Will “Internal Review and Audit Compliance” be Replaced By Robots? 🤔
Unknown Chance of Automation
Sadly, the research paper did not provide any information about this occupation. Maybe have a look at our directory?
Job Description
Plan, direct, or coordinate activities of an organization to ensure compliance with ethical or regulatory standards.
Job Details
- The SOC (Standard Occupational Classification) code is 11-9199.02
☝️ Information based on the reference occupation “Compliance Managers”.
Also Known As…
- Compliance Managers
- Internal Review and Audit Compliance
- Director, Global Ethics & Compliance and Assistant General Counsel
- Director of Compliance
- Corporate Operations Compliance Manager
- Compliance Review Officer
- Compliance Officer
- Compliance Manager
- Compliance Engineer-Products
- Compliance Coordinator
- Business Practices Supervisor
- Risk Manager
- Research Quality Assurance Specialist
- Research Quality Assurance Analyst
- Research Compliance and HIPPA Privacy Officer and Director of the Research Compliance Program
- Regulatory Compliance Specialist
- Regulatory Compliance Officer
- Regulatory Compliance Director
- Privacy Compliance Manager
- Manager, Quality Management, Corporate Compliance
- Legal Compliance Officer
- IRB Compliance Coordinator
- Head of Ethics and Compliance
- Financial Compliance Officer
- Ethics Officer
- Ethics Manager
- Director, Office of Human Subjects Protection
- Credit Compliance Officer
- Corporate Ethics Officer
- Corporate Compliance Officer
- Corporate Compliance Director
- Compliance Specialist
- Compliance Director
- Compliance Analyst
- Chief Compliance Officer
- BSA/AML Compliance Officer
- BSA Officer
- Audit Manager
Tasks for “Internal Review and Audit Compliance”
- Collaborate with human resources departments to ensure the implementation of consistent disciplinary action strategies in cases of compliance standard violations.
- Conduct environmental audits to ensure adherence to environmental standards.
- Provide assistance to internal or external auditors in compliance reviews.
- Advise technical professionals on the development or use of environmental compliance or reporting tools.
- Discuss emerging compliance issues with management or employees.
- Disseminate written policies and procedures related to compliance activities.
- Maintain documentation of compliance activities, such as complaints received or investigation outcomes.
- Serve as a confidential point of contact for employees to communicate with management, seek clarification on issues or dilemmas, or report irregularities.
- Review or modify policies or operating guidelines to comply with changes to environmental standards or regulations.
- Keep informed regarding pending industry changes, trends, and best practices and assess the potential impact of these changes on organizational processes.
- Verify that all firm and regulatory policies and procedures have been documented, implemented, and communicated.
- Report violations of compliance or regulatory standards to duly authorized enforcement agencies as appropriate or required.
- Develop or implement environmental compliance plans for programs, such as air quality, storm water, wastewater treatment, hazardous waste management, pollution prevention, or solid waste management.
- Consult with corporate attorneys as necessary to address difficult legal compliance issues.
- Conduct or direct the internal investigation of compliance issues.
- Advise internal management or business partners on the implementation or operation of compliance programs.
- File appropriate compliance reports with regulatory agencies.
- Direct the development or implementation of compliance-related policies and procedures throughout an organization.
- Review communications such as securities sales advertising to ensure there are no violations of standards or regulations.
- Evaluate testing procedures to meet the specifications of environmental monitoring programs.
- Design or implement improvements in communication, monitoring, or enforcement of compliance standards.
- Provide employee training on compliance related topics, policies, or procedures.
- Direct environmental programs, such as air or water compliance, aboveground or underground storage tanks, spill prevention or control, hazardous waste or materials management, solid waste recycling, medical waste management, indoor air quality, integrated pest management, employee training, or disaster preparedness.
- Oversee internal reporting systems such as corporate compliance hotlines and inform employees about these systems.
- Monitor compliance systems to ensure their effectiveness.
- Verify that software technology is in place to adequately provide oversight and monitoring in all required areas.
- Prepare management reports regarding compliance operations and progress.
- Assess product, compliance, or operational risks and develop risk management strategies.
- Conduct periodic internal reviews or audits to ensure that compliance procedures are followed.
- Identify compliance issues that require follow-up or investigation.
Related Technology & Tools
- Multi-line telephone systems
- Laptop computers
- Computer laser printers
- Photocopying equipment
- Desktop computers
- Personal computers
- Laser facsimile machines
- Microsoft Project
- AssurX CATSWeb
- MasterControl MD
- Microsoft Outlook
- ComplianceBridge Total Compliance
- Governance, risk, and compliance GRC software
- Microsoft Internet Explorer
- LexisNexis
- DoubleCheck GRC&T Platform
- Agiliance Compliance Manager
- Database management software
- IBM Notes
- Oracle Enterprise Governance, Risk, and Compliance Manager
- MetricStream Compliance Management
- LRN Ethics and Compliance Alliance
- Adobe Systems Adobe Acrobat
- Actimize Brokerage Compliance Solutions
- MediRegs ComplyTrack
- Horwath Software Magique
- Aline GRC
- Spreadsheet software
- Microsoft Windows
- Email software
- Microsoft Access
- Thomson Reuters Paisley Enterprise GRC
- policyIQ
- Tax accounting software
- ControlCase Compliance Manager
- Resolve Legislative Compliance Management
- EtQ Environmental Health and Safety Software
- Archer Compliance Management
- Protiviti Governance Portal
- Microsoft PowerPoint
- Audit2 AdaptiveGRC
- Microsoft Office
- Word processing software
- Microsoft SharePoint
- Microsoft Word
- Mozilla Firefox
- MyComplianceOffice Compliance Operations Management System
- Human resource information system HRIS
- Scheduling software
- Data analysis software
- MasterControl TotalPharma
- Cura Software Solutions Cura for Compliance Management
- MetricStream Enterprise Compliance Platform
- Axentis Compliance Management
- Compliance11 Supervisory Suite
- BWise Compliance Management
- Web browser software
- Microsoft Excel
- The Garland Group RiskKey
- Desktop publishing software
- RVR Systems Compliance
- Guideline Risk Technologies RUBI
- Compliance 360
- BPS Compliance
- Neohapsis Certus GRC
- Oracle Insurance Compliance Tracker
- AssurX Financial Services Compliance Management System
- EtQ FDA cGxP Compliance Software for Life Sciences
- Microsoft Visio
- Sword Achiever Compliance Portal Dashboard
- StataCorp Stata
- Apple Safari
- Fidessa Compliance Manager
- FRSGlobal RegPro
- ARC Logics Sword
- MetricStream Regulatory Reporting
- 80-20 Software Leaders4
- SAP BEx Report Designer
- QUMAS Compliance Solution
- Healthcare common procedure coding system HCPCS
- CMO Compliance Regulatory Compliance Solution
- Keane SCORE
- Modulo Risk Manager
- Methodware ERA