized enforcement agencies as appropriate or required.
- Direct environmental programs, such as air or water compliance, aboveground or underground storage tanks, spill prevention or control, hazardous waste or materials management, solid waste recycling, medical waste management, indoor air quality, integrated pest management, employee training, or disaster preparedness.
Related Technology & Tools
- Photocopying equipment
- Computer laser printers
- Desktop computers
- Laptop computers
- Multi-line telephone systems
- Personal computers
- Laser facsimile machines
- ControlCase Compliance Manager
- Microsoft Outlook
- IBM Notes
- BWise Compliance Management
- Healthcare common procedure coding system HCPCS
- MetricStream Compliance Management
- QUMAS Compliance Solution
- StataCorp Stata
- Microsoft Word
- Actimize Brokerage Compliance Solutions
- RVR Systems Compliance
- Compliance11 Supervisory Suite
- Word processing software
- AssurX CATSWeb
- LRN Ethics and Compliance Alliance
- Horwath Software Magique
- EtQ Environmental Health and Safety Software
- Email software
- Resolve Legislative Compliance Management
- MyComplianceOffice Compliance Operations Management System
- CMO Compliance Regulatory Compliance Solution
- BPS Compliance
- Keane SCORE
- Guideline Risk Technologies RUBI
- Cura Software Solutions Cura for Compliance Management
- Methodware ERA
- LexisNexis
- DoubleCheck GRC&T Platform
- Governance, risk, and compliance GRC software
- policyIQ
- Protiviti Governance Portal
- Compliance 360
- Microsoft Excel
- The Garland Group RiskKey
- Fidessa Compliance Manager
- MetricStream Enterprise Compliance Platform
- Spreadsheet software
- Mozilla Firefox
- Agiliance Compliance Manager
- AssurX Financial Services Compliance Management System
- EtQ FDA cGxP Compliance Software for Life Sciences
- Apple Safari
- Database management software
- Microsoft Project
- Thomson Reuters Paisley Enterprise GRC
- MasterControl MD
- Microsoft Internet Explorer
- Scheduling software
- Oracle Enterprise Governance, Risk, and Compliance Manager
- Aline GRC
- Microsoft Visio
- Sword Achiever Compliance Portal Dashboard
- MasterControl TotalPharma
- ComplianceBridge Total Compliance
- MetricStream Regulatory Reporting
- FRSGlobal RegPro
- Archer Compliance Management
- Axentis Compliance Management
- Desktop publishing software
- Modulo Risk Manager
- Tax accounting software
- MediRegs ComplyTrack
- 80-20 Software Leaders4
- Microsoft Windows
- ARC Logics Sword
- Audit2 AdaptiveGRC
- Oracle Insurance Compliance Tracker
- Microsoft PowerPoint
- Neohapsis Certus GRC
- Adobe Systems Adobe Acrobat
- Microsoft Office
- Data analysis software
- Microsoft SharePoint
- Microsoft Access
- Web browser software
- SAP BEx Report Designer
- Human resource information system HRIS